Providers › Other services
Service provider · Schedule C, plan year 2024
Ameriprise Financial Services Inc.
Most often reported for other services
Form 5500 information is as filed by the plan administrator with the Department of Labor and may be amended. Figures reflect the plan year shown, not current balances. Schedule C lists only providers a plan paid $5,000 or more, and is filed only by plans with 100 or more participants.
Ameriprise Financial Services Inc. is named as a service provider on the Schedule C of 29 retirement plans with 100 or more participants for plan year 2024, covering 14,414 participant records. Most often it is reported for other services.
Reported compensation from those plans, direct and indirect, totalled $528K. Per plan, the median was $51.33 per participant, with the middle half of plans between $28.36 and $108. These are amounts plans reported paying this organisation, not a price list: they depend on which services each plan buys and on how much is paid through fund expenses instead.
Its client plans are most numerous in Illinois (3), Florida (3) and Michigan (2).
In 2009 it appeared on 13 such filings; in 2024, 30. Yearly counts include every filing that names it, so they can run slightly above the number of plans with pages here, and name or EIN changes after mergers can break the series.
Reported compensation per plan
| Across this provider's plans | 25th percentile | Median | 75th percentile |
|---|---|---|---|
| Compensation per participant | $28.36 | $51.33 | $108 |
| Compensation as a share of plan net assets | 0.07% | 0.18% | 0.29% |
What each plan reported paying this organisation, not the plan's total cost. For reference, the median US defined contribution plan reported $123 per participant to all Schedule C providers combined.
Plans served by year
Matched by employer identification number. A merger or a change of filing entity starts a new series, so a drop to zero is not a loss of clients by itself.
By state
By plan size
Services reported
Largest plans naming this provider
| Plan | Sponsor | State | Participants | Net assets | Reported to this provider |
|---|---|---|---|---|---|
| Ventura Services FL LLC 401(k) Plan | Ventura Services FL LLC | FL | 3,416 | $4.5M | $14K |
| Independence Rehab, LLC 401(k) Profit Sharing Plan | Independence Rehab, LLC | UT | 1,584 | $22.7M | $5,761 |
| Aesculapian Management Company, LLC 401(k) Plan | Aesculapian Management Company, LLC | FL | 945 | $69.0M | $10K |
| Hand and Stone Franchise 401(k) Profit Sharing Plan and Trust | Hand & Stone Franchise Corp. | PA | 770 | $4.8M | $8,904 |
| Applied Behavior Health Management, LLC 401(k) Plan | Applied Behavior Health Management, LLC | NY | 726 | $7.2M | $12K |
| Camarena Health Centers, Inc. 403(b) Retirement Plan | Camarena Health Centers, Inc. | CA | 710 | $18.3M | $12K |
| Zim American Integrated Shipping Services Company, LLC 401(k) Savings | Zim American Integrated Shipping Services Company LLC | VA | 701 | $48.6M | $38K |
| Howard Brown 401(k) Plan | Howard Brown Health Center | IL | 696 | $20.8M | $45K |
| Colony Bankcorp, Inc. 401(k) Plan | Colony Bankcorp, Inc. | GA | 586 | $34.3M | $34K |
| Brailsford & Dunlavey, Inc. 401(k) Plan | Brailsford & Dunlavey, Inc. | DC | 466 | $44.9M | $13K |
| Cerebral Palsy of Westchester 403(b) Plan | Cerebral Palsy of Westchester | NY | 413 | $4.2M | $12K |
| Cci 403(b) Plan | Community Connections, Inc. | MA | 399 | $3.9M | $15K |
| Prospect Education 401(k) Plan | Prospect Education LLC | NV | 312 | $9.0M | $7,563 |
| Providence Medical Center Tax Deferred Annuity Plan | Providence Medical Center | NE | 284 | $17.3M | $31K |
| Superior Insurance Partners, LLC 401(k) Plan | Superior Insurance Partners, LLC | IL | 254 | $4.5M | $13K |
| Crossroads Building Supply 401(k) Plan | Deroche Building Supply, Inc. DBA Crossroads Building Supply, Inc. | IL | 221 | $2.5M | $10K |
| Probity Inc. 401(k) Profit Sharing Plan | Probity, Inc. | VA | 194 | $50.5M | $33K |
| Head USA, Inc. 401(k) Plan | Head USA, Inc. | AZ | 175 | $19.7M | $6,960 |
| South 49 Holdings Ltd. 401(k) Plan | South 49 Holdings, Ltd. | CA | 164 | $13.1M | $36K |
| Crosslink 401(k) Retirement Plan | Crosslink Professional Tax Solutions LLC | FL | 162 | $17.8M | $13K |
| Jackson Tube Service, Inc. 401(k) Plan | Jackson Tube Service, Inc. | OH | 153 | $13.4M | $19K |
| The Spiratex Company Retirement Plan | The Spiratex Company | MI | 149 | $30.2M | $6,431 |
| Pioneer Construction 401(k) Plan | Pioneer Construction Co. | PA | 146 | $7.1M | $24K |
| Kaso Plastics Inc. 401(k) Cash Or Deferred Savings Plan | Kaso Plastics, Inc. | WA | 146 | $5.5M | $10K |
| TMS Global 403(b) Retirement Plan | TMS Global 403(b) Retirement Plan | GA | 141 | $6.8M | $21K |
| Northern Panhandle Head Start Retirement Savings Program | Northern Panhandle Head Start, Inc. | WV | 136 | $2.8M | $12K |
| Community Care Services 403(b) Plan | Community Care Services | MI | 131 | $3.4M | $6,724 |
| Halloran Retirement Plan | Halloran Consulting Group, Inc. | MA | 118 | $12.7M | $32K |
| Aduro 401(k) Plan | Aduro, LLC | WA | 116 | $7.6M | $27K |
Questions and answers
How many plans does Ameriprise Financial Services Inc. serve?
29 plans with 100 or more participants named it on Schedule C for plan year 2024. Plans that paid it under $5,000, small plans that file Form 5500-SF, and plans whose filings spell its name without an EIN under a different form are not counted.
What do plans pay Ameriprise Financial Services Inc.?
The median plan reported $51.33 per participant in direct and indirect compensation (29 plans reporting an amount), or 0.18% of plan net assets. Eligible indirect compensation disclosed to the plan by formula is not reported as a dollar amount, so many filings understate what a provider receives.
What services are reported?
The service codes most often attached to it are Other services (25 plans) and Investment advisory (plan) (5 plans).
Where does this come from?
Schedule C of Form 5500, Part I line 2, from the EBSA research files with filings received through 24 Aug 2026. Individuals named on Schedule C are excluded from this site.
Provenance
Source: U.S. Department of Labor, Employee Benefits Security Administration, Form 5500 research files, Schedule C Part I line 2, public domain, with filings received through 24 Aug 2026. Rows are grouped by the provider's EIN as entered by each plan; rows without an EIN join the EIN most often filed under the same name. Providers named on fewer than 25 plans have no page. See the methodology and corrections.