Providers › Investment advisory and management
Service provider · Schedule C, plan year 2024
Cambridge Investment Research Advis
Most often reported for investment advisory and management
Form 5500 information is as filed by the plan administrator with the Department of Labor and may be amended. Figures reflect the plan year shown, not current balances. Schedule C lists only providers a plan paid $5,000 or more, and is filed only by plans with 100 or more participants.
For plan year 2024, 64 retirement plans with 100 or more participants reported paying Cambridge Investment Research Advis $5,000 or more. Those plans cover 43,309 participant records, and the service most often reported is investment advisory and management.
Reported compensation from those plans, direct and indirect, totalled $1.8M. Per plan, the median was $67.78 per participant, with the middle half of plans between $43.31 and $113. These are amounts plans reported paying this organisation, not a price list: they depend on which services each plan buys and on how much is paid through fund expenses instead.
Its client plans are most numerous in Georgia (10), Pennsylvania (9) and California (7).
In 2009 it appeared on 5 such filings; in 2024, 67. Yearly counts include every filing that names it, so they can run slightly above the number of plans with pages here, and name or EIN changes after mergers can break the series.
Reported compensation per plan
| Across this provider's plans | 25th percentile | Median | 75th percentile |
|---|---|---|---|
| Compensation per participant | $43.31 | $67.78 | $113 |
| Compensation as a share of plan net assets | 0.11% | 0.18% | 0.23% |
What each plan reported paying this organisation, not the plan's total cost. For reference, the median US defined contribution plan reported $123 per participant to all Schedule C providers combined.
Plans served by year
Matched by employer identification number. A merger or a change of filing entity starts a new series, so a drop to zero is not a loss of clients by itself.
By state
By plan size
Services reported
Largest plans naming this provider
| Plan | Sponsor | State | Participants | Net assets | Reported to this provider |
|---|---|---|---|---|---|
| OneDigital Open Pooled Employer Plan | Plan Fiduciary Services, Inc. | FL | 5,757 | $93.6M | $53K |
| Uma Supplemental 403(b) Plan | University Medical Associates of the Medical Univ. of South Carolina | SC | 3,302 | $158M | $7,190 |
| Family Health Centers of San Diego Tax Deferred Annuity Plan | Family Health Centers of San Diego | CA | 3,118 | $175M | $100K |
| Kidspeace Tax Deferred Annuity Plan | Kidspeace Corporation | PA | 2,889 | $22.4M | $50K |
| Ki 401(k) Savings Plan | Krueger International, Inc. | WI | 2,614 | $298M | $6,501 |
| Axos Financial, Inc. 401(k) Plan | Axos Financial, Inc. | CA | 2,441 | $127M | $43K |
| Price Industries, Inc. 401(k) Plan | Price Industries, Inc. | GA | 1,934 | $43.4M | $19K |
| Community Medical Centers, Inc. 403(b) Retirement Plan | Community Medical Centers, Inc. | CA | 1,860 | $39.5M | $77K |
| Gettel Automotive, Inc. 401(k) Plan | Gettel Automotive, Inc. | FL | 1,408 | $42.1M | $15K |
| Bennett Motor Express Management, Inc. 401(k) Plan | Bennett Motor Express Management, Inc. | GA | 1,208 | $38.2M | $79K |
| New Tsi Holdings, Inc. 401(k) Plan | New Tsi Holdings, Inc. | NY | 1,023 | $20.4M | $7,785 |
| Employment Services 401(k) Plan | Employment Services, Inc. | VA | 893 | $14.2M | $33K |
| Bob's Red Mill 401(k) Retirement Savings Plan | Bob's Red Mill Natural Foods, Inc. | OR | 788 | $39.1M | $62K |
| Garden Spot Village 401(k) Plan | Garden Spot Village | PA | 780 | $20.7M | $44K |
| Lifeworks NW Defined Contribution Retirement Plan | Lifeworks NW | OR | 730 | $32.6M | $43K |
| Adams Beverages 401(K)PLAN | Adams Beverages, LLC | AL | 702 | $20.3M | $45K |
| United Cerebral Palsy Savings Plan | United Cerebral Palsy of Georgia | GA | 603 | $4.8M | $10K |
| TTG Imaging Solutions, LLC 401(k) Retirement Plan | TTG Imaging Solutions, LLC | PA | 543 | $32.1M | $30K |
| Big Rapids Products, Inc. 401(k) Plan | Big Rapids Products, Inc. | MI | 535 | $6.5M | $40K |
| Theragenics Corporation Employee Savings Plan | Theragenics Corporation | GA | 519 | $20.1M | $28K |
| Sequoia Equities 401(k) Plan | Sequoia Equities Inc. | CA | 481 | $23.5M | $28K |
| Neighborhood Health Center of Wny, Inc. 403(b) Plan | Neighborhood Health Center of Wny, Inc. | NY | 450 | $11.7M | $33K |
| Acrmc 403(b) Plan | Adams County Regional Medical Center | OH | 381 | $4.1M | $9,377 |
| Portco, Inc. 401(k) Plan | Portco, Inc. | VA | 348 | $3.0M | $13K |
| Ici Services Retirement Savings Plan | Ici Services Corporation | VA | 326 | $20.5M | $30K |
| Comfort Systems of Virginia, Inc. 401(k) Plan | Comfort Systems of Virginia, Inc. | VA | 308 | $11.4M | $36K |
| L. Fishman & Son, Inc. 401(k) Profit Sharing Plan | L. Fishman & Son, Inc. | MD | 296 | $20.3M | $44K |
| Own, Inc. 401(k) & Employee Stock Ownership Plan and Trust | Own, Inc. | MO | 290 | $23.9M | $23K |
| Atlantic Orthopaedic Specialists 401(k) Profit Sharing Retirement Plan | Vann Virginia Center for Orthopaedics, P.C. | VA | 286 | $27.7M | $60K |
| Pittman Construction Company Profit Sharing Plan | Pittman Construction Company | GA | 285 | $16.4M | $12K |
| Luzerne County Headstart, Inc. Retirement Plan | Luzerne County Headstart, Inc. | PA | 273 | $12.5M | $17K |
| Custom Agri Systems, Inc. 401(k) Plan | Custom Agri Systems, Inc. | OH | 271 | $11.8M | $31K |
| JSL Technologies, Inc. Profit Sharing Plan | JSL Technologies Inc. | CA | 269 | $10.5M | $20K |
| CH Industries, Inc. 401(k) Savings Plan | CH Industries, Inc. | TX | 252 | $8.3M | $15K |
| Norfolk Christian Schools 403(b) Retirement Plan | Norfolk Christian Schools | VA | 245 | $3.4M | $11K |
| Crossett, Inc. 401(k) Retirement Plan | Crossett, Inc. | PA | 244 | $17.5M | $11K |
| Tag(k) Pooled Employer Plan | Plan Compliance Services, Inc. | FL | 229 | $3.5M | $30K |
| Entrada Therapeutics 401(k) Retirement Plan | Entrada Therapeutics, Inc. | MA | 215 | $13.5M | $27K |
| Bennett & Pless, Inc. 401(k) Plan | Bennett & Pless, Inc. | GA | 213 | $11.0M | $19K |
| Tribute Technology US LLC 401(k) Plan | Tribute Technology US LLC | WI | 204 | $6.7M | $9,184 |
Questions and answers
How many plans does Cambridge Investment Research Advis serve?
64 plans with 100 or more participants named it on Schedule C for plan year 2024. Plans that paid it under $5,000, small plans that file Form 5500-SF, and plans whose filings spell its name without an EIN under a different form are not counted.
What do plans pay Cambridge Investment Research Advis?
The median plan reported $67.78 per participant in direct and indirect compensation (64 plans reporting an amount), or 0.18% of plan net assets. Eligible indirect compensation disclosed to the plan by formula is not reported as a dollar amount, so many filings understate what a provider receives.
What services are reported?
The service codes most often attached to it are Investment advisory (plan) (56 plans), Investment management (3 plans), Recordkeeping and information management (3 plans) and Trustee (bank, trust company, or similar financial institution) (3 plans).
Where does this come from?
Schedule C of Form 5500, Part I line 2, from the EBSA research files with filings received through 24 Aug 2026. Individuals named on Schedule C are excluded from this site.
Provenance
Source: U.S. Department of Labor, Employee Benefits Security Administration, Form 5500 research files, Schedule C Part I line 2, public domain, with filings received through 24 Aug 2026. Rows are grouped by the provider's EIN as entered by each plan; rows without an EIN join the EIN most often filed under the same name. Providers named on fewer than 25 plans have no page. See the methodology and corrections.