Providers › Investment advisory and management
Service provider · Schedule C, plan year 2024
Mma Securities LLC
Most often reported for investment advisory and management
Form 5500 information is as filed by the plan administrator with the Department of Labor and may be amended. Figures reflect the plan year shown, not current balances. Schedule C lists only providers a plan paid $5,000 or more, and is filed only by plans with 100 or more participants.
For plan year 2024, 761 retirement plans with 100 or more participants reported paying Mma Securities LLC $5,000 or more. Those plans cover 1,008,843 participant records, and the service most often reported is investment advisory and management.
Reported compensation from those plans, direct and indirect, totalled $27.2M. Per plan, the median was $61.25 per participant, with the middle half of plans between $28.48 and $106. These are amounts plans reported paying this organisation, not a price list: they depend on which services each plan buys and on how much is paid through fund expenses instead.
Its client plans are most numerous in California (121), Illinois (71) and North Carolina (69).
In 2012 it appeared on 5 such filings; in 2024, 764. Yearly counts include every filing that names it, so they can run slightly above the number of plans with pages here, and name or EIN changes after mergers can break the series.
Reported compensation per plan
| Across this provider's plans | 25th percentile | Median | 75th percentile |
|---|---|---|---|
| Compensation per participant | $28.48 | $61.25 | $106 |
| Compensation as a share of plan net assets | 0.07% | 0.15% | 0.22% |
What each plan reported paying this organisation, not the plan's total cost. For reference, the median US defined contribution plan reported $123 per participant to all Schedule C providers combined.
Plans served by year
Matched by employer identification number. A merger or a change of filing entity starts a new series, so a drop to zero is not a loss of clients by itself.
By state
By plan size
Services reported
Largest plans naming this provider
| Plan | Sponsor | State | Participants | Net assets | Reported to this provider |
|---|---|---|---|---|---|
| Universal Health Services, Inc. Retirement Savings Plan | Universal Health Services, Inc. | PA | 80,921 | $3.67B | $123K |
| Casey's General Stores 401(k) Plan | Casey's General Stores Inc. | IA | 38,025 | $514M | $50K |
| Knight-Swift Transportation Holdings, Inc. Retirement Plan | Knight-Swift Transportation Holdings Inc. | AZ | 36,328 | $1.02B | $68K |
| VF 401(k) Savings Plan | VF Corporation | NC | 20,126 | $1.06B | $20K |
| Gentiva 401(k) Plan | Curo Health Services, LLC | GA | 19,591 | $301M | $105K |
| Buildwise | Plan Professionals, LLC | NJ | 16,629 | $650M | $42K |
| Kforce 401(k) Retirement Savings Plan | Kforce Inc. | FL | 16,302 | $283M | $117K |
| Under Armour 401(k) Plan | Under Armour, Inc. | MD | 14,248 | $382M | $45K |
| Vitas Healthcare Corporation 401(k) Plan | Vitas Healthcare Corporation | FL | 14,076 | $493M | $95K |
| CNH Industrial U.S. Retirement Savings Plan | Case New Holland Industrial Inc. | WI | 12,639 | $2.28B | $125K |
| Applegreen US Retirement Plan | Applegreen Companies | SC | 11,547 | $20.3M | $45K |
| Sunrun Inc. 401(k) Plan | Sunrun Inc. | CA | 11,426 | $366M | $23K |
| Polaris 401(k) Retirement Savings Plan | Polaris Industries Inc. | MN | 11,172 | $1.12B | $21K |
| Employee Savings Plan | Pactiv Evergreen Services Inc. | IL | 10,980 | $1.01B | $29K |
| Chenega Corporation 401(k) Profit Sharing Plan and Trust | The Chenega Corporation | AK | 10,254 | $451M | $40K |
| Accor 401(k) Plan | Accor Management US, Inc. | — | 9,502 | $373M | $103K |
| KPC Global 401(k) Plan | KPC Global Management, LLC | CA | 9,181 | $298M | $142K |
| Thedacare Retirement and 403(b) Savings Plan | Thedacare Inc. | WI | 8,797 | $838M | $98K |
| Globalfoundries U.S. Inc. 401(k) Plan | Globalfoundries U.S. Inc. | CA | 8,405 | $1.25B | $110K |
| Hub Group Employee Profit Sharing and Trust Plan | Hub Group, Inc. | IL | 8,042 | $268M | $39K |
| Bob's Discount Furniture 401(k) Profit Sharing Plan | Bob's Discount Furniture LLC | CT | 7,946 | $228M | $74K |
| The Fresh Market, Inc. Employees 401(k) Savings Plan | The Fresh Market, Inc. | NC | 7,815 | $78.8M | $38K |
| Fullbloom Retirement Savings Plan | Fullbloom | PA | 7,688 | $85.5M | $46K |
| Acts Retirement - Life Communities, Inc. Retirement Savings Plan - 401(k) | Acts Retirement - Life Communities, Inc. | PA | 7,335 | $227M | $59K |
| VF Corporation Pension Plan | VF Corporation | NC | 7,019 | $905M | $20K |
| Independent School Collaborative Multiple Employer Plan | Independent School Collaborative | NC | 6,694 | $449M | $279K |
| Fontainebleau Las Vegas 401(k) Plan | Bowtie Hospitality LV LLC | NV | 6,641 | $18.2M | $17K |
| Swipejobs, Inc. 401(k) Plan | Swipejobs, Inc. | TX | 6,060 | $5.3M | $22K |
| Gardaworld Cash Services, Inc. 401(k) Savings and Retirement Plan | Gardaworld Cash Services, Inc. | FL | 5,961 | $110M | $58K |
| Senior Lifestyle Corporation 401(k) Retirement Plan | Senior Lifestyle Corporation | IL | 5,764 | $33.2M | $33K |
| Abo 401(k) Plan | America's Back Office, Inc. | MI | 5,547 | $80.2M | $156K |
| 401(k) Retirement Plan for Reynolds Consumer Products | Reynolds Consumer Products LLC | IL | 5,445 | $633M | $22K |
| Covenant Group Holdings, L.P. 401(k) Plan | Covenant Group Holdings, LP | TX | 5,315 | $14.3M | $33K |
| Revvity, Inc. Savings Plan | Revvity, Inc. | MA | 5,142 | $944M | $75K |
| Cambridge Healthcare Services, LLC 401(k) Plan | Cambridge Health Services, LLC | CA | 5,047 | $37.5M | $71K |
| Cogir Management USA, Inc. 401(k) Plan and Trust | Cogir Management USA, Inc. | AZ | 4,816 | $16.0M | $8,428 |
| Sonida Senior Living 401(k) Plan | Sonida Senior Living, Inc. | TX | 4,637 | $20.2M | $18K |
| Autism Learning Partners 401(k) Plan | Autism Learning Partners | CA | 4,496 | $14.3M | $39K |
| Agc of America, SD Chapter, Inc. 401(k) Profit Sharing Plan | Agc of America, SD Chapter, Inc. 401(k) Profit Sharing Plan | CA | 4,403 | $171M | $26K |
| Aperion Care 401(k) & Profit Sharing Plan | Aperion Care, Inc. | IL | 4,396 | $13.8M | $51K |
Questions and answers
How many plans does Mma Securities LLC serve?
761 plans with 100 or more participants named it on Schedule C for plan year 2024. Plans that paid it under $5,000, small plans that file Form 5500-SF, and plans whose filings spell its name without an EIN under a different form are not counted.
What do plans pay Mma Securities LLC?
The median plan reported $61.25 per participant in direct and indirect compensation (758 plans reporting an amount), or 0.15% of plan net assets. Eligible indirect compensation disclosed to the plan by formula is not reported as a dollar amount, so many filings understate what a provider receives.
What services are reported?
The service codes most often attached to it are Investment advisory (plan) (580 plans), Other services (57 plans), Recordkeeping and information management (49 plans) and Trustee (bank, trust company, or similar financial institution) (48 plans).
Where does this come from?
Schedule C of Form 5500, Part I line 2, from the EBSA research files with filings received through 24 Aug 2026. Individuals named on Schedule C are excluded from this site.
Provenance
Source: U.S. Department of Labor, Employee Benefits Security Administration, Form 5500 research files, Schedule C Part I line 2, public domain, with filings received through 24 Aug 2026. Rows are grouped by the provider's EIN as entered by each plan; rows without an EIN join the EIN most often filed under the same name. Providers named on fewer than 25 plans have no page. See the methodology and corrections.