Providers › Investment advisory and management
Service provider · Schedule C, plan year 2024
Ima Advisory Services Inc.
Most often reported for investment advisory and management
Form 5500 information is as filed by the plan administrator with the Department of Labor and may be amended. Figures reflect the plan year shown, not current balances. Schedule C lists only providers a plan paid $5,000 or more, and is filed only by plans with 100 or more participants.
Ima Advisory Services Inc. is named as a service provider on the Schedule C of 60 retirement plans with 100 or more participants for plan year 2024, covering 38,128 participant records. Most often it is reported for investment advisory and management.
Reported compensation from those plans, direct and indirect, totalled $2.0M. Per plan, the median was $72.15 per participant, with the middle half of plans between $34.23 and $150. These are amounts plans reported paying this organisation, not a price list: they depend on which services each plan buys and on how much is paid through fund expenses instead.
Its client plans are most numerous in Colorado (23), Kansas (11) and Texas (7).
In 2009 it appeared on 6 such filings; in 2024, 61. Yearly counts include every filing that names it, so they can run slightly above the number of plans with pages here, and name or EIN changes after mergers can break the series.
Reported compensation per plan
| Across this provider's plans | 25th percentile | Median | 75th percentile |
|---|---|---|---|
| Compensation per participant | $34.23 | $72.15 | $150 |
| Compensation as a share of plan net assets | 0.09% | 0.18% | 0.24% |
What each plan reported paying this organisation, not the plan's total cost. For reference, the median US defined contribution plan reported $123 per participant to all Schedule C providers combined.
Plans served by year
Matched by employer identification number. A merger or a change of filing entity starts a new series, so a drop to zero is not a loss of clients by itself.
By state
By plan size
Services reported
Largest plans naming this provider
| Plan | Sponsor | State | Participants | Net assets | Reported to this provider |
|---|---|---|---|---|---|
| Ima Wealth Pooled Employer Plan | Standard Retirement Services, Inc. | OR | 3,660 | $34.7M | $25K |
| Goodwill of Colorado Retirement Savings 403(b) Plan | Goodwill of Colorado | CO | 3,575 | $17.6M | $35K |
| TRG 401(k) Plan | Ibex Global Solutions, Inc. | DC | 2,054 | $12.7M | $44K |
| Herzog Contracting Corp. 401(k) Plan | Herzog Contracting Corp. | MO | 2,037 | $154M | $50K |
| Plumbing & Pipefitting Industry Retirement Plan of Kansas | Plumbing & Pipefitting Industry Retirement Plan of Kansas | IL | 1,816 | $99.2M | $80K |
| Pope Group 401(k) Profit Sharing Plan | Pope Automotive Group | GA | 1,499 | $0 | $8,571 |
| Partners PEO 401(k) Plan | Partners PEO, LLC | CO | 1,378 | $14.5M | $47K |
| Global Healthcare Exchange 401(k) and Defined Contribution Plan | Global Healthcare Exchange, Inc. | CO | 1,374 | $162M | $63K |
| Table Mountain Rancheria 401(k) Plan | Table Mountain Rancheria Band of Indians | CA | 1,366 | $45.3M | $74K |
| Staffscapes, Inc. 401(k) Profit Sharing Plan | Staffscapes, Inc. | CO | 1,278 | $10.2M | $38K |
| Isec, Inc. 401(k) Savings Plan | Isec, Inc. | CO | 961 | $118M | $50K |
| Family Care Center, PLLC Retirement Plan | Family Care Center, PLLC | CO | 933 | $10.4M | $27K |
| IBEW Local Union 271 Neca 401(k) Retirement Plan | Trustees of the IBEW Local Union No 271 Neca 401(K)RETIREMENT Plan | KS | 886 | $170M | $90K |
| The Legacy Senior Communities 403(b) Plan | The Legacy Senior Communities, Inc. | TX | 875 | $8.7M | $12K |
| Allosource Employees' Retirement Plan | Allosource | CO | 687 | $62.8M | $38K |
| Indus Technology, Inc. 401(k) Plan | Indus Technology, Inc. | CA | 648 | $24.5M | $45K |
| Protect, LLC 401(k) Plan | Protect, LLC | KS | 576 | $15.7M | $25K |
| Diversus Health, Inc. 401(k) Retirement Plan | Diversus Health, Inc. | FL | 555 | $25.1M | $43K |
| Haselden Construction LLC 401(k) Savings Plan | Haselden Construction LLC | CO | 543 | $58.9M | $50K |
| Saunders Construction, Inc. 401(k) Plan | Saunders Construction Inc. | CO | 539 | $53.4M | $49K |
| The LDF Companies Retirement Savings Plan | LDF Support Group, Inc. | KS | 504 | $17.9M | $41K |
| Stride Healthcare Management, LLC 401(k) Plan | Interventional Partners, PLLC | TX | 466 | $8.1M | $19K |
| Transitamerica Services, Inc. 401(k) Plan - Union | Transitamerica Services, Inc. | CA | 462 | $20.1M | $13K |
| Tropicale Foods 401(k) Plan | Tropicale Foods LLC | CA | 406 | $7.7M | $14K |
| Fix-It Group, LLC 401(k) Plan | Fix-It Group, LLC | CO | 396 | $2.2M | $8,233 |
| Herzog Transit Services, Inc. 401(k) Plan - Union | Herzog Transit Services, Inc. | TX | 387 | $14.3M | $9,008 |
| Tucows (Delaware) Inc. 401(k) Plan | Tucows (Delaware) Inc. | VA | 382 | $16.3M | $23K |
| Laramar Consolidated Group 401(k) Plan | The Laramar Group, LLC | CO | 380 | $27.6M | $40K |
| KSS Inc. 401(k) Plan | KSS Immersion School, Inc. | CA | 370 | $5.7M | $20K |
| The Capper Foundation Retirement Plan | The Capper Foundation | KS | 352 | $2.8M | $7,018 |
| Bonakemiusa, Inc. 401(k) Plan | Bonakemi USA, Inc. | CO | 334 | $30.4M | $58K |
| QB Energy 401(k) Plan | QB Energy Management, LLC | CO | 331 | $36.9M | $71K |
| Transaxle LLC 401(k) Profit Sharing Plan | Transaxle LLC | NJ | 330 | $9.6M | $19K |
| Integral Consulting Inc. 401(k) Profit Sharing Plan | Integral Consulting Inc. | CO | 302 | $43.1M | $50K |
| Boulder Scientific Company 401(k) Savings & Retirement Plan | Boulder Scientific Company | CO | 301 | $28.2M | $52K |
| Applied Control Equipment 401(k) Plan | Applied Control Management, Inc. | CO | 298 | $35.1M | $65K |
| Unwired Broadband Holdings 401(k) Plan | Unwired Broadband Holdings | CA | 291 | $12.9M | $26K |
| Metal-Fab Inc. Employees Retirement Plan | Metal-Fab, Inc. | KS | 286 | $37.3M | $30K |
| Arc Group Worldwide, Inc. 401(k) Plan and Trust | Arc Group Worldwide, Inc. | CO | 271 | $8.4M | $20K |
| Local No. 661 Retirement Plan | Trustees-Ibew 661 Retirement Plan | KS | 269 | $29.5M | $31K |
Questions and answers
How many plans does Ima Advisory Services Inc. serve?
60 plans with 100 or more participants named it on Schedule C for plan year 2024. Plans that paid it under $5,000, small plans that file Form 5500-SF, and plans whose filings spell its name without an EIN under a different form are not counted.
What do plans pay Ima Advisory Services Inc.?
The median plan reported $72.15 per participant in direct and indirect compensation (60 plans reporting an amount), or 0.18% of plan net assets. Eligible indirect compensation disclosed to the plan by formula is not reported as a dollar amount, so many filings understate what a provider receives.
What services are reported?
The service codes most often attached to it are Investment advisory (plan) (48 plans), Consulting (general) (7 plans), Other services (5 plans) and Recordkeeping and information management (3 plans).
Where does this come from?
Schedule C of Form 5500, Part I line 2, from the EBSA research files with filings received through 24 Aug 2026. Individuals named on Schedule C are excluded from this site.
Provenance
Source: U.S. Department of Labor, Employee Benefits Security Administration, Form 5500 research files, Schedule C Part I line 2, public domain, with filings received through 24 Aug 2026. Rows are grouped by the provider's EIN as entered by each plan; rows without an EIN join the EIN most often filed under the same name. Providers named on fewer than 25 plans have no page. See the methodology and corrections.