Providers › Investment advisory and management
Service provider · Schedule C, plan year 2024
Mmlis
Most often reported for investment advisory and management
Form 5500 information is as filed by the plan administrator with the Department of Labor and may be amended. Figures reflect the plan year shown, not current balances. Schedule C lists only providers a plan paid $5,000 or more, and is filed only by plans with 100 or more participants.
For plan year 2024, 206 retirement plans with 100 or more participants reported paying Mmlis $5,000 or more. Those plans cover 331,466 participant records, and the service most often reported is investment advisory and management.
Reported compensation from those plans, direct and indirect, totalled $7.6M. Per plan, the median was $55.04 per participant, with the middle half of plans between $23.40 and $118. These are amounts plans reported paying this organisation, not a price list: they depend on which services each plan buys and on how much is paid through fund expenses instead.
Its client plans are most numerous in Massachusetts (24), New York (16) and Pennsylvania (14).
In 2009 it appeared on 1,424 such filings; in 2024, 205 (down 86%). Yearly counts include every filing that names it, so they can run slightly above the number of plans with pages here, and name or EIN changes after mergers can break the series.
Reported compensation per plan
| Across this provider's plans | 25th percentile | Median | 75th percentile |
|---|---|---|---|
| Compensation per participant | $23.40 | $55.04 | $118 |
| Compensation as a share of plan net assets | 0.05% | 0.14% | 0.22% |
What each plan reported paying this organisation, not the plan's total cost. For reference, the median US defined contribution plan reported $123 per participant to all Schedule C providers combined.
Plans served by year
Matched by employer identification number. A merger or a change of filing entity starts a new series, so a drop to zero is not a loss of clients by itself.
By state
By plan size
Services reported
Largest plans naming this provider
| Plan | Sponsor | State | Participants | Net assets | Reported to this provider |
|---|---|---|---|---|---|
| IBM 401(k) Plan | International Business Machines Corporation | NY | 149,818 | $59.4B | $1.6M |
| Elevator Constructors Annuity and 401(k) Retirement Plan | BD of Trustees of the Elev Constu Annuity and 401(k) Ret Plan | PA | 37,105 | $7.29B | $0 |
| Nextep 401(k) Retirement Savings Plan | 899210-01 Nextep, Inc. | OK | 21,230 | $566M | $225K |
| The 401(k) Plan | Pentegra Services, Inc. | NY | 9,376 | $192M | $3,208 |
| Merakey 403(b) Plan | Merakey USA | PA | 6,564 | $155M | $477K |
| National Grid USA Companies Final Average Pay Pension Plan | National Grid USA Service Company, Inc. | NY | 6,047 | $1.87B | $7,710 |
| Enterprise Select Pooled Employer Plan | Plan Fiduciary Services, Inc. | FL | 4,868 | $76.5M | $30K |
| Sheet Metal Workers' Local 33 Profit Sharing Annuity Plan | Sheet Metal Workers Local 33 | OH | 4,154 | $176M | $96K |
| Local No. 8 IBEW Retirement Plan & Trust | Board of Trustees Local No. 8 IBEW Retirement Plan & Trust | OH | 3,162 | $650M | $0 |
| Navika Capital Group, LLC 401(k) Profit Sharing Plan | Navika Capital Group, LLC | NY | 2,505 | $4.5M | $0 |
| Plumbers & Steamfitters Local 21 Annuity Plan | Plumbers & Steamfitters Local 21 | NY | 2,007 | $182M | $38K |
| Legacy Lifecare 403(b) Plan | Chelsea Jewish Lifecare, Inc. | MA | 1,896 | $36.8M | $86K |
| Steamfitters Surety Fund Local Union No 475 | Board of Trustees Steamfitters Surety Fund Local 475 | NJ | 1,850 | $174M | $0 |
| Sage Dental 401(k) Plan | Sage Dental Management, LLC | FL | 1,846 | $15.7M | $5,129 |
| Strategic Retirement Program | Pentegra Services, Inc. | NY | 1,835 | $49.5M | $46K |
| Toyota Tsusho America, Inc. Enterprise Multiple Employer Plan | Toyota Tsusho America, Inc. | KY | 1,819 | $19.1M | $26K |
| Management Solutions 401(k) Plan | Management Solutions, Inc. | CO | 1,747 | $0 | $394K |
| Medcentral Health System Employees' Retirement Plan | Medcentral Health System | OH | 1,486 | $100M | $10K |
| Carparts.com, Inc. 401(k) Plan | Carparts.com, Inc. | CA | 1,415 | $26.6M | $46K |
| Royal Health Group 401(k) Plan | Mamary, Inc. | MA | 1,256 | $7.1M | $20K |
| Gaudenzia 403(b) Plan | Gaudenzia, Inc. | PA | 1,249 | $19.6M | $31K |
| Year Up, Inc. 401(k) Plan | Year Up, Inc. | MA | 1,162 | $81.4M | $60K |
| Barrio 401(k) Plan | Barrio Comprehensive Family Health Care Center | TX | 1,146 | $23.2M | $54K |
| Insightsoftware 401(k) Plan | Insightsoftware, LLC | NC | 1,131 | $67.1M | $63K |
| Ufp Technologies, Inc. 401(k) Plan | Ufp Technologies, Inc. | MA | 1,057 | $56.1M | $75K |
| Cerris, Inc. 401(k) Profit Sharing Plan | Cerris, Inc. | KS | 1,052 | $85.1M | $2,846 |
| The Ogeechee Group, Inc. 401 K Plan | The Ogeechee Group, Inc. | GA | 1,016 | $20.0M | $13K |
| Greater Lawrence Family Health Center 403(b) Plan | Greater Lawrence Family Health Center, Inc. | MA | 1,005 | $57.6M | $30K |
| Remco, Inc. Employees 401(k) Plan | Remco, Inc. | PA | 953 | $45.4M | $25K |
| Safe-Guard Products International, LLC 401(k) Plan | Safe-Guard Products International, LLC | GA | 943 | $44.8M | $32K |
| Baker College Employees' Pension Trust | Baker College Professional Services, Inc. | MI | 905 | $87.3M | $2,816 |
| Baker College Professional Services 403(b) Plan | Baker College Professional Services, Inc. | MI | 882 | $9.7M | $14K |
| The Barkan Companies 401(k) Plan | Barkan Management Company, Inc. | MA | 864 | $43.3M | $48K |
| Elsa LLC 401(k) Savings and Profit Sharing Retirement Plan | Elsa LLC | IN | 859 | $32.2M | $42K |
| Plumbers & Steamfitters Local 577 Pension Plan | Board of Trustees Plumbers & Steamfitters 577 Pension Plan | KY | 834 | $101M | $8,057 |
| 1111 Systems, Inc. 401(k) Plan | 1111 Systems, Inc. | NJ | 814 | $44.3M | $82K |
| Welspun Tubular, LLC Retirement Savings Plan | Welspun Tubular, LLC | AR | 811 | $16.4M | $20K |
| Alivia Health Investment & Retirement Plan | Alivia Health Management, LLC | PR | 806 | $4.2M | $14K |
| Rusken Packaging, Inc. 401(k) Plan | Rusken Packaging, Inc. | AL | 792 | $28.2M | $8,026 |
| Crossroads School for Arts and Sciences Defined Contribution Retirement Plan | Crossroads School for Arts and Sciences | CA | 789 | $84.3M | $40K |
Questions and answers
How many plans does Mmlis serve?
206 plans with 100 or more participants named it on Schedule C for plan year 2024. Plans that paid it under $5,000, small plans that file Form 5500-SF, and plans whose filings spell its name without an EIN under a different form are not counted.
What do plans pay Mmlis?
The median plan reported $55.04 per participant in direct and indirect compensation (195 plans reporting an amount), or 0.14% of plan net assets. Eligible indirect compensation disclosed to the plan by formula is not reported as a dollar amount, so many filings understate what a provider receives.
What services are reported?
The service codes most often attached to it are Investment advisory (plan) (74 plans), Investment advisory (participants) (9 plans), Investment management (7 plans) and Insurance services (4 plans).
Where does this come from?
Schedule C of Form 5500, Part I line 2, from the EBSA research files with filings received through 24 Aug 2026. Individuals named on Schedule C are excluded from this site.
Provenance
Source: U.S. Department of Labor, Employee Benefits Security Administration, Form 5500 research files, Schedule C Part I line 2, public domain, with filings received through 24 Aug 2026. Rows are grouped by the provider's EIN as entered by each plan; rows without an EIN join the EIN most often filed under the same name. Providers named on fewer than 25 plans have no page. See the methodology and corrections.