Providers › Investment advisory and management
Service provider · Schedule C, plan year 2024
Wells Fargo Advisors Fin Network
Most often reported for investment advisory and management
Form 5500 information is as filed by the plan administrator with the Department of Labor and may be amended. Figures reflect the plan year shown, not current balances. Schedule C lists only providers a plan paid $5,000 or more, and is filed only by plans with 100 or more participants.
For plan year 2024, 131 retirement plans with 100 or more participants reported paying Wells Fargo Advisors Fin Network $5,000 or more. Those plans cover 89,321 participant records, and the service most often reported is investment advisory and management.
Reported compensation from those plans, direct and indirect, totalled $4.7M. Per plan, the median was $69.12 per participant, with the middle half of plans between $35.42 and $132. These are amounts plans reported paying this organisation, not a price list: they depend on which services each plan buys and on how much is paid through fund expenses instead.
Its client plans are most numerous in New York (26), New Jersey (19) and Arizona (10).
In 2009 it appeared on 13 such filings; in 2024, 129. Yearly counts include every filing that names it, so they can run slightly above the number of plans with pages here, and name or EIN changes after mergers can break the series.
Reported compensation per plan
| Across this provider's plans | 25th percentile | Median | 75th percentile |
|---|---|---|---|
| Compensation per participant | $35.42 | $69.12 | $132 |
| Compensation as a share of plan net assets | 0.08% | 0.16% | 0.23% |
What each plan reported paying this organisation, not the plan's total cost. For reference, the median US defined contribution plan reported $123 per participant to all Schedule C providers combined.
Plans served by year
Matched by employer identification number. A merger or a change of filing entity starts a new series, so a drop to zero is not a loss of clients by itself.
By state
By plan size
Services reported
Largest plans naming this provider
| Plan | Sponsor | State | Participants | Net assets | Reported to this provider |
|---|---|---|---|---|---|
| MMR Group, Inc. Profit Sharing Plan | MMR Group, Inc. | LA | 7,130 | $85.0M | $192K |
| Collabera 401(k) Plan | Collabera, Inc. | NJ | 4,563 | $103M | $50K |
| Spencer Gifts LLC 401(k) Plan | Spencer Gifts LLC | NJ | 4,381 | $71.0M | $40K |
| HRBC 401(k) Plan for UFCW Collective | Harris Ranch Beef Company | CA | 4,372 | $21.2M | $38K |
| Paul Hastings LLP Defined Contribution Retirement Plan | Paul Hastings LLP | CA | 3,941 | $1.09B | $60K |
| Audiology Benefits 401(k) Plan | Audiology Benefits Service, LLC | NJ | 3,859 | $216M | $85K |
| West Technology Group, LLC 401(k) Retirement Plan | West Technology Group, LLC | NY | 2,681 | $214M | $68K |
| Sabert Corporation 401(k) Plan | Sabert Corporation | NJ | 2,291 | $113M | $16K |
| New Enterprise Stone & Lime Co., Inc. 401(k) Savings and Retirement Plan | New Enterprise Stone & Lime Co., Inc. | PA | 2,275 | $242M | $70K |
| West Star Aviation, LLC 401(k) Plan | West Star Aviation, LLC West Star Aviation | IL | 2,204 | $126M | $100K |
| Keyence Corporation of America Savings Plan | Keyence Corporation of America | IL | 2,057 | $169M | $41K |
| Sonny's Enterprises, LLC 401(k) Profit Plan | Sonny's Enterprises, LLC | FL | 1,787 | $54.4M | $18K |
| Morselife Tax Deferred Annuity Plan | Morselife Inc. | FL | 1,475 | $25.9M | $16K |
| Yam Management 401(k) Plan | Yam Management, LLC | AZ | 1,322 | $58.7M | $45K |
| Atlantic Corporation of Wilmington, Inc. 401(k) Profit Sharing Plan | Atlantic Corporation of Wilmington, Inc. | NC | 1,262 | $178M | $48K |
| PPC Flexible Packaging, LLC 401(k) Profit Sharing Plan | PPC Flexible Packaging, LLC | IL | 1,249 | $40.0M | $49K |
| Ohl N.A. 401(k) Plan | Ohl, N.A. 401(k) Plan | NY | 1,192 | $104M | $55K |
| Aam, LLC 401(k) Profit Sharing Plan and Trust | Aam. LLC | AZ | 1,066 | $26.1M | $25K |
| Miltenyi Biotec North America, Inc. 401(k) Profit Sharing Plan | Miltenyi Biotec North America Inc. | MD | 1,057 | $121M | $53K |
| Ams 401(k) Plan | Ams Impact Group, LLC | AZ | 1,036 | $10.9M | $27K |
| The Solomon-Page Group, LLC 401(k) Savings Plan | The Solomon-Page Group, LLC | NY | 867 | $45.5M | $60K |
| Aero Operating LLC 401(k) Profit Sharing Plan and Trust | Aero Operating LLC | NY | 864 | $24.4M | $54K |
| Kastle Systems International LLC Retirement Plan | Kastle Systems International LLC | VA | 842 | $49.2M | $67K |
| Majesco 401(k) Plan | Majesco | NJ | 772 | $65.0M | $50K |
| Dietz & Watson, Inc. Deferred Salary Savings Plan | Dietz & Watson, Inc. | PA | 767 | $43.2M | $30K |
| River Valley and Affiliates 403(b) Retirement Savings Plan | Green River Regional Mental Health/mental | KY | 762 | $7.4M | $14K |
| Maita Profit Sharing 401(k) Plan and Trust | Maita Auto Group | CA | 719 | $36.0M | $67K |
| Coastal Horizons Center, Inc. Profit Sharing Plan | Coastal Horizons Center, Inc. | NC | 718 | $15.2M | $34K |
| Megamex Foods, LLC 401(k) Plan | Megamex Foods LLC | CA | 702 | $22.5M | $5,689 |
| Child-Parent Centers, Inc. Retirement Plan | Child-Parent Centers Inc. | AZ | 694 | $46.8M | $65K |
| Retirement Plan of Wholesale Wine Salesmen's Pension Fund | Board of Trustees of Retirement Plan of the Wholesale Wine Salesmen Pe | NY | 692 | $47.8M | $330K |
| Tempe Life Care Village, Inc. 403(b) Plan | Tempe Life Care Village, Inc. DBA Friendship | AZ | 671 | $7.3M | $17K |
| Doxim 401(k) Plan | Doxim, Inc. | IN | 662 | $26.1M | $80K |
| Bass Thrift / 401(k) Plan and Trust | Bepco, L.P. | TX | 661 | $107M | $46K |
| Enkei America, Inc. Savings Plan | Enkei America, Inc. | IN | 661 | $33.2M | $67K |
| MXR Imaging, Inc. 401(k) Profit Sharing Plan | MXR Imaging, Inc. | CA | 617 | $40.0M | $26K |
| Puratos USA Employee Savings Plan | Puratos Corporation | NJ | 614 | $43.0M | $40K |
| Dietz & Watson, Inc. Local 152 401(k) Savings Plan | Dietz & Watson, Inc. | PA | 599 | $12.1M | $29K |
| Arcadia Management, Inc. 401(k) Plan | Arcadia Management, Inc. | NY | 587 | $5.8M | $13K |
| Hacienda, Inc. Retirement Plan | Hacienda, Inc. | AZ | 560 | $12.9M | $40K |
Questions and answers
How many plans does Wells Fargo Advisors Fin Network serve?
131 plans with 100 or more participants named it on Schedule C for plan year 2024. Plans that paid it under $5,000, small plans that file Form 5500-SF, and plans whose filings spell its name without an EIN under a different form are not counted.
What do plans pay Wells Fargo Advisors Fin Network?
The median plan reported $69.12 per participant in direct and indirect compensation (129 plans reporting an amount), or 0.16% of plan net assets. Eligible indirect compensation disclosed to the plan by formula is not reported as a dollar amount, so many filings understate what a provider receives.
What services are reported?
The service codes most often attached to it are Investment advisory (plan) (81 plans), Other services (27 plans), Recordkeeping and information management (20 plans) and Trustee (bank, trust company, or similar financial institution) (20 plans).
Where does this come from?
Schedule C of Form 5500, Part I line 2, from the EBSA research files with filings received through 24 Aug 2026. Individuals named on Schedule C are excluded from this site.
Provenance
Source: U.S. Department of Labor, Employee Benefits Security Administration, Form 5500 research files, Schedule C Part I line 2, public domain, with filings received through 24 Aug 2026. Rows are grouped by the provider's EIN as entered by each plan; rows without an EIN join the EIN most often filed under the same name. Providers named on fewer than 25 plans have no page. See the methodology and corrections.