Providers › Investment advisory and management
Service provider · Schedule C, plan year 2024
Pca Investment Advisory Services
Most often reported for investment advisory and management
Form 5500 information is as filed by the plan administrator with the Department of Labor and may be amended. Figures reflect the plan year shown, not current balances. Schedule C lists only providers a plan paid $5,000 or more, and is filed only by plans with 100 or more participants.
Pca Investment Advisory Services is named as a service provider on the Schedule C of 43 retirement plans with 100 or more participants for plan year 2024, covering 56,597 participant records. Most often it is reported for investment advisory and management.
Reported compensation from those plans, direct and indirect, totalled $1.8M. Per plan, the median was $69.47 per participant, with the middle half of plans between $34.68 and $108. These are amounts plans reported paying this organisation, not a price list: they depend on which services each plan buys and on how much is paid through fund expenses instead.
Its client plans are most numerous in Ohio (27), Kentucky (7) and Illinois (2).
In 2010 it appeared on 14 such filings; in 2024, 43. Yearly counts include every filing that names it, so they can run slightly above the number of plans with pages here, and name or EIN changes after mergers can break the series.
Reported compensation per plan
| Across this provider's plans | 25th percentile | Median | 75th percentile |
|---|---|---|---|
| Compensation per participant | $34.68 | $69.47 | $108 |
| Compensation as a share of plan net assets | 0.09% | 0.14% | 0.19% |
What each plan reported paying this organisation, not the plan's total cost. For reference, the median US defined contribution plan reported $123 per participant to all Schedule C providers combined.
Plans served by year
Matched by employer identification number. A merger or a change of filing entity starts a new series, so a drop to zero is not a loss of clients by itself.
By state
By plan size
Services reported
Largest plans naming this provider
| Plan | Sponsor | State | Participants | Net assets | Reported to this provider |
|---|---|---|---|---|---|
| The Communicare Employee's 401(k) Plan | Health Care Facilities Staffing, LLC | OH | 27,570 | $117M | $122K |
| Rumpke 401(k) Retirement Plan | Rumpke Consolidated Companies, Inc. | OH | 4,035 | $173M | $60K |
| Fuyao USA 401(k) Retirement Plan | Fuyao Glass America Inc. | OH | 3,290 | $60.4M | $34K |
| Keplr Vision 401(k) Plan | Imperial Optical Midco Inc. | IL | 3,187 | $83.0M | $93K |
| Czarnowski Display Service, Inc. 401(k) Plan | Czarnowski Display Service, Inc. | IL | 1,339 | $65.8M | $93K |
| Ultimus Fund Solutions, LLC Retirement & Profit Sharing Plan | Ultimus Fund Solutions, LLC | OH | 1,305 | $87.0M | $141K |
| Coesia North America 401(k) Retirement Savings Plan | R.a Jones & Co. | VA | 1,152 | $214M | $64K |
| Fischer Homes 401(k) Profit Plus Plan and Trust | Fischer Management, LLC | KY | 1,103 | $94.7M | $50K |
| Mazak Employee Shared Savings Plan | Mazak Corporation | KY | 1,100 | $181M | $204K |
| Universal Pure 401(k) Plan | Universal Pure Holdings, LLC | GA | 1,088 | $6.5M | $21K |
| Artisanal Brewing Ventures 401(k) Plan | Craft Revolution, LLC DBA Artisanal Brewing Ventures | NC | 964 | $21.2M | $28K |
| Towne Retirement 401(k) Plan | Towne Properties Asset Management Company, Inc. | OH | 852 | $46.0M | $53K |
| Verst Group Logistics Companies 401(k) Retirement Savings Plan | Verst Group Logistics | KY | 829 | $39.9M | $40K |
| Union Savings Bank 401(k) Plan | Union Savings Bank | OH | 616 | $44.5M | $49K |
| The Rumpke Consolidated Companies, Inc. & Affiliates Defined Benefit Pension Plan | Rumpke Consolidated Companies, Inc. | OH | 597 | $81.1M | $11K |
| Storopack, Inc. 401(k) Savings Plan | Storopack, Inc. | OH | 530 | $39.9M | $63K |
| United Radio, Inc. 401(k) Plan | United Radio, Inc. | KY | 450 | $31.2M | $41K |
| Precision Concepts International LLC | Precision Concepts International LLC | NC | 424 | $17.0M | $15K |
| Kost USA, LLC 401(k) Retirement Savings Plan | Kost USA, LLC | OH | 403 | $12.4M | $2,265 |
| Cohen Holdings, Inc. Profit Sharing 401(k) Plan and Trust | Cohen Holdings, Inc. | OH | 363 | $20.6M | $38K |
| Butler County Community Health Consortium, Inc. 401(k) Plan | Butler County Community Health Consortium, Inc. | OH | 359 | $8.5M | $19K |
| F.C. Industries, Inc. Employees' Retirement Savings and Profit Sharing Plan | F.C. Industries, Inc. | OH | 336 | $18.4M | $36K |
| South Central Bank 401(k) Plan | South Central Bank, Inc. | KY | 312 | $18.6M | $11K |
| Schunk of North America, Inc. 401(k) Profit Sharing Plan | Schunk of North America, Inc. | WI | 306 | $21.7M | $30K |
| Prus Construction Company Retirement Savings Plan | Prus Construction Company | OH | 300 | $45.6M | $80K |
| Sunesis Environmental Retirement Savings Plan | Sunesis Environmental, LLC | OH | 283 | $3.0M | $5,958 |
| Building Crafts, Inc. Retirement Savings Plan | Building Crafts, Inc. | KY | 282 | $17.9M | $40K |
| Vinylmax, LLC Profit Sharing 401(k) Plan | Vinylmax LLC | OH | 271 | $11.5M | $25K |
| Sunesis Construction Company Retirement Savings Plan | Sunesis Construction Company | OH | 265 | $28.7M | $65K |
| Workhorse Technologies, Inc. 401(k) Plan | Workhorse Technologies, Inc. | OH | 260 | $9.3M | $28K |
| SJH Retirement Plan | St. Joseph Infant & Maternity Home DBA St. Joseph Home of Cincinnati | OH | 258 | $4.2M | $15K |
| BGR, Inc. 401(k) Profit Sharing Plan | BGR, Inc. | OH | 226 | $17.6M | $29K |
| Prestress Services Industries, LLC 401(k) Plan | Prestress Services Industries, LLC | OH | 215 | $12.5M | $6,898 |
| R.A. Jones & Co. Inc. Company Funded Defined Benefit Plan | R.a Jones & Co. Inc. | KY | 213 | $12.6M | $7,884 |
| School Outfitters, LLC 401(k) Retirement Plan | School Outfitters, LLC | OH | 206 | $16.3M | $36K |
| McCi 401(k) Plan | McCi, LLC | FL | 194 | $7.1M | $11K |
| Guardian Savings Bank 401(k) Plan | Guardian Savings Bank | OH | 187 | $11.5M | $19K |
| A & P Technology, Inc. 401(k) Plan | A & P Technology, Inc. | OH | 177 | $14.8M | $13K |
| Saec/kinetic Vision, Inc. Retirement Plan | Saec/kinetic Vision, Inc. | OH | 170 | $14.0M | $15K |
| Greenpoint Metals, Inc. 401(k) Plan | Greenpoint Metals, Inc. | OH | 165 | $9.1M | $8,472 |
Questions and answers
How many plans does Pca Investment Advisory Services serve?
43 plans with 100 or more participants named it on Schedule C for plan year 2024. Plans that paid it under $5,000, small plans that file Form 5500-SF, and plans whose filings spell its name without an EIN under a different form are not counted.
What do plans pay Pca Investment Advisory Services?
The median plan reported $69.47 per participant in direct and indirect compensation (43 plans reporting an amount), or 0.14% of plan net assets. Eligible indirect compensation disclosed to the plan by formula is not reported as a dollar amount, so many filings understate what a provider receives.
What services are reported?
The service codes most often attached to it are Investment advisory (plan) (40 plans), Investment management (7 plans), Investment advisory (participants) (6 plans) and Recordkeeping and information management (2 plans).
Where does this come from?
Schedule C of Form 5500, Part I line 2, from the EBSA research files with filings received through 24 Aug 2026. Individuals named on Schedule C are excluded from this site.
Provenance
Source: U.S. Department of Labor, Employee Benefits Security Administration, Form 5500 research files, Schedule C Part I line 2, public domain, with filings received through 24 Aug 2026. Rows are grouped by the provider's EIN as entered by each plan; rows without an EIN join the EIN most often filed under the same name. Providers named on fewer than 25 plans have no page. See the methodology and corrections.