Providers › Investment advisory and management
Service provider · Schedule C, plan year 2024
Osaic Wealth Inc.
Most often reported for investment advisory and management
Form 5500 information is as filed by the plan administrator with the Department of Labor and may be amended. Figures reflect the plan year shown, not current balances. Schedule C lists only providers a plan paid $5,000 or more, and is filed only by plans with 100 or more participants.
For plan year 2024, 531 retirement plans with 100 or more participants reported paying Osaic Wealth Inc. $5,000 or more. Those plans cover 1,198,549 participant records, and the service most often reported is investment advisory and management.
Reported compensation from those plans, direct and indirect, totalled $16.4M. Per plan, the median was $65.76 per participant, with the middle half of plans between $31.58 and $125. These are amounts plans reported paying this organisation, not a price list: they depend on which services each plan buys and on how much is paid through fund expenses instead.
Its client plans are most numerous in California (44), New York (39) and Texas (37).
In 2009 it appeared on 28 such filings; in 2024, 532. Yearly counts include every filing that names it, so they can run slightly above the number of plans with pages here, and name or EIN changes after mergers can break the series.
Reported compensation per plan
| Across this provider's plans | 25th percentile | Median | 75th percentile |
|---|---|---|---|
| Compensation per participant | $31.58 | $65.76 | $125 |
| Compensation as a share of plan net assets | 0.08% | 0.17% | 0.25% |
What each plan reported paying this organisation, not the plan's total cost. For reference, the median US defined contribution plan reported $123 per participant to all Schedule C providers combined.
Plans served by year
Matched by employer identification number. A merger or a change of filing entity starts a new series, so a drop to zero is not a loss of clients by itself.
By state
By plan size
Services reported
Largest plans naming this provider
| Plan | Sponsor | State | Participants | Net assets | Reported to this provider |
|---|---|---|---|---|---|
| Paychex Pooled Employer 401(k) Plan | Paychex Retirement LLC | NY | 661,036 | $1.77B | $37K |
| Principal Ease 401(k) Plan | Principal Life Insurance Company | IA | 163,954 | $651M | $101K |
| Isolved 401-K Plan | Plan Professionals, LLC | NJ | 51,743 | $465M | $148K |
| Ashford Hospitality Services 401(k) Savings Plan | Remington Hotels, LLC | TX | 8,280 | $90.0M | $119K |
| SPB Hospitality LLC Retirement Savings Plan | SPB Hospitality LLC | TX | 8,079 | $15.9M | $41K |
| Medisys Health Network, Inc. 403(b) Plan | Medisys Health Network, Inc. | NY | 7,694 | $387M | $533K |
| Choice Pooled Employer Plan I | Administrative Group, LLC DBA Transamerica Fiduciary Services | TN | 5,853 | $47.0M | $4,282 |
| Penmac Staffing Services 401(k) Retirement Savings Plan | Penmac Staffing Services, Inc. | MO | 5,182 | $4.8M | $3,508 |
| Astec Industries, Inc. 401(k) Retirement Plan | Astec Industries, Inc. | TN | 4,223 | $350M | $55K |
| T.L. Cannon 401(k) Plan | T.L. Cannon Corporation | FL | 3,788 | $19.4M | $37K |
| Great Day Improvements, LLC 401(k) Plan | Great Day Improvements, LLC | OH | 3,717 | $76.6M | $36K |
| Stratus.hr Retirement Plan | Stratus.hr | UT | 3,673 | $63.7M | $11K |
| Amy's Kitchen, Inc. 401(k) Retirement Plan | Amy's Kitchen, Inc. | CA | 3,669 | $159M | $44K |
| Shoe Carnival, Inc. Retirement Savings Plan | Shoe Carnival, Inc. | IN | 3,290 | $76.1M | $1,913 |
| Puma North America, Inc. 401(k) Plan | Puma North America, Inc. | MA | 3,224 | $130M | $102K |
| Pinnacle Technical Resources 401(k) Plan | Pinnacle Technical Resources, Inc. | TX | 3,222 | $49.4M | $56K |
| Roche Bros. 401(k) and Profit Sharing Plan | Roche Bros. Midco, LLC F/k/a Roche Bros. Supermarkets, Co. | MA | 3,143 | $218M | $122K |
| Findlay Management Group 401(k) Profit Sharing Plan and Trust | Findlay Management Group | NV | 3,037 | $77.4M | $163K |
| Braman Dealerships 401(k) Plan | Braman Motors, Inc. | FL | 2,985 | $66.6M | $146K |
| Liberty Utilities National 401(k) Plan | Liberty Utilities Service Corp. | AZ | 2,981 | $442M | $90K |
| Sociedad Espanola de Auxilio Mutuo Y Beneficiencia de Puerto Rico Retirement Plan | Hospital Espanol Auxilio Mutuo de Puerto Rico Inc. | PR | 2,721 | $39.4M | $65K |
| Achievement First, Inc. 403(b) Plan | Achievement First, Inc. | CT | 2,714 | $98.8M | $119K |
| DCCM, LLC 401(k) Plan | DCCM, LLC | TX | 2,370 | $99.1M | $112K |
| Johnson Service Group, Inc. Retirement Savings Plan - Contract Employees | Johnson Service Group, Inc. | IL | 2,310 | $17.6M | $30K |
| Ho-Chunk, Inc. 401(k) Plan | Ho-Chunk, Inc. | NE | 2,308 | $81.9M | $143K |
| Med-Metrix 401(k) Plan | Med-Metrix LLC | NJ | 2,287 | $74.9M | $92K |
| Cook's Pest Control, Inc. Employee Capital Accumulation Plan | Cook's Pest Control, Inc. | AL | 2,251 | $77.6M | $14K |
| Adams and Associates 401(k) Savings Plan | Adams and Associates, Inc. | NV | 2,199 | $36.1M | $16K |
| Grease Monkey International 401(k) Plan | Grease Monkey International LLC | CO | 2,155 | $5.6M | $939 |
| Ons Savings Plan | Ons Mso, LLC | CT | 2,147 | $133M | $62K |
| Adsc Holdings, Inc. Retirement Savings Plan | Adsc Holdings, Inc. | PA | 2,125 | $6.3M | $3,912 |
| Wiley Sanders Truck Lines, Inc. 401(k) Profit Sharing Plan | Wiley Sanders Truck Lines, Inc. | AL | 2,114 | $43.3M | $101K |
| National Resilience, LLC 401(k) Plan | National Resilience, LLC | CA | 2,096 | $119M | $125K |
| Newrest USA Holdings, Inc. 401(k) Plan | Newrest USA Holdings, Inc. | GA | 2,059 | $3.3M | $13K |
| Charter Senior Living 401(k) Plan | Charter Senior Living, LLC | IL | 1,950 | $5.7M | $13K |
| Mill Creek Residential Trust Resources LLC 401(k) Plan | Mill Creek Residential Trust LLC | TX | 1,860 | $150M | $29K |
| Westcare Foundation, Inc. Retirement Plan | Westcare Foundation, Inc. | IL | 1,826 | $28.5M | $98K |
| Busch's Inc. 401(k) Plan | Busch's, Inc. | MI | 1,822 | $36.7M | $53K |
| New Wincup Holdings, Inc. 401(k) Retirement Savings Plan | New Wincup Holdings, Inc. | GA | 1,786 | $26.6M | $27K |
| Aspirion Health Resources 401(k) Profit Sharing Plan & Trust | Aspirion Health Resources | GA | 1,756 | $24.0M | $43K |
Questions and answers
How many plans does Osaic Wealth Inc. serve?
531 plans with 100 or more participants named it on Schedule C for plan year 2024. Plans that paid it under $5,000, small plans that file Form 5500-SF, and plans whose filings spell its name without an EIN under a different form are not counted.
What do plans pay Osaic Wealth Inc.?
The median plan reported $65.76 per participant in direct and indirect compensation (526 plans reporting an amount), or 0.17% of plan net assets. Eligible indirect compensation disclosed to the plan by formula is not reported as a dollar amount, so many filings understate what a provider receives.
What services are reported?
The service codes most often attached to it are Investment advisory (plan) (288 plans), Other services (83 plans), Recordkeeping and information management (35 plans) and Investment advisory (participants) (34 plans).
Where does this come from?
Schedule C of Form 5500, Part I line 2, from the EBSA research files with filings received through 24 Aug 2026. Individuals named on Schedule C are excluded from this site.
Provenance
Source: U.S. Department of Labor, Employee Benefits Security Administration, Form 5500 research files, Schedule C Part I line 2, public domain, with filings received through 24 Aug 2026. Rows are grouped by the provider's EIN as entered by each plan; rows without an EIN join the EIN most often filed under the same name. Providers named on fewer than 25 plans have no page. See the methodology and corrections.