Providers › Investment advisory and management
Service provider · Schedule C, plan year 2024
Raymond James
Most often reported for investment advisory and management
Form 5500 information is as filed by the plan administrator with the Department of Labor and may be amended. Figures reflect the plan year shown, not current balances. Schedule C lists only providers a plan paid $5,000 or more, and is filed only by plans with 100 or more participants.
Raymond James is named as a service provider on the Schedule C of 527 retirement plans with 100 or more participants for plan year 2024, covering 485,835 participant records. Most often it is reported for investment advisory and management.
Reported compensation from those plans, direct and indirect, totalled $23.5M. Per plan, the median was $81.44 per participant, with the middle half of plans between $40.11 and $141. These are amounts plans reported paying this organisation, not a price list: they depend on which services each plan buys and on how much is paid through fund expenses instead.
Its client plans are most numerous in Texas (55), Florida (36) and California (34).
In 2009 it appeared on 91 such filings; in 2024, 532 (up 485%). Yearly counts include every filing that names it, so they can run slightly above the number of plans with pages here, and name or EIN changes after mergers can break the series.
Reported compensation per plan
| Across this provider's plans | 25th percentile | Median | 75th percentile |
|---|---|---|---|
| Compensation per participant | $40.11 | $81.44 | $141 |
| Compensation as a share of plan net assets | 0.09% | 0.19% | 0.27% |
What each plan reported paying this organisation, not the plan's total cost. For reference, the median US defined contribution plan reported $123 per participant to all Schedule C providers combined.
Plans served by year
Matched by employer identification number. A merger or a change of filing entity starts a new series, so a drop to zero is not a loss of clients by itself.
By state
By plan size
Services reported
Largest plans naming this provider
| Plan | Sponsor | State | Participants | Net assets | Reported to this provider |
|---|---|---|---|---|---|
| Penn Entertainment, Inc. 401(k) Plan | Penn Entertainment, Inc. | PA | 28,522 | $694M | $71K |
| Southern Electrical Retirement Fund | Board of Trustees - Southern Electrical Retirement Fund | TN | 25,932 | $2.19B | $450K |
| Ta Operating LLC 401(k) Savings Plan | Ta Operating LLC | OH | 18,350 | $183M | $68K |
| The Platinum 401(k) Retirement Savings Plan | Plan Fiduciary Services, Inc. | FL | 12,711 | $97.4M | $39K |
| Bj's Restaurants, Inc. 401(k) Plan | Bj's Restaurants, Inc. | CA | 12,233 | $44.7M | $0 |
| Radnet 401(k) Plan | Radnet, Inc. | CA | 11,814 | $437M | $85K |
| Novolex Holdings, LLC 401(k) Plan | Novolex Holdings, LLC | SC | 8,295 | $385M | $150K |
| Hawaii Carpenters 401(k) FD | Hawaii Carpenters 401(k) Fund | HI | 7,421 | $258M | $168K |
| 401(k) Plan | Newgen Operations Management LLC | CA | 7,310 | $19.1M | $40K |
| Hawaii Carpenters Financial Security Fund | Hawaii Carpenters Financial Security Fund | HI | 7,254 | $661M | $538K |
| Aurora Behavioral Health Savings & Retirement Plan | Signature Healthcare Services, LLC | CA | 7,023 | $59.9M | $115K |
| Hawaii Laborers' Annuity Fund | Hawaii Laborers' Annuity Fund | HI | 6,407 | $305M | $205K |
| Darling Ingredients Inc. Salaried 401(k) Savings Plan | Darling Ingredients Inc. | TX | 6,051 | $237M | $11K |
| Hawaii Laborers' Pension Trust Fund | Hawaii Laborers' Pension Trust Fund | HI | 6,020 | $426M | $267K |
| Cohnreznick LLC 401(k) Profit Sharing Plan | Cohnreznick LLC | NJ | 5,420 | $751M | $100K |
| Staffmark Group, LLC 401(k) Plan | Staffmark Group, LLC | OH | 5,366 | $144M | $91K |
| Reh Services 401(k) Plan | Reh Services, LLC | UT | 5,074 | $175M | $89K |
| Cellular Sales of Knoxville, Inc. 401(k) Plan | Cellular Sales of Knoxville, Inc. | TN | 4,809 | $90.7M | $150K |
| Chart Industries, Inc. 401(k) Investment and Savings Plan | Chart Industries, Inc. | GA | 4,689 | $428M | $65K |
| Delek US 401(k) Plan | Delek US Holdings, Inc. | TN | 4,653 | $392M | $90K |
| Darling Ingredients Inc. Hourly and Bargaining 401(k) Savings Plan | Darling Ingredients Inc. | TX | 4,461 | $126M | $5,000 |
| Image First Holdings, LLC Retirement Savings Plan | Image First Holdings, LLC | PA | 4,415 | $66.9M | $63K |
| Hawaii Masons and Plasterers Annuity Plan | Board of Trustees of the Hawaii Masons & Plasterers Annuity Trust Fund | HI | 4,137 | $126M | $119K |
| Retirement Plus of Memorial Health System Hospitals | Marietta Memorial Hospital | OH | 4,008 | $111M | $83K |
| Hawaii Electricians Annuity Plan | Hawaii Electricians Annuity Plan | HI | 3,867 | $437M | $254K |
| Hawaii Annuity Trust Fund for Operating Engineers | Board of Trustees, Hawaii Operating Engineers | CA | 3,728 | $177M | $60K |
| Hawaii Electricians Pension Plan | Hawaii Electricians Pension Plan | HI | 3,451 | $366M | $183K |
| Dunne Manning 401(k) Plan | Vuc Inc. | PA | 3,417 | $38.6M | $53K |
| Memorial Health System Hospitals Defined Contribution Plan | Marietta Memorial Hospital | OH | 2,989 | $30.7M | $17K |
| Seyfarth Shaw LLP 401(k) Savings and Retirement Plan | Seyfarth Shaw LLP | IL | 2,908 | $926M | $17K |
| Carroll Hospital Center Retirement Savings Plan | Carroll Hospital Center, Inc. | MD | 2,896 | $155M | $27K |
| Agropur Inc. 401(k) Retirement Savings Plan | Agropur Inc. | WI | 2,868 | $243M | $50K |
| Specialty Dental Brands 401(k) Plan | Vardiman Black Holdings, LLC DBA Specialty Dental Brands | TN | 2,855 | $71.1M | $209K |
| The Northwest Hospital Center, Inc. 403(b) Matching Retirement Plan | Northwest Hospital Center, Inc. | MD | 2,813 | $108M | $13K |
| Rlj-McLarty-Landers Automotive Holdings, LLC 401(k) Plan | RLJ McLarty Landers Automotive, LLC | TX | 2,791 | $40.3M | $102K |
| Masons Pension Plan | Board of Trustees of Masons Pension Trust Fund | HI | 2,676 | $284M | $205K |
| Kag 401(k) Retirement Plan | Tropacaval Media, LLC | TX | 2,514 | $46.4M | $136K |
| Major League Soccer 401(k) Plan | Major League Soccer LLC | NY | 2,347 | $177M | $54K |
| First Advantage Corporation 401(k) Plan | First Advantage Corporation | GA | 2,196 | $86.9M | $64K |
| Calvin University 403(b) Retirement Plan | Calvin University | MI | 2,027 | $235M | $100K |
Questions and answers
How many plans does Raymond James serve?
527 plans with 100 or more participants named it on Schedule C for plan year 2024. Plans that paid it under $5,000, small plans that file Form 5500-SF, and plans whose filings spell its name without an EIN under a different form are not counted.
What do plans pay Raymond James?
The median plan reported $81.44 per participant in direct and indirect compensation (522 plans reporting an amount), or 0.19% of plan net assets. Eligible indirect compensation disclosed to the plan by formula is not reported as a dollar amount, so many filings understate what a provider receives.
What services are reported?
The service codes most often attached to it are Investment advisory (plan) (384 plans), Investment advisory (participants) (71 plans), Investment management (37 plans) and Other services (31 plans).
Where does this come from?
Schedule C of Form 5500, Part I line 2, from the EBSA research files with filings received through 24 Aug 2026. Individuals named on Schedule C are excluded from this site.
Provenance
Source: U.S. Department of Labor, Employee Benefits Security Administration, Form 5500 research files, Schedule C Part I line 2, public domain, with filings received through 24 Aug 2026. Rows are grouped by the provider's EIN as entered by each plan; rows without an EIN join the EIN most often filed under the same name. Providers named on fewer than 25 plans have no page. See the methodology and corrections.