Providers › Investment advisory and management
Service provider · Schedule C, plan year 2024
RBC Wealth Management
Most often reported for investment advisory and management
Form 5500 information is as filed by the plan administrator with the Department of Labor and may be amended. Figures reflect the plan year shown, not current balances. Schedule C lists only providers a plan paid $5,000 or more, and is filed only by plans with 100 or more participants.
RBC Wealth Management is named as a service provider on the Schedule C of 381 retirement plans with 100 or more participants for plan year 2024, covering 710,428 participant records. Most often it is reported for investment advisory and management.
Reported compensation from those plans, direct and indirect, totalled $19.6M. Per plan, the median was $83.65 per participant, with the middle half of plans between $35.46 and $145. These are amounts plans reported paying this organisation, not a price list: they depend on which services each plan buys and on how much is paid through fund expenses instead.
Its client plans are most numerous in Washington (44), Minnesota (30) and California (29).
In 2009 it appeared on 130 such filings; in 2024, 384 (up 195%). Yearly counts include every filing that names it, so they can run slightly above the number of plans with pages here, and name or EIN changes after mergers can break the series.
Reported compensation per plan
| Across this provider's plans | 25th percentile | Median | 75th percentile |
|---|---|---|---|
| Compensation per participant | $35.46 | $83.65 | $145 |
| Compensation as a share of plan net assets | 0.07% | 0.14% | 0.22% |
What each plan reported paying this organisation, not the plan's total cost. For reference, the median US defined contribution plan reported $123 per participant to all Schedule C providers combined.
Plans served by year
Matched by employer identification number. A merger or a change of filing entity starts a new series, so a drop to zero is not a loss of clients by itself.
By state
By plan size
Services reported
Largest plans naming this provider
| Plan | Sponsor | State | Participants | Net assets | Reported to this provider |
|---|---|---|---|---|---|
| Principal Ease 401(k) Plan | Principal Life Insurance Company | IA | 163,954 | $651M | $45K |
| IBM 401(k) Plan | International Business Machines Corporation | NY | 149,818 | $59.4B | $2.4M |
| Trader Joe's Company Retirement Plan | Trader Joe's Company | CA | 73,118 | $3.20B | $300K |
| Teamsters Pension Trust Fund of Philadelphia & Vic | Board of Trustees of Teamsters Pension Trust Fund of Philadelphia & VI | NJ | 24,600 | $2.48B | $561K |
| Buildwise | Plan Professionals, LLC | NJ | 16,629 | $650M | $15K |
| UFCW Local 1776 & Participating Employers Retirement and Savings Plan | UFCW Local 1776 & Participating Employer Retirement and Savings Plan | PA | 10,026 | $99.4M | $18K |
| Laz Karp Associates, LLC 401(k) Plan | Laz Karp Associates, LLC | CT | 7,516 | $90.7M | $106K |
| Orgill, Inc. 401(k) Plan | Orgill, Inc. | TN | 6,552 | $275M | $50K |
| UFCW Local 1776 & Participating Employers Pension Fund | UFCW Local 1776 & Participating Employers Pension Fund | PA | 5,580 | $81.3M | $40K |
| U.A. Plumbers & Steamfitters Defined Contribution and 401(k) Plan of Texas | U.A. Plumbers & Steamfitters Defined Contribution and 401(k) Plan of T | TX | 5,316 | $37.5M | $88K |
| International Union of Painters and Allied Trades District Council No. 21 Annuity Fund | International Union of Painters & Allied Trades DC No. 21 Annuity Fund | PA | 5,178 | $219M | $142K |
| IBEW Local Union No. 520 Annuity Plan | Board of Trustees of IBEW Local Union No. 520 Annuity Trust Fund | NM | 4,683 | $138M | $75K |
| Oklahoma Iron Workers Direct Contribution Plan and Trust | Trustees - Oklahoma Iron Workers Direct Contribution Plan and Trust | TX | 4,489 | $44.3M | $64K |
| F5, Inc. 401(k) Profit Sharing Plan and Trust | F5, Inc. | WA | 4,391 | $1.07B | $70K |
| New Story Retirement Plan | Salisbury House, LLC | MD | 3,844 | $62.9M | $54K |
| CPKC 401(k) Savings Plan | Soo Line Railroad Company | MN | 3,784 | $299M | $100K |
| Oklahoma State Pipe Trades Annuity Fund | Trustees, Oklahoma State Pipe Trades Annuity Fund | OK | 3,777 | $93.1M | $98K |
| IBEW Local No. 60 Pension | IBEW Local No. 60 Pension Plan Trust Fund | NM | 3,607 | $97.0M | $65K |
| Plumbers & Pipefitters Lu 286 Money Purchase Plan | Plumbers & Pipefitters Lu 286 Money Purchase Plan | NM | 3,606 | $197M | $60K |
| Teamsters Local 929 Retirement Plan | Trustees of Teamsters Local 929 Retirement Plan | NJ | 3,135 | $32.9M | $25K |
| Proliance Surgeons, Inc., P.S. 401(k) Profit Sharing Plan and Trust | Proliance Surgeons, Inc., P.S. | WA | 3,067 | $517M | $125K |
| Comoto Holdings, Inc. 401(k) Profit Sharing Plan & Trust | Comoto Holdings,inc. | PA | 2,924 | $37.8M | $56K |
| Cabell Huntington Hospital, Inc. Non-Bargaining 401(k) Retirement Plan | Cabell Huntington Hospital, Inc. | WV | 2,661 | $125M | $52K |
| Pursuit Aerospace 401(k) Plan | PPW Aero Buyer, Inc. d/b/a Pursuit Aerospace | CT | 2,474 | $153M | $43K |
| May Institute, Inc. Defined Contribution Retirement Plan | The May Institute, Inc. | MA | 2,400 | $85.0M | $73K |
| Uiu-Newspaper Guild of Greater Philadelphia Pension Fund | Uiu-Newspaper Guild of Greater Philadelphia Pension Fund | NJ | 2,400 | $334M | $140K |
| Emerald Queen Casino 401(k) Plan | Emerald Queen Hotel & Casinos | WA | 2,206 | $99.9M | $66K |
| SMC Corporation Retirement Savings Plan | SMC Corporation of America | IN | 2,128 | $189M | $127K |
| Warehouse Employees Union Local 169 and Employers Joint Pension Fund | Warehouse Employees Union Local 169 and Employers Joint Pension Fund | PA | 2,118 | $43.0M | $30K |
| Columbine Management Services Inc. 401(k) Retirement Plan and Trust | Columbine Management Services | CO | 2,074 | $32.5M | $57K |
| Tricore Reference Laboratories 401(k) Plan | Tricore Reference Laboratories | NM | 2,070 | $117M | $50K |
| U.A.P.P. Local Union NO.142 Pension Plan | Joint Board of Trustees of U.A.A.P. 142 Pension Plan | TX | 2,027 | $164M | $93K |
| Paradigm Oral Health 401(k) Profit Sharing Plan | Ois Management Services, LLC d/b/a Paradigm Oral Health | NE | 1,997 | $46.1M | $12K |
| Steven-Robert Originals, LLC 401(k) Plan | Steven-Robert Originals, LLC | CO | 1,940 | $6.5M | $6,568 |
| Evapco, Inc. Pretax Savings and Investment Plan | Evapco, Inc. | MD | 1,925 | $9.6M | $20K |
| Accuride Consolidated Employee Pension Plan | Accuride Corporation | MI | 1,913 | $69.8M | $53K |
| The Iowa Clinic 401(k) Profit Sharing Plan | The Iowa Clinic, P.C. | IA | 1,817 | $329M | $20K |
| Armstrong Garden Centers, Inc. 401(k) Plan | Armstrong Garden Centers, Inc. | CA | 1,716 | $30.1M | $65K |
| Forfeiture Support Associates, LLC Savings Plan | Forfeiture Support Associates, LLC DBA Fsa Federal | VA | 1,692 | $87.5M | $60K |
| Kuka Retirement Savings Plan | Kuka Systems North America LLC | MI | 1,669 | $222M | $57K |
Questions and answers
How many plans does RBC Wealth Management serve?
381 plans with 100 or more participants named it on Schedule C for plan year 2024. Plans that paid it under $5,000, small plans that file Form 5500-SF, and plans whose filings spell its name without an EIN under a different form are not counted.
What do plans pay RBC Wealth Management?
The median plan reported $83.65 per participant in direct and indirect compensation (373 plans reporting an amount), or 0.14% of plan net assets. Eligible indirect compensation disclosed to the plan by formula is not reported as a dollar amount, so many filings understate what a provider receives.
What services are reported?
The service codes most often attached to it are Investment advisory (plan) (238 plans), Investment advisory (participants) (65 plans), Other services (40 plans) and Investment management (38 plans).
Where does this come from?
Schedule C of Form 5500, Part I line 2, from the EBSA research files with filings received through 24 Aug 2026. Individuals named on Schedule C are excluded from this site.
Provenance
Source: U.S. Department of Labor, Employee Benefits Security Administration, Form 5500 research files, Schedule C Part I line 2, public domain, with filings received through 24 Aug 2026. Rows are grouped by the provider's EIN as entered by each plan; rows without an EIN join the EIN most often filed under the same name. Providers named on fewer than 25 plans have no page. See the methodology and corrections.