Providers › Investment advisory and management
Service provider · Schedule C, plan year 2024
Wealth Enhancement Advisory Service
Most often reported for investment advisory and management
Form 5500 information is as filed by the plan administrator with the Department of Labor and may be amended. Figures reflect the plan year shown, not current balances. Schedule C lists only providers a plan paid $5,000 or more, and is filed only by plans with 100 or more participants.
For plan year 2024, 61 retirement plans with 100 or more participants reported paying Wealth Enhancement Advisory Service $5,000 or more. Those plans cover 223,882 participant records, and the service most often reported is investment advisory and management.
Reported compensation from those plans, direct and indirect, totalled $1.8M. Per plan, the median was $53.33 per participant, with the middle half of plans between $13.53 and $120. These are amounts plans reported paying this organisation, not a price list: they depend on which services each plan buys and on how much is paid through fund expenses instead.
Its client plans are most numerous in Wisconsin (11), New York (9) and Maryland (6).
In 2021 it appeared on 19 such filings; in 2024, 67. Yearly counts include every filing that names it, so they can run slightly above the number of plans with pages here, and name or EIN changes after mergers can break the series.
Reported compensation per plan
| Across this provider's plans | 25th percentile | Median | 75th percentile |
|---|---|---|---|
| Compensation per participant | $13.53 | $53.33 | $120 |
| Compensation as a share of plan net assets | 0.01% | 0.09% | 0.23% |
What each plan reported paying this organisation, not the plan's total cost. For reference, the median US defined contribution plan reported $123 per participant to all Schedule C providers combined.
Plans served by year
Matched by employer identification number. A merger or a change of filing entity starts a new series, so a drop to zero is not a loss of clients by itself.
By state
By plan size
Services reported
Largest plans naming this provider
| Plan | Sponsor | State | Participants | Net assets | Reported to this provider |
|---|---|---|---|---|---|
| Advocate Aurora Health 401(k) Plan | Advocate Aurora Health, Inc. | WI | 103,145 | $10.5B | $16K |
| The Permanente Medical Group, Inc. Salary Deferral Plan | The Permanente Medical Group, Inc. | CA | 30,066 | $9.88B | $6,745 |
| Villagemd 401(k) Retirement Savings Plan | Village Practice Management Company, LLC | NY | 21,931 | $1.45B | $14K |
| The Medical College of Wisconsin, Inc. Retirement Plan | The Medical College of Wisconsin, Inc. | WI | 9,960 | $2.60B | $31K |
| Radiology Partners, Inc. 401(k) Profit Sharing Plan | Radiology Partners Inc. | TX | 7,123 | $412M | $7,212 |
| BHS Partnership 403(b) Pension Plan | BHS Management Services Inc. | MA | 5,982 | $694M | $6,604 |
| Allianz Asset Management of America 401(k) Savings and Retirement Plan | Allianz Asset Management of America LLC | CA | 4,932 | $2.16B | $6,862 |
| Koniag Retirement Plan | Koniag, Inc. | AK | 4,603 | $130M | $5,000 |
| No Calif Glaziers, Architectural Metal and Glassworkers Pension Plan | Board of Trustees, No. Calif. Glaziers Architectural Metal & Glas | CA | 4,278 | $547M | $160K |
| Seyfarth Shaw LLP 401(k) Savings and Retirement Plan | Seyfarth Shaw LLP | IL | 2,908 | $926M | $20K |
| Prevea Clinic, Inc. 401(k) and Retirement Plan | Prevea Clinic, Inc. | WI | 2,860 | $492M | $21K |
| Bottomline Technologies 401(k) Plan | Bottomline Technologies, Inc. | NH | 1,884 | $242M | $42K |
| Nearu 401(k) Plan | Adpd Holdings LLC d/b/a Nearu | NC | 1,762 | $25.8M | $11K |
| Colorado Permanente Medical Group, P.C. 401(k) Plan | Colorado Permanente Medical Group, P.C. | CO | 1,736 | $1.00B | $10K |
| Founders National Golf LLC 401(k) Profit Sharing | Founders National Golf LLC | SC | 1,353 | $7.9M | $18K |
| Baycare Clinic 401(k) Retirement Savings Plan | Baycare Clinic, L.L.P. | WI | 1,288 | $316M | $22K |
| The Pete Store, LLC 401(k) Plan | The Pete Store, LLC | MD | 1,108 | $35.6M | $34K |
| Day Pitney Profit Sharing and 401(k) Plan | Day Pitney LLP | NJ | 1,064 | $376M | $5,059 |
| Carepoint Health, LLC 401(k) Profit Sharing Plan | Carepoint Health, LLC | CO | 1,056 | $372M | $22K |
| Life's Worc 403(b) Profit Sharing Plan | Life's Worc | NY | 980 | $20.0M | $50K |
| Haile Gold Mine, Inc. 401(k) Profit Sharing Plan | Romarco Minerals U.S. Inc. | SC | 863 | $30.9M | $12K |
| Document Storage Systems, Inc. 401(k) Plan | Document Storage Systems, Inc. | FL | 806 | $88.0M | $20K |
| Huntington Learning Corp. 401(k) Plan | Huntington Learning Corporation | NJ | 750 | $12.5M | $28K |
| The L.S. Starrett Company 401(k) Savings Plan | The L.S. Starrett Company | MA | 749 | $29.0M | $79K |
| Koniag 401(k) Savings Plan | Koniag, Inc. | AK | 724 | $62.9M | $5,000 |
| Aviation Systems Engineering Company, Inc. 401(k) Profit Sharing Plan and Trust | Aviation Systems Engineering Company, Inc. | MD | 656 | $80.5M | $54K |
| Eastern Wholesale Fence, LLC 401(k) Plan | Eastern Wholesale Fence, LLC | NY | 628 | $17.3M | $61K |
| Medlink Georgia, Inc. 403(b) Plan | Medlink Georgia, Inc. | GA | 574 | $14.0M | $5,678 |
| Strand Associates, Inc. Employees Profit Sharing Trust | Strand Associates, Inc. | WI | 558 | $190M | $147K |
| Margaret Woodbury Strong Museum 403(b) DC Plan | Margaret Woodbury Strong Museum | NY | 506 | $24.4M | $21K |
| Bay Medical Management, LLC 401(k) Profit Sharing Plan | Bay Medical Management, LLC | CA | 428 | $209M | $31K |
| Trade Center Management Associates 401(k) Plan | Trade Center Management Associates, LLC | DC | 414 | $21.6M | $16K |
| Sva Certified Public Accountants, S.C. 401(k) Profit Sharing Plan | Sva Certified Public Accountants, S.C. | WI | 406 | $110M | $44K |
| Wisconsin Vision Associates, Inc. 401(k) Profit Sharing Plan | Wisconsin Vision Associates, Inc. | WI | 373 | $28.1M | $42K |
| Colectivo Coffee Roasters, Inc. Retirement Plan | Colectivo Coffee Roasters, Inc. | WI | 359 | $10.9M | $30K |
| DFK Management, Inc. 401(k) Plan | DFK Management, Inc. | MD | 319 | $13.3M | $28K |
| Trekker Distributor Inc. 401(k) Plan | Trekker Distributor Inc. | FL | 311 | $1.5M | $6,323 |
| Suhm Spring Works, Inc. 401(k) Plan | Suhm Spring Works, Inc. | TX | 279 | $17.7M | $42K |
| Mendes & Mount, LLP Retirement Plan | Mendes & Mount, LLP | NY | 273 | $79.9M | $10K |
| The Allendale Columbia School Defined Contribution | The Allendale Columbia School | NY | 264 | $23.7M | $15K |
Questions and answers
How many plans does Wealth Enhancement Advisory Service serve?
61 plans with 100 or more participants named it on Schedule C for plan year 2024. Plans that paid it under $5,000, small plans that file Form 5500-SF, and plans whose filings spell its name without an EIN under a different form are not counted.
What do plans pay Wealth Enhancement Advisory Service?
The median plan reported $53.33 per participant in direct and indirect compensation (61 plans reporting an amount), or 0.09% of plan net assets. Eligible indirect compensation disclosed to the plan by formula is not reported as a dollar amount, so many filings understate what a provider receives.
What services are reported?
The service codes most often attached to it are Investment advisory (plan) (28 plans), Investment advisory (participants) (21 plans), Investment management (5 plans) and Trustee (bank, trust company, or similar financial institution) (3 plans).
Where does this come from?
Schedule C of Form 5500, Part I line 2, from the EBSA research files with filings received through 24 Aug 2026. Individuals named on Schedule C are excluded from this site.
Provenance
Source: U.S. Department of Labor, Employee Benefits Security Administration, Form 5500 research files, Schedule C Part I line 2, public domain, with filings received through 24 Aug 2026. Rows are grouped by the provider's EIN as entered by each plan; rows without an EIN join the EIN most often filed under the same name. Providers named on fewer than 25 plans have no page. See the methodology and corrections.