Providers › Investment advisory and management
Service provider · Schedule C, plan year 2024
Kestra Advisory Services, LLC
Most often reported for investment advisory and management
Form 5500 information is as filed by the plan administrator with the Department of Labor and may be amended. Figures reflect the plan year shown, not current balances. Schedule C lists only providers a plan paid $5,000 or more, and is filed only by plans with 100 or more participants.
Kestra Advisory Services, LLC is named as a service provider on the Schedule C of 42 retirement plans with 100 or more participants for plan year 2024, covering 24,999 participant records. Most often it is reported for investment advisory and management.
Reported compensation from those plans, direct and indirect, totalled $1.5M. Per plan, the median was $79.87 per participant, with the middle half of plans between $40.00 and $156. These are amounts plans reported paying this organisation, not a price list: they depend on which services each plan buys and on how much is paid through fund expenses instead.
Its client plans are most numerous in California (6), Colorado (4) and Florida (3).
In 2014 it appeared on 9 such filings; in 2024, 43. Yearly counts include every filing that names it, so they can run slightly above the number of plans with pages here, and name or EIN changes after mergers can break the series.
Reported compensation per plan
| Across this provider's plans | 25th percentile | Median | 75th percentile |
|---|---|---|---|
| Compensation per participant | $40.00 | $79.87 | $156 |
| Compensation as a share of plan net assets | 0.09% | 0.19% | 0.23% |
What each plan reported paying this organisation, not the plan's total cost. For reference, the median US defined contribution plan reported $123 per participant to all Schedule C providers combined.
Plans served by year
Matched by employer identification number. A merger or a change of filing entity starts a new series, so a drop to zero is not a loss of clients by itself.
By state
By plan size
Services reported
Largest plans naming this provider
| Plan | Sponsor | State | Participants | Net assets | Reported to this provider |
|---|---|---|---|---|---|
| Hensel Phelps Salary Retirement Plan | Hensel Phelps Construction Co. | CO | 4,476 | $646M | $27K |
| Arnot Health Employee Retirement Plan | Arnot Ogden Medical Center | NY | 4,027 | $152M | $153K |
| Hensel Phelps Hourly Retirement Plan | Hensel Phelps Construction Co. | CO | 1,669 | $59.8M | $2,925 |
| Touchpoint, Inc. Employees' 401(k) Plan | Touchpoint, Inc. | PA | 1,120 | $150M | $38K |
| Jones Walker LLP Profit Sharing Retirement Plan | Jones Walker LLP | LA | 858 | $474M | $66K |
| Ips Corporation 401(k) Plan | Ips Corporation | CA | 835 | $44.8M | $54K |
| American Type Culture Collection 403(b) Plan | American Type Culture Collection | VA | 774 | $70.8M | $24K |
| Vna of the Treasure Coast 403(b) Plan | Visiting Nurse Association of the Treasure Coast, Inc. | FL | 684 | $20.1M | $44K |
| Akin 401(k) Plan | Children's Home Society of Washington, DBA Akin | WA | 603 | $18.2M | $37K |
| Museum of Science Retirement Plan | Museum of Science | MA | 563 | $33.1M | $23K |
| Frontline Dental Implant Specialists 401(k) Plan | Frontline Dental Implant Specistists, Inc. | TX | 561 | $6.1M | $20K |
| Medical Home Alliance 401(k) Plan | Medical Home Alliance, LLC | FL | 524 | $15.9M | $32K |
| Reedman-Toll 401(k) Plan | Reedman-Toll, L.P. | PA | 518 | $20.2M | $44K |
| Brightkey 401(k) Retirement Plan | Brightkey, Inc. | MD | 510 | $10.7M | $16K |
| North Bend Medical Center 401(k) Plan | North Bend Medical Center, Inc. | OR | 504 | $74.4M | $75K |
| Retail Merchandising Services, Inc. 401(k) Plan | Retail Merchandising Services Inc. | MN | 487 | $5.9M | $20K |
| Pediatric Specialists of Virginia 401(k) Plan | Pediatric Specialists of Virginia, LLC | VA | 479 | $31.3M | $70K |
| Ubg 401(k) - Agstate SH Match | Agstate | IA | 407 | $31.0M | $73K |
| Outpost Natural Foods Cooperative 401(k) Plan and Trust | Outpost Natural Foods Cooperative | WI | 400 | $13.7M | $12K |
| I.B.E.W. Local 300 - Unit 1 Pension Plan | International Brotherhood of Electrical Workers Local 300 - Unit 1 | VT | 363 | $38.8M | $28K |
| Central Valley Employees 401(k) Plan | Central Valley Builders Supply | CA | 359 | $13.1M | $9,911 |
| Donor Alliance, Inc. 401(k) Plan and Trust | Donor Alliance, Inc. | CO | 321 | $34.0M | $77K |
| Grubb Management, LLC 401(k) PS Plan | Grubb Management, LLC | NC | 318 | $21.9M | $50K |
| Nation's Finest Retirement Plan | Nations Finest | CA | 305 | $2.8M | $6,251 |
| Conditioned Air Company of Naples, LLC 401(k) Plan | Conditioned Air Company of Naples, LLC | FL | 267 | $4.9M | $13K |
| Govstrive 401(k) Plan | Govstrive, LLC | GA | 257 | $7.1M | $33K |
| Training Education and Manpower, Inc. Retirement Plan | Training Education and Manpower, Inc. | CT | 248 | $6.1M | $13K |
| Patterson & Sheridan, LLP Profit Sharing 401(k) Plan | Patterson & Sheridan, LLP | TX | 232 | $53.7M | $41K |
| Pierre Fabre USA 401(k) Savings and Retirement Plan | Pierre Fabre USA, Inc. | NJ | 229 | $15.2M | $36K |
| Ic Security Printers, Inc. Employees' 401(k) | Ic Security Printers, Inc. | UT | 219 | $9.2M | $18K |
| Dubois & King, Inc. Profit Sharing 401(k) Plan | Dubois & King, Inc. | VT | 211 | $25.6M | $28K |
| Hyde Park Partners Retirement Savings Plan & Trust | Hyde Park Partners, Inc. | NC | 198 | $27.6M | $20K |
| The Imperial Capital, LLC 401(k) Plan | Imperial Capital, LLC | CA | 175 | $44.8M | $76K |
| Falconi Dealerships 401(k) Plan | Civic Automobiles Group | PA | 167 | $13.0M | $18K |
| Hill-Murray School 403(b) Plan | Hill-Murray School, Inc. | MN | 159 | $5.0M | $15K |
| NMP Engineering Consultants, Inc. 401(k) Retirement Plan | NMP Engineering Consultants, Inc. | MD | 153 | $19.4M | $42K |
| Heating & Plumbing Engineers, Inc. 401(k) Plan | Heating & Plumbing Engineers, Inc. | CO | 151 | $7.7M | $7,816 |
| Mallard Creek Polymers LLC Ees Savings Plan | Mallard Creek Polymers, LLC | NC | 149 | $16.0M | $30K |
| Habitat for Humanity East Bay Retirement Plan | Habitat for Humanity East Bay/silicon Valley Inc. | CA | 147 | $9.2M | $61K |
| Rloom Design Corp. 401(k) Plan | Rloom Design Corp. | CA | 138 | $4.8M | $28K |
Questions and answers
How many plans does Kestra Advisory Services, LLC serve?
42 plans with 100 or more participants named it on Schedule C for plan year 2024. Plans that paid it under $5,000, small plans that file Form 5500-SF, and plans whose filings spell its name without an EIN under a different form are not counted.
What do plans pay Kestra Advisory Services, LLC?
The median plan reported $79.87 per participant in direct and indirect compensation (42 plans reporting an amount), or 0.19% of plan net assets. Eligible indirect compensation disclosed to the plan by formula is not reported as a dollar amount, so many filings understate what a provider receives.
What services are reported?
The service codes most often attached to it are Investment advisory (plan) (28 plans), Investment advisory (participants) (7 plans), Consulting (general) (5 plans) and Investment management (5 plans).
Where does this come from?
Schedule C of Form 5500, Part I line 2, from the EBSA research files with filings received through 24 Aug 2026. Individuals named on Schedule C are excluded from this site.
Provenance
Source: U.S. Department of Labor, Employee Benefits Security Administration, Form 5500 research files, Schedule C Part I line 2, public domain, with filings received through 24 Aug 2026. Rows are grouped by the provider's EIN as entered by each plan; rows without an EIN join the EIN most often filed under the same name. Providers named on fewer than 25 plans have no page. See the methodology and corrections.