Providers › Investment advisory and management
Service provider · Schedule C, plan year 2024
CWM LLC
Most often reported for investment advisory and management
Form 5500 information is as filed by the plan administrator with the Department of Labor and may be amended. Figures reflect the plan year shown, not current balances. Schedule C lists only providers a plan paid $5,000 or more, and is filed only by plans with 100 or more participants.
CWM LLC is named as a service provider on the Schedule C of 39 retirement plans with 100 or more participants for plan year 2024, covering 45,888 participant records. Most often it is reported for investment advisory and management.
Reported compensation from those plans, direct and indirect, totalled $1.6M. Per plan, the median was $106 per participant, with the middle half of plans between $58.62 and $160. These are amounts plans reported paying this organisation, not a price list: they depend on which services each plan buys and on how much is paid through fund expenses instead.
Its client plans are most numerous in Texas (12), Nebraska (5) and Nevada (3).
In 2020 it appeared on 13 such filings; in 2024, 42. Yearly counts include every filing that names it, so they can run slightly above the number of plans with pages here, and name or EIN changes after mergers can break the series.
Reported compensation per plan
| Across this provider's plans | 25th percentile | Median | 75th percentile |
|---|---|---|---|
| Compensation per participant | $58.62 | $106 | $160 |
| Compensation as a share of plan net assets | 0.12% | 0.21% | 0.32% |
What each plan reported paying this organisation, not the plan's total cost. For reference, the median US defined contribution plan reported $123 per participant to all Schedule C providers combined.
Plans served by year
Matched by employer identification number. A merger or a change of filing entity starts a new series, so a drop to zero is not a loss of clients by itself.
By state
By plan size
Services reported
Largest plans naming this provider
| Plan | Sponsor | State | Participants | Net assets | Reported to this provider |
|---|---|---|---|---|---|
| Schneider National, Inc. 401(k) Savings and Retirement Plan | Schneider National, Inc. | WI | 18,168 | $893M | $29K |
| Duly Health and Care 401(k) Plan | Midwest Physician Administrative Services, LLC, d/b/a Duly Health and | IL | 8,800 | $1.14B | $65K |
| Helix Electric, Inc. 401(k) Savings Plan | Helix Electric, Inc. | CA | 3,918 | $179M | $180K |
| Prevea Clinic, Inc. 401(k) and Retirement Plan | Prevea Clinic, Inc. | WI | 2,860 | $492M | $52K |
| Mary Lanning Memorial Hospital Association 401(k) Plan | Mary Lanning Memorial Hospital Association | NE | 1,295 | $131M | $187K |
| Target Logistics Management, LLC 401(k) Plan | Target Logistics Management LLC | TX | 995 | $15.8M | $54K |
| PCX Aerostructures LLC 401(k) Plan | PCX Aerostructures, LLC | CT | 818 | $61.8M | $49K |
| Cafua Management 401(k) Savings Plan | Cafua Management Company LLC | MA | 695 | $6.7M | $13K |
| Hastings College 403(b) DC Plan | Hastings College 403(b) DC Plan | NE | 581 | $54.7M | $68K |
| Burd & Fletcher Company 401(k) Profit Sharing Plan | Burd & Fletcher Company | MO | 488 | $25.2M | $5,480 |
| Dca Outdoor, Inc. 401(k) Plan | Dca Outdoor, Inc. | MO | 464 | $7.4M | $21K |
| Barbaricum 401(k) Profit Sharing Plan and Trust | Barbaricum | DC | 411 | $12.4M | $35K |
| Oci 401(k) Plan | Oci Enterprises Inc. | TX | 336 | $17.9M | $37K |
| Dutton-Lainson Company 401(k) Profit Sharing Plan | Dutton-Lainson Company | NE | 327 | $30.8M | $57K |
| Great Basin Institute Retirement Plan | Great Basin Institute | NV | 324 | $3.6M | $13K |
| Atlas Mechanical, Inc. 401(K)/PROFIT Sharing Plan | Atlas Mechanical, Inc. | CA | 317 | $7.0M | $25K |
| Wireline Group 401(k) Plan | The Wireline Group, Inc. | TX | 308 | $10.7M | $38K |
| Mesa Fully Formed LLC 401(k) Profit Sharing Plan & Trust | Mesa Fully Formed LLC | AZ | 295 | $3.7M | $17K |
| L. O. Eye Care Employee Retirement Plan | L.O. Eye Care | MI | 294 | $26.7M | $30K |
| Bemis Associates, Inc. Employee Deferred Savings Plan | Bemis Associates, Inc. | MA | 276 | $57.0M | $21K |
| L/p Insurance Services 401(k) Plan | L/p Insurance Services LLC | NV | 276 | $33.6M | $61K |
| Roberts Truck Center Retirement Plan | BDR Preferred Holdings, LLC | TX | 276 | $8.7M | $16K |
| Brodstone Memorial Hospital Tax Deferred Annuity Plan | Brodstone Memorial Hospital | NE | 269 | $17.7M | $63K |
| Kendrick Paint & Body Shop, Inc. 401(k) Plan | Kendrick Paint & Body Shop, Inc. | GA | 257 | $5.8M | $19K |
| Disability Rights Texas 401(k) Plan | Disability Rights Texas | TX | 245 | $21.4M | $39K |
| Prospera HCS Employee 401(k) Plan | Housing and Community Services, Inc. d/b/a Prospera Housing Coummunity | TX | 244 | $5.2M | $15K |
| Occunet, LLC 401(k) Plan | Occunet, LLC | TX | 236 | $15.1M | $34K |
| Turbine Controls, Inc. 401(k) Plan | Turbine Controls, Inc. | CT | 232 | $15.5M | $33K |
| The Lanier Law Firm, P.C. 401(k) Plan | The Lanier Law Firm, P.C. | TX | 232 | $32.6M | $105K |
| T-L Irrigation Co. Profit Sharing Plan | T-L Irrigation Co. | NE | 218 | $31.8M | $39K |
| Southern Innovations, LLC 401(k) Profit Sharing Plan | Southern Innovations, LLC | TX | 215 | $21.1M | $35K |
| Budweiser Distributing Company of Borger 401(k) Retirement Plan | Budweiser Distributing Company of Borger, L.P. | TX | 207 | $15.2M | $49K |
| Joe's Kansas City Bar-B-Que, Inc. Employee Savings Trust | Joe's Kansas City Bar-B-Que, Inc. | KS | 184 | $4.7M | $15K |
| Hart Intercivic, Inc. 401 (K) Plan | Hart Intercivic, Inc. | TX | 171 | $18.4M | $34K |
| Douglass Community Services, Inc. 401(k) Profit Sharing Plan | Douglass Community Services, Inc. | MO | 159 | $4.2M | $17K |
| County Services, Inc. 401(k) Plan | County Services, Inc. | TX | 139 | $5.1M | $15K |
| Cgi, Inc. Retirement Savings Plan | C.G.I., Inc. | NV | 134 | $10.1M | $24K |
| Radiology Consultants of Iowa, PLC 401(k) Plan | Radiology Consultants of Iowa, PLC | IA | 121 | $62.9M | $21K |
| New Center Stamping Retirement Plan | New Center Stamping, Inc. | MI | 103 | $2.5M | $11K |
Questions and answers
How many plans does CWM LLC serve?
39 plans with 100 or more participants named it on Schedule C for plan year 2024. Plans that paid it under $5,000, small plans that file Form 5500-SF, and plans whose filings spell its name without an EIN under a different form are not counted.
What do plans pay CWM LLC?
The median plan reported $106 per participant in direct and indirect compensation (39 plans reporting an amount), or 0.21% of plan net assets. Eligible indirect compensation disclosed to the plan by formula is not reported as a dollar amount, so many filings understate what a provider receives.
What services are reported?
The service codes most often attached to it are Investment advisory (plan) (27 plans), Investment advisory (participants) (4 plans), Securities brokerage (1 plans) and Consulting (general) (1 plans).
Where does this come from?
Schedule C of Form 5500, Part I line 2, from the EBSA research files with filings received through 24 Aug 2026. Individuals named on Schedule C are excluded from this site.
Provenance
Source: U.S. Department of Labor, Employee Benefits Security Administration, Form 5500 research files, Schedule C Part I line 2, public domain, with filings received through 24 Aug 2026. Rows are grouped by the provider's EIN as entered by each plan; rows without an EIN join the EIN most often filed under the same name. Providers named on fewer than 25 plans have no page. See the methodology and corrections.