Providers › Other services
Service provider · Schedule C, plan year 2024
Northwestern Mutual Investment Serv
Most often reported for other services
Form 5500 information is as filed by the plan administrator with the Department of Labor and may be amended. Figures reflect the plan year shown, not current balances. Schedule C lists only providers a plan paid $5,000 or more, and is filed only by plans with 100 or more participants.
Northwestern Mutual Investment Serv is named as a service provider on the Schedule C of 113 retirement plans with 100 or more participants for plan year 2024, covering 284,891 participant records. Most often it is reported for other services.
Reported compensation from those plans, direct and indirect, totalled $3.0M. Per plan, the median was $65.49 per participant, with the middle half of plans between $22.39 and $128. These are amounts plans reported paying this organisation, not a price list: they depend on which services each plan buys and on how much is paid through fund expenses instead.
Its client plans are most numerous in New York (9), Michigan (9) and California (6).
In 2009 it appeared on 32 such filings; in 2024, 114. Yearly counts include every filing that names it, so they can run slightly above the number of plans with pages here, and name or EIN changes after mergers can break the series.
Reported compensation per plan
| Across this provider's plans | 25th percentile | Median | 75th percentile |
|---|---|---|---|
| Compensation per participant | $22.39 | $65.49 | $128 |
| Compensation as a share of plan net assets | 0.07% | 0.19% | 0.27% |
What each plan reported paying this organisation, not the plan's total cost. For reference, the median US defined contribution plan reported $123 per participant to all Schedule C providers combined.
Plans served by year
Matched by employer identification number. A merger or a change of filing entity starts a new series, so a drop to zero is not a loss of clients by itself.
By state
By plan size
Services reported
Largest plans naming this provider
| Plan | Sponsor | State | Participants | Net assets | Reported to this provider |
|---|---|---|---|---|---|
| Principal Ease 401(k) Plan | Principal Life Insurance Company | IA | 163,954 | $651M | $59K |
| Freedom Care 401(k) Plan | Freedom Care LLC | NY | 59,785 | $23.4M | $69K |
| Apache Industrial Services 401(k) Retirement Plan | Apache Industrial Services, Inc. | TX | 4,825 | $28.4M | $39K |
| Westmont Hospitality Group 401(k) Plan | Westmont Hospitality Management, LLC | TX | 4,072 | $53.8M | $66K |
| American Pacific Mortgage Corporation 401(k) Plan | American Pacific Mortgage Corporation | CA | 3,904 | $153M | $141K |
| LM Services Retirement Savings Plan | LM Services Corporation | MO | 2,936 | $9.2M | $21K |
| Traditions Health, LLC 401(k) Plan | Traditions Health, LLC | TN | 2,585 | $31.0M | $57K |
| Resource Label Group, LLC Section 401(k) Profit Sharing Plan | Resource Label Group, LLC | TN | 2,442 | $98.7M | $126K |
| Emh Retirement Savings Plan | Ephraim McDowell Health | KY | 2,307 | $203M | $107K |
| Premier Community Supports LLC 401(k) Profit Sharing Plan & Trust | Premier Community Supports LLC | OR | 1,640 | $2.4M | $14K |
| Aspire Rural Health System 401(k) Plan | Aspire Rural Health System | MI | 1,346 | $45.8M | $2,093 |
| All Heart Home Care Agency, Inc. 401(k) Plan | All Heart Home Care Agency, Inc. | NY | 1,163 | $2.4M | $10K |
| American Medical Staffing 401(k) Plan | American Medical Staffing, Inc. | MD | 1,159 | $13.8M | $19K |
| Sema Construction, Inc. 401(k) Retirement Savings Plan | Sema Construction, Inc. | CO | 1,061 | $40.8M | $30K |
| New York Central Mutual Fire Insurance Company 401(k) Retirement Savings Plan | New York Central Mutual Fire Insurance Co. | NY | 1,060 | $82.5M | $7,256 |
| Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, LLP Profit Sharing Plan | Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, LLP | CA | 960 | $264M | $172K |
| Mulholland 401(k) Plan | Mulholland Energy Services, LLC | TX | 910 | $3.2M | $11K |
| MSC Services 401(k) Plan | MSC Services, LLC | CO | 872 | $22.5M | $62K |
| Lang Masonry Contractors, Inc. 401(k) Plan | Lang Masonry Contractors, Inc. | OH | 742 | $25.2M | $58K |
| Solomon Realty Advisors, INC.401 (K) Profit Sharing Plan | Solomon Realty Advisors, Inc. | NJ | 740 | $15.5M | $32K |
| Belleville Shoe Manufacturing Company Employee Savings & Investment Plan | Belleville Shoe Manufacturing Company DBA Belleville Boot Company | IL | 696 | $17.8M | $10K |
| Big Geyser Inc. 401(k) Plan | Big Geyser Inc. | NY | 694 | $17.2M | $13K |
| Allsup, LLC Retirement Savings Plan | Allsup, LLC | IL | 662 | $44.7M | $5,401 |
| R & E Automated Systems, LLC 401(k) Profit Sharing Plan | R & E Automated Systems, LLC | MI | 641 | $25.4M | $21K |
| 365 Retail Markets, LLC 401(k) Plan | 365 Retail Markets, LLC | MI | 632 | $28.6M | $42K |
| Nve, Inc. 401(k) Plan | Nve Inc. | VA | 524 | $5.6M | $1,337 |
| Acutec Precision Aerospace, Inc. 401(k) Profit Sharing Plan | Acutec Precision Aerospace, Inc. | PA | 518 | $23.7M | $41K |
| Mercurialis Holdings, LLC 401(k) Plan | Mercurialis Holdings, LLC | IA | 509 | $1.4M | $6,978 |
| Orr Corporation Retirement Plan | Orr Corporation | KY | 509 | $60.2M | $20K |
| Home Team BBQ 401(k) Plan | Home Team Management Company LLC | SC | 459 | $2.1M | $0 |
| Abstrakt Marketing Group LLC 401(k) Profit Sharing Plan and Trust | Abstrakt Marketing Group LLC | MO | 457 | $10.7M | $23K |
| North Canyon Medical Center, Inc. 403(b) Retirement Plan | North Canyon Medical Center, Inc. | ID | 452 | $14.3M | $50K |
| Great American Dining 401(k) Plan | Great American Dining | NH | 445 | $9.1M | $20K |
| Midwest Refrigerated 401(k) Plan | Midwest Refrigerated Services, Inc. | WI | 444 | $15.7M | $6,712 |
| The Burdick Companies 401(k) Plan | Drivers Village, Inc. | NY | 431 | $33.7M | $12K |
| Projectxyz, Inc. Retirement Plan | Projectxyz, Inc. | AL | 413 | $9.7M | $39K |
| Isidore Newman School 401(k) Retirement Plan | Isidore Newman School | LA | 411 | $33.2M | $0 |
| International Institute of New England 403(b) Plan | International Institute of New England, Inc. | MA | 410 | $6.9M | $0 |
| Caledonia Haulers, Inc. Profit Sharing Plan | Caledonia Haulers, Inc. | MN | 390 | $12.3M | $17K |
| Umortgage LLC 401(k) Plan | Premier Processing LLC | PA | 388 | $2.6M | $5,552 |
Questions and answers
How many plans does Northwestern Mutual Investment Serv serve?
113 plans with 100 or more participants named it on Schedule C for plan year 2024. Plans that paid it under $5,000, small plans that file Form 5500-SF, and plans whose filings spell its name without an EIN under a different form are not counted.
What do plans pay Northwestern Mutual Investment Serv?
The median plan reported $65.49 per participant in direct and indirect compensation (106 plans reporting an amount), or 0.19% of plan net assets. Eligible indirect compensation disclosed to the plan by formula is not reported as a dollar amount, so many filings understate what a provider receives.
What services are reported?
The service codes most often attached to it are Other services (49 plans), Investment advisory (plan) (13 plans), Investment management (6 plans) and Insurance agents and brokers (4 plans).
Where does this come from?
Schedule C of Form 5500, Part I line 2, from the EBSA research files with filings received through 24 Aug 2026. Individuals named on Schedule C are excluded from this site.
Provenance
Source: U.S. Department of Labor, Employee Benefits Security Administration, Form 5500 research files, Schedule C Part I line 2, public domain, with filings received through 24 Aug 2026. Rows are grouped by the provider's EIN as entered by each plan; rows without an EIN join the EIN most often filed under the same name. Providers named on fewer than 25 plans have no page. See the methodology and corrections.