Providers › Investment advisory and management
Service provider · Schedule C, plan year 2024
Raymond James Financial Services
Most often reported for investment advisory and management
Form 5500 information is as filed by the plan administrator with the Department of Labor and may be amended. Figures reflect the plan year shown, not current balances. Schedule C lists only providers a plan paid $5,000 or more, and is filed only by plans with 100 or more participants.
For plan year 2024, 366 retirement plans with 100 or more participants reported paying Raymond James Financial Services $5,000 or more. Those plans cover 270,138 participant records, and the service most often reported is investment advisory and management.
Reported compensation from those plans, direct and indirect, totalled $14.3M. Per plan, the median was $93.01 per participant, with the middle half of plans between $50.01 and $143. These are amounts plans reported paying this organisation, not a price list: they depend on which services each plan buys and on how much is paid through fund expenses instead.
Its client plans are most numerous in Texas (41), California (32) and Florida (29).
In 2013 it appeared on 16 such filings; in 2024, 368. Yearly counts include every filing that names it, so they can run slightly above the number of plans with pages here, and name or EIN changes after mergers can break the series.
Reported compensation per plan
| Across this provider's plans | 25th percentile | Median | 75th percentile |
|---|---|---|---|
| Compensation per participant | $50.01 | $93.01 | $143 |
| Compensation as a share of plan net assets | 0.14% | 0.22% | 0.30% |
What each plan reported paying this organisation, not the plan's total cost. For reference, the median US defined contribution plan reported $123 per participant to all Schedule C providers combined.
Plans served by year
Matched by employer identification number. A merger or a change of filing entity starts a new series, so a drop to zero is not a loss of clients by itself.
By state
By plan size
Services reported
Largest plans naming this provider
| Plan | Sponsor | State | Participants | Net assets | Reported to this provider |
|---|---|---|---|---|---|
| Inspire Brands, Inc. 401(k) Retirement Plan | Irb Holding Corporation | GA | 43,661 | $596M | $30K |
| Group Management Services, Inc. 401(k) Profit Sharing Plan & Trust | Group Management Services, Inc. | OH | 18,123 | $420M | $472K |
| C&S and Affiliates 401(k) Savings Plan (a) | C&S Wholesale Grocers, Inc. | NH | 12,876 | $671M | $135K |
| Arcis Golf 401(k) Plan | Evergreen Alliance Golf Limited, L.P. | TX | 6,003 | $23.7M | $46K |
| US Radiology Specialists 401(k) Retirement Plan | US Radiology Specialists, Inc. | NC | 5,506 | $571M | $13K |
| Costa Farms, LLC 401(k) Plan | Costa Farms, LLC | FL | 4,459 | $41.2M | $24K |
| Walden Security 401(k) Plan | Metropolitan Security Services, Inc. | TN | 4,263 | $4.3M | $23K |
| Cameron Mitchell Restaurants, LLC 401(k) Plan | Cameron Mitchell Restaurants, LLC | OH | 4,030 | $27.4M | $14K |
| Newport Healthcare 401(k) Plan | Monroe Operations, LLC | TN | 3,883 | $51.3M | $36K |
| U.A. Local No. 393 Defined Benefit Pension Plan | Board of Trustees of the U.A. Local No. 393 Defined Benefit Pension | CA | 3,823 | $1.02B | $369K |
| Progressive Planning - a 401(k) Retirement Plan | Frontier Management, LLC | TX | 3,598 | $13.7M | $27K |
| Arrow Exterminators, Inc. 401(k) Plan | Arrow Exterminators, Inc. | GA | 3,472 | $56.9M | $112K |
| Olam America Employee Savings Plan | Olam Americas, Inc. | CA | 3,468 | $176M | $49K |
| Health Services Management, Inc. 401(k) Plan | Health Services Management, Inc. | FL | 3,036 | $8.4M | $23K |
| Mac Haik Employees' Retirement Plan | Mac Haik Management LLC | TX | 2,716 | $61.2M | $137K |
| Fast Enterprises, LLC Profit Sharing 401(k) Plan | Fast LP | CO | 2,424 | $304M | $642K |
| Ennis Inc. 401(k) Plan | Ennis, Inc. | TX | 2,354 | $160M | $80K |
| Sprenger Retirement Centers Employees' Retirement Plan and Trust | Sprenger Enterprises, Inc. | OH | 1,993 | $31.1M | $40K |
| Wasserman Media Group 401(k) Plan | Wasserman Media Group, LLC | CA | 1,927 | $108M | $100K |
| Bank of Hope 401(k) Retirement Plan | Bank of Hope | CA | 1,903 | $252M | $50K |
| Hays Medical Center Employee's Tax Deferred Annuity Plan | Hays Medical Center | KS | 1,793 | $115M | $106K |
| O'Reilly Hospitality Management, LLC 401(k) Plan | O'Reilly Hospitality Management, LLC | MO | 1,735 | $11.2M | $58K |
| Profit Sharing Plan for Employees of Tanana Chiefs Conference | Tanana Chiefs Conference | AK | 1,648 | $67.0M | $76K |
| PA Health Management 401(k) Plan | Supports Coordination Group LLC | PA | 1,643 | $2.0M | $5,206 |
| New Belgium Brewing Company, Inc. 401(k) Plan | New Belgium Brewing Company, Inc. | CO | 1,612 | $197M | $47K |
| JHT 401(k) Plan | Johnson Health Tech North America, Inc. | WI | 1,609 | $86.5M | $107K |
| Chancelight Inc. 401(k) Profit Sharing Plan & Trust | Chancelight, Inc. | TN | 1,561 | $24.8M | $60K |
| Regional West Health Services Retirement Savings Plan | Regional West Health Services | NE | 1,551 | $139M | $100K |
| St. Vincent Charity Medical Center Retirement Savings Plan | ST Vincent Charity Medical Center | OH | 1,518 | $51.9M | $6,342 |
| Klockner-Pentaplast of America, Inc. Employees' Retirement Plan | Klockner Pentaplast of America, Inc. | VA | 1,466 | $125M | $106K |
| Young Automotive Group 401(k) Profit Sharing Plan | Young Chevrolet Company | UT | 1,461 | $38.9M | $98K |
| Hays Medical Center Employee's Pension Plan | Hays Medical Center | KS | 1,455 | $96.9M | $90K |
| Mountain West Group 401(k) Plan | Mountain West Retirement Corporation | OR | 1,318 | $5.4M | $12K |
| Hershey Entertainment & Resorts Company Savings Plan | Hershey Entertainment & Resorts Company | PA | 1,288 | $121M | $23K |
| Essex Technology Group, LLC DBA Bargain Hunt 401(k) Plan | Essex Technology Group, LLC DBA Bargain Hunt | TN | 1,257 | $9.0M | $0 |
| Tanana Chiefs Conference 403(b) Retirement Savings Plan | Tanana Chiefs Conference | AK | 1,255 | $25.6M | $27K |
| I3 Verticals Management Services, Inc. 401(k) Plan | I3 Verticals Management Services,inc. | TN | 1,253 | $67.4M | $115K |
| Moorings Park Institute, Inc. Tax Sheltered Retirement Annuity Plan | The Moorings, Incorporated | FL | 1,235 | $45.4M | $33K |
| Sma Healthcare, Inc. 403(b) Plan | Sma Healthcare, Inc. | FL | 1,217 | $25.6M | $63K |
| Omni Family Health 403(b) Plan | Omni Family Health | CA | 1,103 | $39.8M | $124K |
Questions and answers
How many plans does Raymond James Financial Services serve?
366 plans with 100 or more participants named it on Schedule C for plan year 2024. Plans that paid it under $5,000, small plans that file Form 5500-SF, and plans whose filings spell its name without an EIN under a different form are not counted.
What do plans pay Raymond James Financial Services?
The median plan reported $93.01 per participant in direct and indirect compensation (359 plans reporting an amount), or 0.22% of plan net assets. Eligible indirect compensation disclosed to the plan by formula is not reported as a dollar amount, so many filings understate what a provider receives.
What services are reported?
The service codes most often attached to it are Investment advisory (plan) (203 plans), Investment advisory (participants) (77 plans), Recordkeeping and information management (30 plans) and Other services (29 plans).
Where does this come from?
Schedule C of Form 5500, Part I line 2, from the EBSA research files with filings received through 24 Aug 2026. Individuals named on Schedule C are excluded from this site.
Provenance
Source: U.S. Department of Labor, Employee Benefits Security Administration, Form 5500 research files, Schedule C Part I line 2, public domain, with filings received through 24 Aug 2026. Rows are grouped by the provider's EIN as entered by each plan; rows without an EIN join the EIN most often filed under the same name. Providers named on fewer than 25 plans have no page. See the methodology and corrections.