Providers › Other services
Service provider · Schedule C, plan year 2024
USI Securities Inc.
Most often reported for other services
Form 5500 information is as filed by the plan administrator with the Department of Labor and may be amended. Figures reflect the plan year shown, not current balances. Schedule C lists only providers a plan paid $5,000 or more, and is filed only by plans with 100 or more participants.
USI Securities Inc. is named as a service provider on the Schedule C of 58 retirement plans with 100 or more participants for plan year 2024, covering 24,591 participant records. Most often it is reported for other services.
Reported compensation from those plans, direct and indirect, totalled $1.2M. Per plan, the median was $52.46 per participant, with the middle half of plans between $28.66 and $91.06. These are amounts plans reported paying this organisation, not a price list: they depend on which services each plan buys and on how much is paid through fund expenses instead.
Its client plans are most numerous in Texas (8), Florida (7) and Washington (4).
In 2009 it appeared on 9 such filings; in 2024, 58. Yearly counts include every filing that names it, so they can run slightly above the number of plans with pages here, and name or EIN changes after mergers can break the series.
Reported compensation per plan
| Across this provider's plans | 25th percentile | Median | 75th percentile |
|---|---|---|---|
| Compensation per participant | $28.66 | $52.46 | $91.06 |
| Compensation as a share of plan net assets | 0.11% | 0.19% | 0.27% |
What each plan reported paying this organisation, not the plan's total cost. For reference, the median US defined contribution plan reported $123 per participant to all Schedule C providers combined.
Plans served by year
Matched by employer identification number. A merger or a change of filing entity starts a new series, so a drop to zero is not a loss of clients by itself.
By state
By plan size
Services reported
Largest plans naming this provider
| Plan | Sponsor | State | Participants | Net assets | Reported to this provider |
|---|---|---|---|---|---|
| Shopify (USA), Inc. 401(k) Plan | Shopify (USA), Inc. | NY | 3,012 | $176M | $64K |
| Meridian Senior Living LLC 401(k) Profit Sharing Plan & Trust | Meridian Senior Living LLC | MD | 2,046 | $5.0M | $59K |
| Shaner Enterprises 401(k) Plan | Shaner Operating Corp. | PA | 1,917 | $29.9M | $3,631 |
| Select Dental Management LLC 401(k) Plan | Select Dental Management LLC | NJ | 739 | $13.7M | $14K |
| Oakpoint 401(k) Plan | LC Services 1, LLC DBA Oakpoint | MI | 704 | $18.6M | $32K |
| Hoskin & Muir Employees 401(k) Savings Plan | Hoskin & Muir, Inc. | KY | 689 | $10.5M | $24K |
| Nextedge 401(k) Plan | Nen Holdings, LLC | GA | 674 | $27.1M | $44K |
| Healthmark Medical Group, LLC DBA Healthmark Group, LLC 401(k) P/s Plan | Healthmark Medical Group, LLC DBA Healthmark Group, LLC | TX | 670 | $6.1M | $13K |
| Brunel Energy, Inc. 401(k) Retirement Plan | Brunel Energy, Inc. | TX | 643 | $27.3M | $50K |
| Environmental Alternatives DBA Ea Family Services 403(b) Plan | Environmental Alternatives DBA Ea Family Services | CA | 590 | $17.3M | $56K |
| Aunt Martha's Health and Wellness 403(b) Plan | Aunt Marthas Health and Wellness, Inc. | IL | 571 | $4.1M | $5,946 |
| Mud Bay Retirement Plan | Mud Bay, Inc. | WA | 535 | $6.2M | $13K |
| Beaver Toyota 401(k) Plan | Beaver Motors, Inc. DBA Beaver Toyota St. Augustine | FL | 494 | $11.9M | $9,532 |
| Foreflight LLC 401(k) Profit Sharing Plan and Trust | Foreflight LLC | TX | 491 | $41.9M | $61K |
| Three Crosses Regional Hospital, LLC 401(k) Plan | Three Crosses Regional Hospital, LLC | NM | 488 | $4.6M | $47K |
| Newsmax Media 401(k) Plan | Newsmax Media, Inc. | FL | 464 | $17.9M | $39K |
| Ventura Medstaff LLC 401(k) Plan | Ventura Medstaff LLC | NE | 460 | $3.3M | $24K |
| Eastern Smiles 401(k) Plan | Eastern Smiles Opco, LLC | NJ | 454 | $7.7M | $31K |
| Hopper 401(k) Plan | Hopper (USA), Inc. | MA | 425 | $17.6M | $31K |
| Reliant at Home Midco LLC | Reliant at Home Midco LLC | TX | 393 | $5.5M | $5,680 |
| Foxdale Village 403(b) Plan | Foxdale Village Corporation | PA | 380 | $11.4M | $30K |
| Troncalli Automotive Group, Inc. 401(k) Salary Savings Plan | Troncalli Automotive Group, Inc. | GA | 337 | $8.1M | $5,744 |
| Safe Children Coalition, Inc. 401(k) Plan | Safe Children Coalition, Inc. | FL | 328 | $6.5M | $11K |
| Komico Technology Inc. 401(k) Profit Sharing Plan and Trust | Komico Technology Inc. | TX | 320 | $6.6M | $8,027 |
| Ally Pediatric Therapy, LLC 401(k) Plan | Ally Pediatric Therapy, LLC | AZ | 296 | $3.0M | $30K |
| J & B Importers, Inc., Retirement/ Profit Sharing Plan | J & B Importers, Inc. | FL | 287 | $47.4M | $8,505 |
| Novogene Corporation, Inc. 401(k) Plan | Novogene Corporation, Inc. | CA | 280 | $5.9M | $22K |
| Patriot Erectors, LLC Retirement Savings Plan | Patriot Erectors, LLC | TX | 279 | $9.7M | $25K |
| Western Industries Retirement Plan | Western Industries Plastic Products LLC | KS | 275 | $6.2M | $43K |
| Roland Park Place Retirement Plan | Roland Park Place | MD | 266 | $7.7M | $8,542 |
| 3 Brothers Luxury and Import 401(k) Plan | Three Brothers Imports Hy, L.L.C. and Three Brothers Luxury, L.L.C. | LA | 260 | $9.2M | $760 |
| Myfitnesspal 401(k) Plan | Myfitnesspal, Inc. | TX | 260 | $13.9M | $8,695 |
| Cowlitz Family Health Center 403(b) Plan | Cowlitz Family Health Center | WA | 258 | $7.9M | $44K |
| Elevate Aviation Group LLC 401(k) Profit Sharing Plan & Trust | Elevate Aviation Group LLC | FL | 233 | $7.1M | $16K |
| Submittable Holdings, Inc. 401(k) Plan | Submittable Holdings Inc. | MT | 224 | $10.7M | $17K |
| Pinnacle Transplant Technologies 401(k) Profit Sharing Plan and T | Pinnacle Transplant Technologies | AZ | 217 | $5.3M | $8,644 |
| Flextrude Aluminum Shapes 401(k) Plan | Flextrude Aluminum Shapes LLC | FL | 212 | $1.6M | $11K |
| Pivot Energy, Inc. 401(k) Plan | Pivot Energy, Inc. | CO | 208 | $10.3M | $20K |
| 403(b) Plan of Nishna Productions, Inc. | Nishna Productions, Inc. | IA | 207 | $3.3M | $7,957 |
| Pace-O-Matic, Inc. 401(k) Profit Sharing Plan and Trust | Pace-O-Matic Inc. | GA | 204 | $9.9M | $20K |
Questions and answers
How many plans does USI Securities Inc. serve?
58 plans with 100 or more participants named it on Schedule C for plan year 2024. Plans that paid it under $5,000, small plans that file Form 5500-SF, and plans whose filings spell its name without an EIN under a different form are not counted.
What do plans pay USI Securities Inc.?
The median plan reported $52.46 per participant in direct and indirect compensation (57 plans reporting an amount), or 0.19% of plan net assets. Eligible indirect compensation disclosed to the plan by formula is not reported as a dollar amount, so many filings understate what a provider receives.
What services are reported?
The service codes most often attached to it are Insurance agents and brokers (16 plans), Insurance services (15 plans), Other services (11 plans) and Investment advisory (plan) (11 plans).
Where does this come from?
Schedule C of Form 5500, Part I line 2, from the EBSA research files with filings received through 24 Aug 2026. Individuals named on Schedule C are excluded from this site.
Provenance
Source: U.S. Department of Labor, Employee Benefits Security Administration, Form 5500 research files, Schedule C Part I line 2, public domain, with filings received through 24 Aug 2026. Rows are grouped by the provider's EIN as entered by each plan; rows without an EIN join the EIN most often filed under the same name. Providers named on fewer than 25 plans have no page. See the methodology and corrections.