Providers › Other services
Service provider · Schedule C, plan year 2024
Ameriprise Financial
Most often reported for other services
Form 5500 information is as filed by the plan administrator with the Department of Labor and may be amended. Figures reflect the plan year shown, not current balances. Schedule C lists only providers a plan paid $5,000 or more, and is filed only by plans with 100 or more participants.
Ameriprise Financial is named as a service provider on the Schedule C of 99 retirement plans with 100 or more participants for plan year 2024, covering 252,613 participant records. Most often it is reported for other services.
Reported compensation from those plans, direct and indirect, totalled $2.8M. Per plan, the median was $78.10 per participant, with the middle half of plans between $40.84 and $128. These are amounts plans reported paying this organisation, not a price list: they depend on which services each plan buys and on how much is paid through fund expenses instead.
Its client plans are most numerous in Maine (12), Florida (10) and California (9).
In 2009 it appeared on 53 such filings; in 2024, 99 (up 87%). Yearly counts include every filing that names it, so they can run slightly above the number of plans with pages here, and name or EIN changes after mergers can break the series.
Reported compensation per plan
| Across this provider's plans | 25th percentile | Median | 75th percentile |
|---|---|---|---|
| Compensation per participant | $40.84 | $78.10 | $128 |
| Compensation as a share of plan net assets | 0.14% | 0.22% | 0.30% |
What each plan reported paying this organisation, not the plan's total cost. For reference, the median US defined contribution plan reported $123 per participant to all Schedule C providers combined.
Plans served by year
Matched by employer identification number. A merger or a change of filing entity starts a new series, so a drop to zero is not a loss of clients by itself.
By state
By plan size
Services reported
Largest plans naming this provider
| Plan | Sponsor | State | Participants | Net assets | Reported to this provider |
|---|---|---|---|---|---|
| Principal Ease 401(k) Plan | Principal Life Insurance Company | IA | 163,954 | $651M | $73K |
| Isolved 401-K Plan | Plan Professionals, LLC | NJ | 51,743 | $465M | $11K |
| Oberlin College Defined Contribution and Tax Deferred Annuity Retirement Plan | Oberlin College | OH | 2,510 | $529M | $3,965 |
| Independence Rehab, LLC 401(k) Profit Sharing Plan | Independence Rehab, LLC | UT | 1,584 | $22.7M | $39K |
| Voestalpine Roll Forming Corporation 401(k) Savings Plan | RFC LLC | KY | 1,341 | $47.9M | $38K |
| Time Manufacturing Company 401(k) Plan | Time Manufacturing Company | TX | 1,137 | $33.2M | $152K |
| Mid-State Machine and Fabricating Corp. 401(k) Plan | Mid-State Machine and Fabricatin | FL | 1,101 | $15.6M | $35K |
| The Father's Table LLC 401(k) Plan | The Fathers Table LLC | FL | 1,033 | $12.8M | $13K |
| Redsail Technologies, LLC Retirement Savings Plan | Redsail Technologies, LLC | SC | 1,005 | $137M | $41K |
| Aesculapian Management Company, LLC 401(k) Plan | Aesculapian Management Company, LLC | FL | 945 | $69.0M | $116K |
| Community Solutions, Inc. 401(k) Profit-Sharing Plan | Community Solutions, Inc. | CT | 933 | $13.8M | $21K |
| Strategic Technology Institute, Inc. Retirement Plan | Strategic Technology Institute, Inc. | MD | 916 | $12.2M | $23K |
| The Legal Aid Society Retirement Plan | The Legal Aid Society | NY | 838 | $53.2M | $22K |
| Pridestaff, Inc. 401(k) Plan | Pridestaff, Inc. | CA | 801 | $9.6M | $26K |
| John Knox Village Savings Plan | John Knox Village of Central Florida, Inc. | FL | 792 | $9.2M | $27K |
| Hand and Stone Franchise 401(k) Profit Sharing Plan and Trust | Hand & Stone Franchise Corp. | PA | 770 | $4.8M | $11K |
| Hoopaugh Grading Co., LLC 401(k) Plan | Hoopaugh Grading Co., LLC | NC | 746 | $16.6M | $76K |
| Geo Foundation 403(b) Plan | Greater Educational Opportunities Foundation | IN | 551 | $8.3M | $33K |
| J & J Exterminating Co., Inc. 401(k) PS Plan | J & J Exterminating Co., Inc. | LA | 498 | $8.1M | $16K |
| Modern Welding Company 401(k) Savings Plan | Modern Welding Company, Inc. | KY | 484 | $33.9M | $56K |
| Brailsford & Dunlavey, Inc. 401(k) Plan | Brailsford & Dunlavey, Inc. | DC | 466 | $44.9M | $39K |
| Toyota of Orlando 401(k) Plan | Vineland Motor Sales LLC | FL | 455 | $5.6M | $22K |
| Arcoro Holdings Corp. Profit Sharing Plan | Exaktime Innovations, Inc. | CA | 405 | $17.3M | $63K |
| Hso 401(k) Plan | Aka Enterprise Solutions, Inc. | NY | 390 | $40.4M | $23K |
| Eyas Landing, Inc. 401(k) Plan | Eyas Landing, Inc. | IL | 386 | $3.7M | $11K |
| C-Dive LLC 401(k) P/s Plan | C-Dive LLC | LA | 386 | $6.0M | $17K |
| Smart Motors, Inc. 401(k) Savings Plan | Smart Motors, Inc. | WI | 377 | $6.6M | $33K |
| Meritage Healthcare, LLC 401(k) Profit Sharing Plan | Meritage Healthcare, LLC | CA | 372 | $8.5M | $21K |
| RV Country, Inc. 401(k) Plan | RV Country, Inc. | CA | 371 | $6.9M | $15K |
| Busco, Inc. 401(k) Plan and Trust | Busco, Inc. | NE | 368 | $4.4M | $14K |
| Machias Savings Bank 401(k) Plan | Machias Savings Bank | ME | 361 | $39.7M | $55K |
| Bill Dodge Auto Group Salary Deferral 401(k) Plan | Bill Dodge Auto Group, Inc. | ME | 357 | $15.4M | $35K |
| Huvepharma Inc. 401(k) Profit Sharing Plan and Trust | Huvepharma Inc. | GA | 346 | $45.2M | $83K |
| Calais Community Hospital Tax Sheltered Annuity Plan | Calais Community Hospital | ME | 336 | $12.6M | $23K |
| Takahata Precision Tennessee, Inc. 401(k) Plan | Takahata Precision Tennessee, Inc. | TN | 318 | $3.1M | $17K |
| People Premier 401(k) Retirement Plan | CD PEO Plus, LLC | FL | 313 | $4.0M | $11K |
| Muller Automotive, Inc. 401(k) Plan | Muller Automotive, Inc. | NJ | 312 | $12.6M | $8,304 |
| Prospect Education 401(k) Plan | Prospect Education LLC | NV | 312 | $9.0M | $34K |
| Mechanical Services & Design Inc. 401(k) Plan | Mechanical Services & Design Inc. | OH | 311 | $16.3M | $38K |
| Christian Rest Home Association Tax Deferred Annuity Plan | Christian Rest Home Association Edison Christian Life Services | MI | 299 | $8.7M | $1,038 |
Questions and answers
How many plans does Ameriprise Financial serve?
99 plans with 100 or more participants named it on Schedule C for plan year 2024. Plans that paid it under $5,000, small plans that file Form 5500-SF, and plans whose filings spell its name without an EIN under a different form are not counted.
What do plans pay Ameriprise Financial?
The median plan reported $78.10 per participant in direct and indirect compensation (91 plans reporting an amount), or 0.22% of plan net assets. Eligible indirect compensation disclosed to the plan by formula is not reported as a dollar amount, so many filings understate what a provider receives.
What services are reported?
The service codes most often attached to it are Other services (48 plans), Investment advisory (plan) (23 plans), Recordkeeping and information management (19 plans) and Trustee (bank, trust company, or similar financial institution) (18 plans).
Where does this come from?
Schedule C of Form 5500, Part I line 2, from the EBSA research files with filings received through 24 Aug 2026. Individuals named on Schedule C are excluded from this site.
Provenance
Source: U.S. Department of Labor, Employee Benefits Security Administration, Form 5500 research files, Schedule C Part I line 2, public domain, with filings received through 24 Aug 2026. Rows are grouped by the provider's EIN as entered by each plan; rows without an EIN join the EIN most often filed under the same name. Providers named on fewer than 25 plans have no page. See the methodology and corrections.