Providers › Investment advisory and management
Service provider · Schedule C, plan year 2024
Cadaret Grant & Co. Inc.
Most often reported for investment advisory and management
Form 5500 information is as filed by the plan administrator with the Department of Labor and may be amended. Figures reflect the plan year shown, not current balances. Schedule C lists only providers a plan paid $5,000 or more, and is filed only by plans with 100 or more participants.
Cadaret Grant & Co. Inc. is named as a service provider on the Schedule C of 38 retirement plans with 100 or more participants for plan year 2024, covering 45,317 participant records. Most often it is reported for investment advisory and management.
Reported compensation from those plans, direct and indirect, totalled $1.3M. Per plan, the median was $43.01 per participant, with the middle half of plans between $19.32 and $112. These are amounts plans reported paying this organisation, not a price list: they depend on which services each plan buys and on how much is paid through fund expenses instead.
Its client plans are most numerous in New Jersey (10), New York (9) and Ohio (5).
In 2009 it appeared on 18 such filings; in 2024, 39. Yearly counts include every filing that names it, so they can run slightly above the number of plans with pages here, and name or EIN changes after mergers can break the series.
Reported compensation per plan
| Across this provider's plans | 25th percentile | Median | 75th percentile |
|---|---|---|---|
| Compensation per participant | $19.32 | $43.01 | $112 |
| Compensation as a share of plan net assets | 0.12% | 0.20% | 0.28% |
What each plan reported paying this organisation, not the plan's total cost. For reference, the median US defined contribution plan reported $123 per participant to all Schedule C providers combined.
Plans served by year
Matched by employer identification number. A merger or a change of filing entity starts a new series, so a drop to zero is not a loss of clients by itself.
By state
By plan size
Services reported
Largest plans naming this provider
| Plan | Sponsor | State | Participants | Net assets | Reported to this provider |
|---|---|---|---|---|---|
| United Wholesale Mortgage, LLC Profit Sharing Plan and Trust | United Wholesale Mortgage, LLC | MI | 10,467 | $195M | $157K |
| Thrivewise Pooled Employer Plan | Principal Life Insurance Company | IA | 9,840 | $997M | $43K |
| Cleveland Bakers and Affiliated Unions 401(k) Plan | Cleveland Bakers and Affiliated Unions 401(k) Plan | OH | 4,353 | $10.9M | $75K |
| Compunnel Software Group Inc. 401(k) Plan | Compunnel Software Group Inc. | NJ | 3,534 | $44.9M | $46K |
| Bctgm Atlantic Profit Sharing Fund | Bctgm Atlantic Profit Sharing Fund | FL | 2,775 | $43.7M | $85K |
| Wireless Vision, LLC 401(k) Plan | Wireless Vision, LLC | MI | 2,260 | $13.7M | $31K |
| Southern Champion Tray, LP 401(k) Savings and Retirement Plan | Southern Champion Tray, L P | TN | 1,242 | $55.4M | $13K |
| Retirement Plan of Rome Memorial Hospital, Inc. | Rome Memorial Hospital, Inc. | NY | 1,096 | $47.7M | $94K |
| Brothers of Mercy Retirement Savings Plan | Brothers of Mercy Nursing Home Company, Inc. DBA Brothers of Mercy Nur | NY | 836 | $12.5M | $25K |
| Adma Biologics, Inc. 401(k) Plan | Adma Biologics, Inc. | FL | 752 | $32.6M | $84K |
| Stark Tech 401(k) Profit Sharing Plan | Stark Tech Operating Company LLC | NY | 721 | $72.9M | $83K |
| Maschmeyer Concrete Company 401(k) Plan | Maschmeyer Concrete Company of Florida | FL | 698 | $15.5M | $30K |
| Premio Foods, Inc. 401(k) Plan | Premio Foods, Inc. | NJ | 671 | $11.2M | $25K |
| Brewdog Brewing Company LLC 401(k) Plan | Brewdog Brewing Company LLC | OH | 469 | $1.7M | $6,793 |
| Stephen Siller Tunnel to Towers Foundation 403(b) Plan | Stephen Siller Tunnel to Towers Foundation | NY | 382 | $7.2M | $15K |
| Local 18 International Union of Police & Protection Employees - Isopgu Pension Fund | Board of Trustees Local 18 Pension Fund | FL | 375 | $3.5M | $5,162 |
| Fusion Transport, LLC 401(k) Plan | Fusion Transport, LLC | NJ | 361 | $3.8M | $12K |
| Cancer Care Northwest Centers, P.S. 401(k) Plan | Cancer Care Northwest Centers, P.S. | WA | 350 | $25.9M | $39K |
| C & J Industries, Inc. 401(k) Profit Sharing Plan | C & J Industries, Inc. | PA | 315 | $14.4M | $13K |
| Ritz Safety LLC 401 K Profit Sharing Plan Trust | Ritz Safety LLC | OH | 313 | $9.6M | $4,646 |
| Triangle Manufacturing Co., Inc. Savings and Investment Plan | Triangle Manufacturing Co., Inc. | NJ | 279 | $28.9M | $23K |
| Hopephl 401(k) Plan | Hopephl | PA | 246 | $4.2M | $12K |
| Spruce Technology, Inc. 401(k) Plan | Spruce Technology, Inc. | NJ | 246 | $6.1M | $13K |
| Area Agency on Aging District 7 403(b) Plan | Area Agency on Aging District 7 | OH | 227 | $8.3M | $39K |
| NTC Marketing Inc. 401(k) Profit Sharing Plan & Trust | NTC Marketing, Inc. | NY | 226 | $6.7M | $15K |
| Icm Corp. 401(k) Profit Sharing Plan | Icm Controls Corp. | NY | 226 | $7.8M | $9,206 |
| Port Imperial Ferry Corp. 401(k) Plan | Port Imperial Ferry Corp. | NJ | 217 | $16.4M | $26K |
| Pine Companies 401(k) Plan | Pine Pharmacy and Home Care Products Center Inc. DBA Pine Pharmacy | NY | 213 | $18.2M | $40K |
| Powerfleet, Inc. 401(k) Plan | I.D. Systems, Inc. | NJ | 207 | $18.1M | $39K |
| Pipp Mobile Storage Systems 401(k) Retirement Plan | Pipp Mobile Storage Systems, Inc. | MI | 198 | $14.2M | $0 |
| Accountingdepartment.com, LLC 401(k) Plan | Accountingdepartment.com, LLC | FL | 196 | $8.3M | $24K |
| Opoc.us 401(k) Profit Sharing Plan | Echelon Group, LLC, DBA Opoc.us | OH | 191 | $6.7M | $3,691 |
| Ulma Form Works 401(k) Plan | Ulma Form Works, Inc. | NJ | 174 | $6.9M | $25K |
| Quality Management Associates, Inc. 401(k) Profit Sharing Plan | Quality Management Associates | NJ | 159 | $3.4M | $10K |
| Miac Analytics 401(k) Plan | Mortgage Industry Advisory Corporation | NY | 134 | $16.3M | $52K |
| Simutech Group, Inc. 401(k) Plan | Simutech Group, Inc. | NY | 130 | $13.7M | $27K |
| Northern Tier Counseling, Inc. Tax Deferred Annuity Plan | Northern Tier Counseling, Inc. | PA | 121 | $2.1M | $3,548 |
| Best Transportation Services LLC 401(k) Plan | Best Transportation Services LLC | NJ | 117 | $2.5M | $11K |
Questions and answers
How many plans does Cadaret Grant & Co. Inc. serve?
38 plans with 100 or more participants named it on Schedule C for plan year 2024. Plans that paid it under $5,000, small plans that file Form 5500-SF, and plans whose filings spell its name without an EIN under a different form are not counted.
What do plans pay Cadaret Grant & Co. Inc.?
The median plan reported $43.01 per participant in direct and indirect compensation (37 plans reporting an amount), or 0.20% of plan net assets. Eligible indirect compensation disclosed to the plan by formula is not reported as a dollar amount, so many filings understate what a provider receives.
What services are reported?
The service codes most often attached to it are Investment advisory (plan) (15 plans), Other services (12 plans), Recordkeeping and information management (10 plans) and Trustee (bank, trust company, or similar financial institution) (10 plans).
Where does this come from?
Schedule C of Form 5500, Part I line 2, from the EBSA research files with filings received through 24 Aug 2026. Individuals named on Schedule C are excluded from this site.
Provenance
Source: U.S. Department of Labor, Employee Benefits Security Administration, Form 5500 research files, Schedule C Part I line 2, public domain, with filings received through 24 Aug 2026. Rows are grouped by the provider's EIN as entered by each plan; rows without an EIN join the EIN most often filed under the same name. Providers named on fewer than 25 plans have no page. See the methodology and corrections.