Providers › Investment advisory and management
Service provider · Schedule C, plan year 2024
Cetera Advisor Networks LLC
Most often reported for investment advisory and management
Form 5500 information is as filed by the plan administrator with the Department of Labor and may be amended. Figures reflect the plan year shown, not current balances. Schedule C lists only providers a plan paid $5,000 or more, and is filed only by plans with 100 or more participants.
Cetera Advisor Networks LLC is named as a service provider on the Schedule C of 133 retirement plans with 100 or more participants for plan year 2024, covering 60,030 participant records. Most often it is reported for investment advisory and management.
Reported compensation from those plans, direct and indirect, totalled $4.2M. Per plan, the median was $73.65 per participant, with the middle half of plans between $40.99 and $137. These are amounts plans reported paying this organisation, not a price list: they depend on which services each plan buys and on how much is paid through fund expenses instead.
Its client plans are most numerous in Puerto Rico (13), New York (12) and Virginia (8).
In 2009 it appeared on 74 such filings; in 2024, 136 (up 84%). Yearly counts include every filing that names it, so they can run slightly above the number of plans with pages here, and name or EIN changes after mergers can break the series.
Reported compensation per plan
| Across this provider's plans | 25th percentile | Median | 75th percentile |
|---|---|---|---|
| Compensation per participant | $40.99 | $73.65 | $137 |
| Compensation as a share of plan net assets | 0.13% | 0.19% | 0.29% |
What each plan reported paying this organisation, not the plan's total cost. For reference, the median US defined contribution plan reported $123 per participant to all Schedule C providers combined.
Plans served by year
Matched by employer identification number. A merger or a change of filing entity starts a new series, so a drop to zero is not a loss of clients by itself.
By state
By plan size
Services reported
Largest plans naming this provider
| Plan | Sponsor | State | Participants | Net assets | Reported to this provider |
|---|---|---|---|---|---|
| Super Center Concepts, Inc. 401(k) Plan | Super Center Concepts, Inc., a California Corporation | CA | 7,437 | $39.0M | $61K |
| Inserv 401(k) Plan | Integrated Service Company LLC | OK | 1,968 | $28.6M | $52K |
| Samaritan Village, Inc. Retirement Plan | Samaritan Daytop Village, Inc. | NY | 1,865 | $49.8M | $68K |
| Apex Companies, LLC 401(k) Plan | Apex Companies, LLC | MD | 1,811 | $112M | $249K |
| Nakupuna Foundation Family of Companies Retirement Plan | NA Alii Consulting and Sales, LLC | VA | 1,704 | $88.8M | $75K |
| SCRS Association Retirement Savings Plan | Society of Collision Repair Specialists | WA | 1,521 | $29.6M | $69K |
| El Paso Children's Hospital 401(k) Pension Plan | El Paso Children's Hospital | TX | 1,443 | $41.6M | $82K |
| Rendr Care Physicians 401(k) Plan | Triboro Administrative Services, LLC | NY | 1,418 | $36.1M | $58K |
| Universal Insurance Company Profit Sharing and Savings Plan | Universal Group | PR | 1,297 | $134M | $93K |
| World Resources Institute Pension Plan | World Resources Institute | DC | 1,149 | $127M | $225K |
| Immucor, Inc. 401(k) Savings Plan | Immucor, Inc. | GA | 1,018 | $129M | $12K |
| The Arc of Union County, Inc. Retirement Plan | The Arc of Union County, Inc. | NJ | 918 | $13.6M | $32K |
| Argonaut Food Partners, LLC Retirement Plan | Argonaut Food Partners, LLC | OR | 915 | $4.5M | $19K |
| TM Associates Management, Inc. Employees Savings Trust | TM Associates Management, Inc. | MD | 773 | $9.1M | $23K |
| Schonfeld 401(k) Plan | Schonfeld Strategic Advisors LLC | NY | 773 | $87.2M | $15K |
| Infinite Campus, Inc. Employees Savings Trust | Infinite Campus, Inc. | MN | 721 | $75.7M | $141K |
| Planesense, Inc. 401(k) Plan | Planesense, Inc. | NH | 709 | $36.1M | $66K |
| Mt. Graham Regional Medical Center, INC.403(B) Savings Plan | MT Graham Regional Medical Center Inc. | AZ | 680 | $28.1M | $58K |
| Methodist Family Health, Inc. 401(k) Profit Sharing Plan | Methodist Family Health, Inc. | AR | 676 | $13.5M | $0 |
| Plan de Ahorro Empleados Island Finance | Island Finance, LLC | PR | 585 | $12.2M | $8,500 |
| Harvey Tool Company, LLC 401(k) Retirement Plan | Harvey Tool Company, LLC | MA | 579 | $36.4M | $40K |
| K & G Petroleum, LLC 401(k) Plan | K & G Petroleum, LLC | CO | 574 | $2.1M | $2,185 |
| 31-W Insulation Co., Inc. Profit Sharing and Retirement Savings Plan | 31-W Insulation Co., Inc. | TN | 554 | $13.7M | $36K |
| Crown Battery Manufacturing Company 401(k) Profit Sharing Plan | Crown Battery Manufacturing Company | OH | 549 | $48.8M | $0 |
| Alliance for Nonprofit Resources 403(b) Plan | Alliance for Nonprofit Resources | PA | 543 | $4.6M | $17K |
| Spellman 401(k) Savings Plan | Spellman High Voltage Electronics Corporation | NY | 531 | $70.4M | $157K |
| Bou Bancorp, Inc. Employee Stock Ownership Plan With 401(k) Provisions | Bou Bancorp, Inc. | UT | 522 | $75.1M | $35K |
| Mel Stevenson and Associates, Inc. 401(k) Plan | Mel Stevenson and Associates, Inc. | KS | 518 | $47.6M | $44K |
| Atlantic Coast Athletic Club 401(k) Plan | Atlantic Coast Athletic Club, Inc. | IL | 509 | $18.9M | $36K |
| CCR Pension Plan | Center for Community Resources, Inc. | PA | 500 | $8.6M | $29K |
| 2FIRST Choice Community Healthcare 403(b) Plan | First Choice Community Healthcare, Inc. | NM | 493 | $26.7M | $78K |
| Ifab Corp. 401(k) Plan | Ifab Corp. | NC | 477 | $2.2M | $8,160 |
| Bruening Rock Products, Inc. 401(k) Profit Sharing Plan | Bruening Rock Products, Inc. | IA | 476 | $19.0M | $4,863 |
| UFCW Local 1-D 401(k) Plan | The Board of Trustees of the UFCW Local 1-D 401(k) | NY | 471 | $16.5M | $28K |
| Ludvik Electric Co. 401(k) Plan | Ludvik Electric Co. | CO | 471 | $22.7M | $9,150 |
| Duritza Enterprises, Inc. 401(k) Profit Sharing Plan | Duritza Enterprises, Inc. | PA | 464 | $22.6M | $74K |
| Community Food Bank of New Jersey Retirement Plan | Community Food Bank of New Jersey | NJ | 458 | $17.9M | $0 |
| Openroad 401(k) Plan | Openroad Opco. LLC | TX | 456 | $8.0M | $22K |
| Lords and Ladys Enterprises in 401(k) Profit Sharing Plan & Trust | Lords and Ladys Enterprises Inc. | MA | 431 | $3.5M | $11K |
| Lim College 401(k) Plan | Laboratory Institute of Merchandising, Inc. | NY | 423 | $13.4M | $46K |
Questions and answers
How many plans does Cetera Advisor Networks LLC serve?
133 plans with 100 or more participants named it on Schedule C for plan year 2024. Plans that paid it under $5,000, small plans that file Form 5500-SF, and plans whose filings spell its name without an EIN under a different form are not counted.
What do plans pay Cetera Advisor Networks LLC?
The median plan reported $73.65 per participant in direct and indirect compensation (125 plans reporting an amount), or 0.19% of plan net assets. Eligible indirect compensation disclosed to the plan by formula is not reported as a dollar amount, so many filings understate what a provider receives.
What services are reported?
The service codes most often attached to it are Investment advisory (plan) (46 plans), Investment advisory (participants) (21 plans), Other services (17 plans) and Investment management (10 plans).
Where does this come from?
Schedule C of Form 5500, Part I line 2, from the EBSA research files with filings received through 24 Aug 2026. Individuals named on Schedule C are excluded from this site.
Provenance
Source: U.S. Department of Labor, Employee Benefits Security Administration, Form 5500 research files, Schedule C Part I line 2, public domain, with filings received through 24 Aug 2026. Rows are grouped by the provider's EIN as entered by each plan; rows without an EIN join the EIN most often filed under the same name. Providers named on fewer than 25 plans have no page. See the methodology and corrections.