Providers › Investment advisory and management
Service provider · Schedule C, plan year 2024
Woodbury Financial Services Inc.
Most often reported for investment advisory and management
Form 5500 information is as filed by the plan administrator with the Department of Labor and may be amended. Figures reflect the plan year shown, not current balances. Schedule C lists only providers a plan paid $5,000 or more, and is filed only by plans with 100 or more participants.
Woodbury Financial Services Inc. is named as a service provider on the Schedule C of 70 retirement plans with 100 or more participants for plan year 2024, covering 86,502 participant records. Most often it is reported for investment advisory and management.
Reported compensation from those plans, direct and indirect, totalled $868K. Per plan, the median was $27.08 per participant, with the middle half of plans between $13.80 and $47.25. These are amounts plans reported paying this organisation, not a price list: they depend on which services each plan buys and on how much is paid through fund expenses instead.
Its client plans are most numerous in California (14), Texas (11) and Wisconsin (7).
In 2009 it appeared on 37 such filings; in 2024, 71. Yearly counts include every filing that names it, so they can run slightly above the number of plans with pages here, and name or EIN changes after mergers can break the series.
Reported compensation per plan
| Across this provider's plans | 25th percentile | Median | 75th percentile |
|---|---|---|---|
| Compensation per participant | $13.80 | $27.08 | $47.25 |
| Compensation as a share of plan net assets | 0.03% | 0.05% | 0.10% |
What each plan reported paying this organisation, not the plan's total cost. For reference, the median US defined contribution plan reported $123 per participant to all Schedule C providers combined.
Plans served by year
Matched by employer identification number. A merger or a change of filing entity starts a new series, so a drop to zero is not a loss of clients by itself.
By state
By plan size
Services reported
Largest plans naming this provider
| Plan | Sponsor | State | Participants | Net assets | Reported to this provider |
|---|---|---|---|---|---|
| Isolved 401-K Plan | Plan Professionals, LLC | NJ | 51,743 | $465M | $12K |
| Johnson Service Group, Inc. Retirement Savings Plan - Contract Employees | Johnson Service Group, Inc. | IL | 2,310 | $17.6M | $9,040 |
| Ho-Chunk, Inc. 401(k) Plan | Ho-Chunk, Inc. | NE | 2,308 | $81.9M | $42K |
| New Wincup Holdings, Inc. 401(k) Retirement Savings Plan | New Wincup Holdings, Inc. | GA | 1,786 | $26.6M | $8,513 |
| Meriton, LLC 401(k) Profit Sharing Plan | Meriton, LLC | TX | 1,705 | $168M | $79K |
| Vitality Living 401(k) Plan | VSL Employee Co. LLC | TN | 1,566 | $2.4M | $7,587 |
| La Clinica de la Raza, Inc. 403(b) Plan | La Clinica de la Raza, Inc. | CA | 1,553 | $96.0M | $17K |
| Technical Engineering Consultants 401(k) | Technical Engineering Consultants | MI | 1,449 | $5.9M | $5,998 |
| Atlantic General Hospital Corporation Tax Deferred | Atlantic General Hospital Corp. | MD | 1,256 | $72.3M | $41K |
| Metrolina Greenhouses, Inc. Profit Sharing Plan | Metrolina Greenhouses, Inc. | NC | 923 | $72.9M | $0 |
| Easter Seals Metropolitan Chicago, Inc. 401(k) Profit Sharing Plan | Easter Seals Metropolitan Chicago, Inc. | IL | 903 | $17.9M | $5,295 |
| World Choice Investments, LLC & Great Choice Investments, LLC 401(k) Plan | World Choice Investments, LLC & Great Choice Investments, LLC | TN | 855 | $7.2M | $1,361 |
| Sonifi Solutions, Inc. 401(k) Plan | Sonifi Solutions, Inc. | SD | 761 | $95.2M | $12K |
| General Datatech, LP 401(k) Plan | General Datatech, LP | TX | 757 | $47.5M | $7,148 |
| Brightland Homes, Ltd. 401(k) Plan | Brightland Homes, Ltd. | TX | 749 | $42.4M | $14K |
| Homewood Disposal Service, Inc. 401(k) Profit Sharing Plan | Homewood Disposal Service, Inc. | IL | 717 | $61.6M | $25K |
| Bay Area Community Services 403(b) Plan | Bay Area Community Services, Inc. | CA | 701 | $8.0M | $6,406 |
| Vyne 401(k) Retirement Plan | National Electronic Attachment, Inc. | GA | 570 | $27.5M | $7,716 |
| Threshold Enterprises, Ltd. 401(k) Plan | Threshold Enterprises, Ltd. | CA | 544 | $9.3M | $5,045 |
| Avionte, LLC 401(k) Plan | Avionte, LLC | MN | 496 | $17.6M | $22K |
| Aurora Community Services, Inc. 401(k) and Employee Stock Ownership Plan | Aurora Community Services, Inc. | WI | 481 | $10.0M | $16K |
| Caymus Vineyards 401(k) and Profit Sharing Plan | Caymus Vineyards | CA | 438 | $53.2M | $16K |
| Bellevue Club Savings Plan | Pacific Recreation Associates | WA | 428 | $11.4M | $3,508 |
| Insight Investments Corp. 401(k) Profit Sharing Plan | Insight Investments Corp. | CA | 425 | $46.9M | $45K |
| Otto Candies, LLC Retirement Savings Plan | Otto Candies, LLC | LA | 406 | $65.4M | $12K |
| Michael Dunn Center Retirement Plan | Michael Dunn Center | TN | 403 | $2.6M | $1,748 |
| Knoxville Hospital and Clinics Tax Sheltered Annuity Plan | Knoxville Hospital and Clinics | IA | 393 | $17.3M | $7,158 |
| HGC 401(k) Savings Plan | HGC Construction Co. | OH | 387 | $23.9M | $34K |
| PSC Biotech Corporation Retirement Plan | PSC Biotech Corporation | CA | 383 | $25.6M | $9,289 |
| Hoffer Plastics Corporation Profit Sharing and 401(k) Plan | Hoffer Plastics Corporation | IL | 383 | $62.2M | $27K |
| First State Bank 401(k) Profit Sharing and Employee Stock Ownership Plan | First State Bank, Gainesville, Texas | TX | 363 | $38.2M | $9,251 |
| Dauby O'Connor & Zaleski, LLC Retirement Plan | Dauby O'Connor & Zaleski, LLC | IN | 357 | $33.2M | $6,873 |
| Atlas Navigators 401(k) Plan | Atlas Navigators, LLC | CO | 350 | $9.0M | $23K |
| Gulfspan Industrial, LLC 401(k) Retirement Plan | Gulfspan Industrial, LLC | TX | 347 | $10.7M | $6,867 |
| Vizance, Inc. 401(k) Profit Sharing Plan | Vizance, Inc. | WI | 325 | $20.6M | $4,952 |
| The White Oak 401(k) Plan | White Oak Global Advisors, LLC | CA | 317 | $48.1M | $11K |
| Bell-Carter Foods, LLC Employee Retirement Plan | Bell-Carter Foods, LLC. | CA | 314 | $37.8M | $37K |
| Nres Management, LLC 401(k) Plan | Nres Management, LLC | KS | 283 | $3.1M | $10K |
| Delta Electronics (USA) Inc. 401(k) Plan | Delta Electronics (USA) Inc. | TX | 269 | $24.7M | $7,673 |
| Seabrook Brothers and Sons, Inc. Profit Sharing Plan | Seabrook Brothers and Sons, Inc. | NJ | 265 | $27.3M | $4,847 |
Questions and answers
How many plans does Woodbury Financial Services Inc. serve?
70 plans with 100 or more participants named it on Schedule C for plan year 2024. Plans that paid it under $5,000, small plans that file Form 5500-SF, and plans whose filings spell its name without an EIN under a different form are not counted.
What do plans pay Woodbury Financial Services Inc.?
The median plan reported $27.08 per participant in direct and indirect compensation (68 plans reporting an amount), or 0.05% of plan net assets. Eligible indirect compensation disclosed to the plan by formula is not reported as a dollar amount, so many filings understate what a provider receives.
What services are reported?
The service codes most often attached to it are Investment advisory (plan) (34 plans), Other services (6 plans), Investment advisory (participants) (5 plans) and Recordkeeping and information management (2 plans).
Where does this come from?
Schedule C of Form 5500, Part I line 2, from the EBSA research files with filings received through 24 Aug 2026. Individuals named on Schedule C are excluded from this site.
Provenance
Source: U.S. Department of Labor, Employee Benefits Security Administration, Form 5500 research files, Schedule C Part I line 2, public domain, with filings received through 24 Aug 2026. Rows are grouped by the provider's EIN as entered by each plan; rows without an EIN join the EIN most often filed under the same name. Providers named on fewer than 25 plans have no page. See the methodology and corrections.