Providers › Investment advisory and management
Service provider · Schedule C, plan year 2024
Kestra Investment Services LLC
Most often reported for investment advisory and management
Form 5500 information is as filed by the plan administrator with the Department of Labor and may be amended. Figures reflect the plan year shown, not current balances. Schedule C lists only providers a plan paid $5,000 or more, and is filed only by plans with 100 or more participants.
Kestra Investment Services LLC is named as a service provider on the Schedule C of 698 retirement plans with 100 or more participants for plan year 2024, covering 580,865 participant records. Most often it is reported for investment advisory and management.
Reported compensation from those plans, direct and indirect, totalled $22.9M. Per plan, the median was $66.17 per participant, with the middle half of plans between $34.58 and $118. These are amounts plans reported paying this organisation, not a price list: they depend on which services each plan buys and on how much is paid through fund expenses instead.
Its client plans are most numerous in Virginia (68), Texas (66) and Maryland (66).
In 2015 it appeared on 12 such filings; in 2024, 705. Yearly counts include every filing that names it, so they can run slightly above the number of plans with pages here, and name or EIN changes after mergers can break the series.
Reported compensation per plan
| Across this provider's plans | 25th percentile | Median | 75th percentile |
|---|---|---|---|
| Compensation per participant | $34.58 | $66.17 | $118 |
| Compensation as a share of plan net assets | 0.08% | 0.17% | 0.24% |
What each plan reported paying this organisation, not the plan's total cost. For reference, the median US defined contribution plan reported $123 per participant to all Schedule C providers combined.
Plans served by year
Matched by employer identification number. A merger or a change of filing entity starts a new series, so a drop to zero is not a loss of clients by itself.
By state
By plan size
Services reported
Largest plans naming this provider
| Plan | Sponsor | State | Participants | Net assets | Reported to this provider |
|---|---|---|---|---|---|
| Sunrise Senior Living 401(k) Plan | Sunrise Senior Living, LLC | VA | 25,515 | $360M | $44K |
| D.R. Horton, Inc. Profit Sharing Plus Plan | D.R. Horton, Inc. | TX | 17,416 | $1.42B | $80K |
| Lasership 401(k) Plan | Lasership, Inc. | VA | 17,335 | $76.2M | $50K |
| Amended and Restated Savings Fund Plan for Employees of 84 Lumber Company | 84 Lumber Company, L.P. | PA | 11,653 | $779M | $50K |
| Coca-Cola Bottling Company United, Inc. 401(k) Plan | Coca-Cola Bottling Company United, Inc. | AL | 11,630 | $610M | $365K |
| Angels of Care 401(k) Plan | Aoc Opco, LLC | TX | 11,118 | $10.0M | $30K |
| Centurion 401(k) Savings Plan | MHM Services, Inc. | VA | 10,199 | $189M | $64K |
| Oak Street Health, 401(k) Plan | Oak Street Health Mso, LLC | IL | 9,777 | $199M | $50K |
| The 401(k) Plan | Pentegra Services, Inc. | NY | 9,376 | $192M | $3,666 |
| Myeyedr. 401(k) Plan | Capital Vision Services, LLC | VA | 8,233 | $194M | $94K |
| Ltimindtree Ltd. 401(k) Plan | Ltimindtree Ltd. | NJ | 7,262 | $207M | $67K |
| Walden Security Federal Services Retirement Plan | Metropolitan Security Services, Inc. DBA Walden Security | TN | 6,214 | $202M | $89K |
| PMHG 401(k) Plan | PM Hospitality Strategies, Inc. | MD | 5,161 | $30.5M | $57K |
| Tory Burch, LLC 401(k) Plan | Tory Burch, LLC | NY | 5,039 | $118M | $55K |
| Evolent Health 401(k) Plan | Evolent Health LLC | VA | 4,742 | $289M | $120K |
| Hensel Phelps Salary Retirement Plan | Hensel Phelps Construction Co. | CO | 4,476 | $646M | $54K |
| Hitt Contracting Inc. 401(k) Savings & Profit Sharing Plan | Hitt Contracting Inc. | VA | 4,471 | $249M | $40K |
| KSL Associate Group 401(k) Plan | KSL Associate Group, Inc. | CA | 4,137 | $21.0M | $10K |
| Trimedx Holdings, LLC Retirement Plan | Trimedx Holdings, LLC | IN | 4,050 | $245M | $28K |
| W. B. Mason Company Retirement 401(k) Plan & Trust | W. B. Mason Co. Inc. | MA | 3,929 | $205M | $40K |
| Presidio LLC 401(k) Plan | Presidio LLC | VA | 3,925 | $469M | $65K |
| Keller North America Retirement Savings Profit Sharing Plan | Keller Management Services, LLC | MD | 3,923 | $312M | $58K |
| Red Ventures, LLC 401(k) Plan | Red Ventures LLC | SC | 3,814 | $235M | $50K |
| Dnata US 401(k) Plan | Ground Services International | FL | 3,686 | $12.3M | $18K |
| The Cato Corporation 401(K)/PROFIT Sharing Plan | Cato Corporation | NC | 3,591 | $72.9M | $35K |
| Open PEP 2 | Plan Professionals LLC | NJ | 3,558 | $145M | $6,358 |
| Kane Warehousing, Inc. Retirement Savings Plan | Kane Warehousing, Inc. | PA | 3,499 | $56.5M | $87K |
| Groundworks Operations, LLC 401(k) Plan | Groundworks Operations, LLC | VA | 3,458 | $62.5M | $50K |
| Century Golf 401(k) Savings Plan | Golf Management Operating, LLC | TX | 3,311 | $38.8M | $19K |
| Eya Tax-Sheltered 403(b) Plan | Eckerd Youth Alternatives, Inc. | FL | 3,270 | $42.4M | $39K |
| Axiom Global Inc. 401(k) Plan | Axiom Global Inc. | IL | 3,162 | $114M | $114K |
| Link Snacks, Inc. Savings and Retirement Plan | Link Snacks, Inc. | WI | 3,044 | $75.4M | $35K |
| Revere Health 401(k) Profit Sharing Plan | Revere Health | UT | 2,973 | $255M | $72K |
| Precision Medicine Group 401(k) Plan | Precision Medicine Group, LLC | MD | 2,965 | $231M | $60K |
| Digital Management, LLC 401(k) Plan | Digital Management, LLC | MD | 2,965 | $196M | $80K |
| Goldbelt 401(k) Plan | Goldbelt, Incorporated | AK | 2,845 | $79.7M | $45K |
| Agape Care Group Savings Trust | Hospice Care of South Carolina DBA Agape Care Group | SC | 2,750 | $21.3M | $57K |
| Grede Savings Plan | Grede | MI | 2,568 | $125M | $114K |
| Integrated Power Services Retirement Savings Plan | Integrated Power Services | SC | 2,438 | $138M | $50K |
| 9DOT 401(k) Plan | 9 Dot Education Solutions, LLC | CA | 2,380 | $102M | $79K |
Questions and answers
How many plans does Kestra Investment Services LLC serve?
698 plans with 100 or more participants named it on Schedule C for plan year 2024. Plans that paid it under $5,000, small plans that file Form 5500-SF, and plans whose filings spell its name without an EIN under a different form are not counted.
What do plans pay Kestra Investment Services LLC?
The median plan reported $66.17 per participant in direct and indirect compensation (689 plans reporting an amount), or 0.17% of plan net assets. Eligible indirect compensation disclosed to the plan by formula is not reported as a dollar amount, so many filings understate what a provider receives.
What services are reported?
The service codes most often attached to it are Investment advisory (plan) (481 plans), Other services (71 plans), Recordkeeping and information management (69 plans) and Trustee (bank, trust company, or similar financial institution) (67 plans).
Where does this come from?
Schedule C of Form 5500, Part I line 2, from the EBSA research files with filings received through 24 Aug 2026. Individuals named on Schedule C are excluded from this site.
Provenance
Source: U.S. Department of Labor, Employee Benefits Security Administration, Form 5500 research files, Schedule C Part I line 2, public domain, with filings received through 24 Aug 2026. Rows are grouped by the provider's EIN as entered by each plan; rows without an EIN join the EIN most often filed under the same name. Providers named on fewer than 25 plans have no page. See the methodology and corrections.