Providers › Investment advisory and management
Service provider · Schedule C, plan year 2024
Capfinancial Partners LLC
Most often reported for investment advisory and management
Form 5500 information is as filed by the plan administrator with the Department of Labor and may be amended. Figures reflect the plan year shown, not current balances. Schedule C lists only providers a plan paid $5,000 or more, and is filed only by plans with 100 or more participants.
Capfinancial Partners LLC is named as a service provider on the Schedule C of 1,394 retirement plans with 100 or more participants for plan year 2024, covering 5,549,799 participant records. Most often it is reported for investment advisory and management.
Reported compensation from those plans, direct and indirect, totalled $81.4M. Per plan, the median was $41.60 per participant, with the middle half of plans between $14.71 and $95.60. These are amounts plans reported paying this organisation, not a price list: they depend on which services each plan buys and on how much is paid through fund expenses instead.
Its client plans are most numerous in New York (140), Michigan (107) and California (90).
In 2009 it appeared on 129 such filings; in 2024, 1,406 (up 990%). Yearly counts include every filing that names it, so they can run slightly above the number of plans with pages here, and name or EIN changes after mergers can break the series.
Reported compensation per plan
| Across this provider's plans | 25th percentile | Median | 75th percentile |
|---|---|---|---|
| Compensation per participant | $14.71 | $41.60 | $95.60 |
| Compensation as a share of plan net assets | 0.02% | 0.05% | 0.12% |
What each plan reported paying this organisation, not the plan's total cost. For reference, the median US defined contribution plan reported $123 per participant to all Schedule C providers combined.
Plans served by year
Matched by employer identification number. A merger or a change of filing entity starts a new series, so a drop to zero is not a loss of clients by itself.
By state
By plan size
Services reported
Largest plans naming this provider
| Plan | Sponsor | State | Participants | Net assets | Reported to this provider |
|---|---|---|---|---|---|
| Allegis Group, Inc. Retirement Savings Plan Two | Allegis Group, Inc. | MD | 178,774 | $289M | $5,694 |
| Kelly Retirement Savings Plan | Kelly Services, Inc. | MI | 147,070 | $343M | $43K |
| Building Service 32BJ Supplemental Retirement Savings Plan | Board of Trustees of the Building Service 32BJ Supplemental | NY | 122,833 | $2.56B | $96K |
| O'Reilly Automotive, Inc. Profit Sharing and Savings Plan | O'Reilly Automotive, Inc. | MO | 91,899 | $1.87B | $92K |
| Aon Pooled Employer Plan | Aon Consulting, Inc. | IL | 87,813 | $3.14B | $19K |
| The Mount Sinai Medical Center 403(b) Retirement Plan | The Mount Sinai Medical Center | NY | 75,936 | $9.49B | $1.1M |
| Centene Management Corporation Retirement Plan | Centene Corporation | MO | 67,132 | $4.72B | $84K |
| Gardaworld Security Services U.S. 401(k) Plan | Whelan Security Management Company Inc. | MO | 57,757 | $25.6M | $17K |
| Cracker Barrel Old Country Store, Inc. and Affiliates Employee Savings Plan | Cracker Barrel Old Country Store, Inc. | TN | 57,285 | $225M | $93K |
| Orlando Health Retirement Savings Plan 403(b) | Orlando Health, Inc. | FL | 55,514 | $1.91B | $161K |
| First Student, Inc. Retirement Savings Plan | Firstgroup America, Inc. | OH | 51,842 | $328M | $61K |
| Beth Israel Lahey 403(b) Retirement Savings Plan | Beth Israel Lahey Health | MA | 47,712 | $3.51B | $1.4M |
| GEICO 401(k) Savings Plan | GEICO Corporation | DC | 47,131 | $6.23B | $79K |
| Amentum 401(k) Retirement Plan | Amentum Services, Inc. | VA | 44,630 | $2.49B | $630K |
| BJC 401(k) Plan | BJC Health System | MO | 43,409 | $2.27B | $105K |
| Allegis Group, Inc. Retirement Savings Plan One | Allegis Group, Inc. | MD | 43,236 | $2.19B | $54K |
| Republic Services, Inc. 401(k) Plan | Republic Services, Inc. | AZ | 42,086 | $2.67B | $125K |
| Sevita 401(k) Plan | National Mentor Holdings, LLC | MN | 41,694 | $347M | $60K |
| The Savings and Investment Plan | WPP Group USA, Inc. | NY | 41,591 | $4.71B | $159K |
| Innova Solutions, Inc. Retirement Savings Plan | Innova Solutions, Inc. | GA | 40,018 | $349M | $78K |
| Baycare Health System Retirement Plan | Baycare Health System | FL | 40,015 | $3.11B | $135K |
| Washington University Retirement Savings Plan | Washington University in St. Louis | MO | 40,001 | $7.48B | $75K |
| Concentrix Retirement and Savings Plan | Concentrix CVG Corporation | OH | 39,739 | $880M | $35K |
| Performance Food Group Employee Savings Plan | Performance Food Group, Inc. | VA | 38,825 | $1.90B | $86K |
| Chevron Employee Savings Investment Plan | Chevron Corporation | TX | 35,035 | $20.4B | $15K |
| Mainehealth 403(b) Retirement Plan | Mainehealth Services | ME | 34,449 | $2.46B | $94K |
| Yale-New Haven Hospital and Tax-Exempt Affliliates Retirement Savings Plan | Yale-New Haven Hospital, Inc. | CT | 31,516 | $1.07B | $30K |
| The Magna Group of Companies Retirement Savings Plans | Magna International of America, Inc. | — | 31,327 | $2.47B | $159K |
| Yale-New Haven Hospital and Tax Exempt Affiliates Tax Sheltered Annuity Plan | Yale-New Haven Hospital, Inc. | CT | 31,139 | $2.31B | $48K |
| McLane Company, Inc. Profit Sharing Plan | McLane Company, Inc. | TX | 29,196 | $1.51B | $180K |
| Genesis Administrative Services 401(k) Plan #1 | Genesis Administrative Services LLC | PA | 29,049 | $981M | $580K |
| Philips North America 401(k) Plan | Philips North America LLC | MA | 27,842 | $6.37B | $520K |
| Signet Jewelers Retirement Savings Plan | Sterling Jewelers Inc. | OH | 27,491 | $742M | $118K |
| Cornell University Retirement Plan for the Employees of the Endowed Colleges at Ithaca | Cornell University | NY | 27,192 | $3.02B | $101K |
| The Children's Hospital Corporation Tax-Deferred Annuity Plan | The Children's Hospital Corporation | MA | 25,800 | $1.62B | $124K |
| Montefiore Medical Center 403(b) Plan | Montefiore Medical Center | NY | 25,425 | $4.33B | $29K |
| Children's Hospital Medical Center Employee Savings Plan | Children's Hospital Medical Center | OH | 25,326 | $2.03B | $25K |
| Northwestern University Retirement Plan | Northwestern University | IL | 25,018 | $4.44B | $118K |
| Teamhealth 401(k) Plan | Ameriteam Services, LLC | TN | 24,708 | $1.80B | $349K |
| Vegetation and Utility Services Employees 401(k) Savings Plan | Asplundh Tree Expert, LLC | PA | 23,914 | $323M | $15K |
Questions and answers
How many plans does Capfinancial Partners LLC serve?
1,394 plans with 100 or more participants named it on Schedule C for plan year 2024. Plans that paid it under $5,000, small plans that file Form 5500-SF, and plans whose filings spell its name without an EIN under a different form are not counted.
What do plans pay Capfinancial Partners LLC?
The median plan reported $41.60 per participant in direct and indirect compensation (1,391 plans reporting an amount), or 0.05% of plan net assets. Eligible indirect compensation disclosed to the plan by formula is not reported as a dollar amount, so many filings understate what a provider receives.
What services are reported?
The service codes most often attached to it are Investment advisory (plan) (948 plans), Investment management (189 plans), Consulting (general) (136 plans) and Investment advisory (participants) (108 plans).
Where does this come from?
Schedule C of Form 5500, Part I line 2, from the EBSA research files with filings received through 24 Aug 2026. Individuals named on Schedule C are excluded from this site.
Provenance
Source: U.S. Department of Labor, Employee Benefits Security Administration, Form 5500 research files, Schedule C Part I line 2, public domain, with filings received through 24 Aug 2026. Rows are grouped by the provider's EIN as entered by each plan; rows without an EIN join the EIN most often filed under the same name. Providers named on fewer than 25 plans have no page. See the methodology and corrections.