Providers › Investment advisory and management
Service provider · Schedule C, plan year 2024
Independent Financial Group LLC
Most often reported for investment advisory and management
Form 5500 information is as filed by the plan administrator with the Department of Labor and may be amended. Figures reflect the plan year shown, not current balances. Schedule C lists only providers a plan paid $5,000 or more, and is filed only by plans with 100 or more participants.
For plan year 2024, 40 retirement plans with 100 or more participants reported paying Independent Financial Group LLC $5,000 or more. Those plans cover 18,981 participant records, and the service most often reported is investment advisory and management.
Reported compensation from those plans, direct and indirect, totalled $1.2M. Per plan, the median was $85.58 per participant, with the middle half of plans between $34.62 and $140. These are amounts plans reported paying this organisation, not a price list: they depend on which services each plan buys and on how much is paid through fund expenses instead.
Its client plans are most numerous in California (17), Puerto Rico (15) and Oregon (2).
In 2010 it appeared on 8 such filings; in 2024, 41. Yearly counts include every filing that names it, so they can run slightly above the number of plans with pages here, and name or EIN changes after mergers can break the series.
Reported compensation per plan
| Across this provider's plans | 25th percentile | Median | 75th percentile |
|---|---|---|---|
| Compensation per participant | $34.62 | $85.58 | $140 |
| Compensation as a share of plan net assets | 0.20% | 0.26% | 0.36% |
What each plan reported paying this organisation, not the plan's total cost. For reference, the median US defined contribution plan reported $123 per participant to all Schedule C providers combined.
Plans served by year
Matched by employer identification number. A merger or a change of filing entity starts a new series, so a drop to zero is not a loss of clients by itself.
By state
By plan size
Services reported
Largest plans naming this provider
| Plan | Sponsor | State | Participants | Net assets | Reported to this provider |
|---|---|---|---|---|---|
| Colville Tribal Enterprises Corp. Retirement Plan | Colville Tribal Federal Corporation | WA | 3,047 | $17.5M | $14K |
| Puerto Rico Waste Management Group Corp. 1165(E) Plan | Puerto Rico Waste Management Group Corp. | PR | 1,463 | $7.3M | $33K |
| Scripps Clinic Medical Group, Inc. Retirement Savings Plan | Scripps Clinic Medical Group, Inc. | CA | 1,320 | $962M | $31K |
| Mueblerias Berrios Retirement Plan | Empresas Berrios, Inc. | PR | 857 | $9.0M | $27K |
| Plan 1081. 01(D) de Ashford Presbyterian Community Hospital | Presbyterian Community Hospital, Inc. | PR | 821 | $8.8M | $21K |
| Plan de Participacion de Ganancias Para Los Empleados de Suiza Dairy Y Sus Afiliadas | Suiza Dairy Corp. | PR | 815 | $18.0M | $56K |
| New Directions Retirement Savings Plan for Family Care Network | Family Care Network, PLLC | WA | 698 | $109M | $88K |
| Triton Management Services, LLC 401(k) Plan | Triton Management Services, LLC | CA | 676 | $46.5M | $13K |
| L.A. Family Housing Retirement Plan | L.A. Family Housing Corp. | CA | 649 | $5.7M | $9,727 |
| GFR Retirement Savings Plan | GFR Services, LLC | PR | 582 | $55.2M | $105K |
| First Hospital Panamericano 401(k) Savings Plan | First Hospital Panamericano, Inc. | PA | 580 | $12.3M | $29K |
| Mentor Technical Group Corp. Profit Sharing and Savings Plan | Mentor Technical Group Corp. | PR | 573 | $6.3M | $18K |
| Sfvcmhc, Inc. 403(b) Plan | San Fernando Valley Community Mental Health Center, Inc. | CA | 549 | $24.0M | $63K |
| Golden Arch Development LLC Savings and Profit Sharing Plan | Golden Arch Development LLC | PR | 430 | $9.7M | $27K |
| Chinatown Service Center 403(b) | Chinatown Service Centers | CA | 388 | $12.0M | $23K |
| Baker Electric 401(k) Retirement Savings Plan V | Baker Electric & Renewables LLC | CA | 366 | $20.3M | $82K |
| Villa Esperanza 403(b) Retirement Savings Plan | Villa Esperanza Services | CA | 361 | $7.6M | $27K |
| Conservation Legacy 403(b) Retirement Plan | Conservation Legacy | CO | 353 | $2.8M | $13K |
| Televicentro de Puerto Rico Retirement Plan | Televicentro de PR Retirement Plan | PR | 304 | $18.1M | $45K |
| Siskiyou Community Health Center, Inc. 403(b) Plan | Siskiyou Community Health Center | OR | 299 | $17.1M | $51K |
| CCL Label de Puerto Rico, Inc. Retirement & Savings Plan | CCL Puerto Rico, Inc. | PR | 298 | $6.5M | $24K |
| Pilgrim Place in Claremont 403(b) Plan | Pilgrim Place in Claremont | CA | 289 | $8.1M | $27K |
| Anastasia Beverly Hills LLC 401(k) Plan | Anastasia Beverly Hills, LLC | CA | 276 | $8.4M | $13K |
| Los Angeles Regional Food Bank 403(b) Plan | Los Angeles Regional Food Bank | CA | 261 | $8.3M | $26K |
| Rent Express Retirement & Savings Plan | Rent Express by Berrios, Inc. | PR | 222 | $568K | $2,517 |
| Terra Firma Foundation Repair, Inc. Retirement Savings Plan | Terrafirma Foundation Repair, in | OR | 220 | $4.3M | $15K |
| Fit Electronics, Inc. 401(k) Plan | Fit Electronics, Inc. | CA | 213 | $45.1M | $23K |
| Smith-Emery International, Inc. 401(k) Plan | Smith-Emery International, Inc. | CA | 210 | $13.5M | $28K |
| Chicago Dryer Company Retirement Plan | Chicago Dryer Company | IL | 200 | $15.8M | $20K |
| Badillo Saatchi & Saatchi, Inc. Employees Savings Plan | Badillo Saatchi & Saatchi, Inc. | PR | 180 | $12.1M | $50K |
| NB Baker Electric, Inc. 401(k) Plan | NB Baker Electric, Inc. DBA Baker Electric Home Energy | CA | 173 | $6.7M | $28K |
| Compania Cervecera de P. R. Retirement Plan-Union | Compania Cervecera de PR, Inc. | PR | 167 | $5.3M | $12K |
| Compania Cervecera de Puerto Rico Retirement Plan - Administrative | Compania Cervecera de Puerto Rico, Inc. | PR | 160 | $7.1M | $16K |
| Cooperativa de Ahorro Y Credito Oriental Retirement Plan | Cooperativa de Ahorro Y Credito Oriental | PR | 152 | $6.2M | $14K |
| Redfish Labs 401(k) Plan | Redfish Labs, Inc. | CA | 144 | $6.4M | $31K |
| Birtcher Anderson & Davis 401(k) Plan | Birtcher Anderson & Davis Associates, Inc. | CA | 143 | $12.9M | $32K |
| Menarini Silicon Biosystems 401(k) Profit Sharing Plan | Menarini Silicon Biosystems, Inc. | PA | 140 | $9.1M | $33K |
| Plan de Retiro del Centro de Salud Familiar D. J. P. F. | Centro de Salud Familiar Dr. Juliompalmieri Ferri, Inc. | PR | 140 | $568K | $4,118 |
| Roger's Gardens 401(k) Profit Sharing Plan | Roger's Gardens Newport Beach | CA | 134 | $7.3M | $19K |
| Dinwiddie-Hines Construction, Inc. 401(k) Plan | Dinwiddie-Hines Construction, Inc. | CA | 128 | $8.5M | $18K |
Questions and answers
How many plans does Independent Financial Group LLC serve?
40 plans with 100 or more participants named it on Schedule C for plan year 2024. Plans that paid it under $5,000, small plans that file Form 5500-SF, and plans whose filings spell its name without an EIN under a different form are not counted.
What do plans pay Independent Financial Group LLC?
The median plan reported $85.58 per participant in direct and indirect compensation (40 plans reporting an amount), or 0.26% of plan net assets. Eligible indirect compensation disclosed to the plan by formula is not reported as a dollar amount, so many filings understate what a provider receives.
What services are reported?
The service codes most often attached to it are Investment advisory (plan) (32 plans), Other services (4 plans), Investment advisory (participants) (4 plans) and Recordkeeping and information management (3 plans).
Where does this come from?
Schedule C of Form 5500, Part I line 2, from the EBSA research files with filings received through 24 Aug 2026. Individuals named on Schedule C are excluded from this site.
Provenance
Source: U.S. Department of Labor, Employee Benefits Security Administration, Form 5500 research files, Schedule C Part I line 2, public domain, with filings received through 24 Aug 2026. Rows are grouped by the provider's EIN as entered by each plan; rows without an EIN join the EIN most often filed under the same name. Providers named on fewer than 25 plans have no page. See the methodology and corrections.