Providers › Other services
Service provider · Schedule C, plan year 2024
Ameriprise Financial Services Inc.
Most often reported for other services
Form 5500 information is as filed by the plan administrator with the Department of Labor and may be amended. Figures reflect the plan year shown, not current balances. Schedule C lists only providers a plan paid $5,000 or more, and is filed only by plans with 100 or more participants.
Ameriprise Financial Services Inc. is named as a service provider on the Schedule C of 141 retirement plans with 100 or more participants for plan year 2024, covering 253,414 participant records. Most often it is reported for other services.
Reported compensation from those plans, direct and indirect, totalled $5.3M. Per plan, the median was $76.18 per participant, with the middle half of plans between $35.90 and $152. These are amounts plans reported paying this organisation, not a price list: they depend on which services each plan buys and on how much is paid through fund expenses instead.
Its client plans are most numerous in California (18), Ohio (14) and Florida (13).
In 2021 it appeared on 57 such filings; in 2024, 142 (up 149%). Yearly counts include every filing that names it, so they can run slightly above the number of plans with pages here, and name or EIN changes after mergers can break the series.
Reported compensation per plan
| Across this provider's plans | 25th percentile | Median | 75th percentile |
|---|---|---|---|
| Compensation per participant | $35.90 | $76.18 | $152 |
| Compensation as a share of plan net assets | 0.10% | 0.18% | 0.23% |
What each plan reported paying this organisation, not the plan's total cost. For reference, the median US defined contribution plan reported $123 per participant to all Schedule C providers combined.
Plans served by year
Matched by employer identification number. A merger or a change of filing entity starts a new series, so a drop to zero is not a loss of clients by itself.
By state
By plan size
Services reported
Largest plans naming this provider
| Plan | Sponsor | State | Participants | Net assets | Reported to this provider |
|---|---|---|---|---|---|
| Principal Ease 401(k) Plan | Principal Life Insurance Company | IA | 163,954 | $651M | $49K |
| Intelycare, Inc. 401(k) Plan | Intelycare, Inc. | MA | 13,315 | $12.4M | $2,203 |
| Standardaero 401(k) Savings Plan | Standardaero Business Aviation Services, Inc. | AZ | 5,067 | $364M | $33K |
| Teladoc Health 401(k) Plan | Teladoc Health, Inc. | NY | 4,533 | $306M | $221K |
| Camba 403(b) Retirement Plan | Camba, Inc. | NY | 3,185 | $69.8M | $105K |
| Greenwood Racing Retirement Savings Plan | Greenwood Racing, Inc. | PA | 3,089 | $111M | $92K |
| Endeavor Schools, LLC 401(k) Profit Sharing Plan and Trust | Endeavor Schools, LLC | FL | 3,022 | $11.5M | $29K |
| Continental Services 401(k) Profit Sharing Plan | Continental Cafe, Inc. d/b/a Continental Services | MI | 2,805 | $28.1M | $92K |
| Molded Fiber Glass Companies Profit Sharing & 401(k) Plan | Molded Fiber Glass Companies | OH | 2,586 | $67.2M | $114K |
| Fsi, Inc. 401(k) & Profit Sharing Plan | Fsi, Inc. | WI | 1,879 | $8.8M | $7,572 |
| Shottenkirk 401(k) Retirement Savings Plan | Shottenkirk Automotive Group, Inc. | IA | 1,791 | $40.3M | $86K |
| Pomptonian, Inc. 401(k) Savings Plan | Pomptonian Inc. | NJ | 1,594 | $12.1M | $27K |
| Insurance Office of America 401(k) Plan | Insurance Office of America, Inc. | FL | 1,439 | $84.1M | $57K |
| Onto Innovation, Inc. 401(k) Savings Plan | Onto Innovation, Inc. | NJ | 1,396 | $264M | $215K |
| Bank of China 401(k) Plan | Bank of China | NY | 1,210 | $170M | $218K |
| American Medical Staffing 401(k) Plan | American Medical Staffing, Inc. | MD | 1,159 | $13.8M | $17K |
| The Father's Table LLC 401(k) Plan | The Fathers Table LLC | FL | 1,033 | $12.8M | $7,819 |
| Mariposa 401(k) Plan | Mariposa Landscapes, Inc. | CA | 965 | $14.2M | $32K |
| NTS Technical Systems, LLC 401(k) Profit Sharing Plan | NTS Technical Systems DBA National Technical Systems | MD | 963 | $65.0M | $97K |
| Atl Hawks LLC 401(k) Retirement Plan | Atl Hawks LLC | GA | 820 | $49.6M | $60K |
| Belden Holding and Acquisition Company 401(k) Plan | Belden Holding and Acquisition Company | OH | 816 | $52.7M | $54K |
| Derrick Corporation Profit Sharing Plan | Derrick Corporation | NY | 807 | $95.6M | $164K |
| Posillico 401(k) Profit Sharing Plan | Posillico Civil, Inc. | NY | 744 | $66.0M | $57K |
| Jay Industries, Inc. Profit Sharing & 401(k) Plan | Jay Industries, Inc. | OH | 743 | $13.6M | $26K |
| Fralock, LLC 401(k) Plan | Fralock, LLC | CA | 723 | $31.7M | $50K |
| Lower Sioux Indian Community 401(k) Retirement Plan & Trust | Lower Sioux Indian Community in the State of Minnesota | MN | 711 | $8.7M | $24K |
| Nebraskaland Retirement Plan | Nebraskaland, Inc. | NY | 668 | $14.2M | $26K |
| The Western Sugar Cooperative Hourly Savings and Investment Plan | The Western Sugar Cooperative | CO | 663 | $33.4M | $48K |
| Vinik Sports Group 401(k) Plan | Vinik Sports Group LLC | FL | 658 | $35.7M | $35K |
| Mar-Bal, Inc. Retirement Savings Plan | Mar-Bal, Inc. | OH | 643 | $20.9M | $48K |
| Sunset Automotive Group 401(k) Plan | Sunset Automotive Group | FL | 595 | $35.7M | $46K |
| E.L.F. Cosmetics, Inc. 401(k) Plan | E.L.F. Cosmetics, Inc. | CA | 583 | $22.6M | $32K |
| Infrastructure Consulting & Engineering, PLLC 401(k) Plan | Infrastructure Consulting & Engineering, PLLC | SC | 574 | $56.0M | $51K |
| The Burke Group 401(k) Profit Sharing Plan | The Burke Group, Ltd. | IL | 572 | $138M | $56K |
| Masonic Homes Ky Retirement Savings Plan | Mhky Management Services, LLC | KY | 569 | $11.5M | $7,738 |
| A G Equipment Company Income Growth Plan | A G Equipment Company | OK | 533 | $57.4M | $124K |
| Brunello Cucinelli USA Inc. 401(k) Profit Sharing Plan and Trust | Brunello Cucinelli USA Inc. | NY | 530 | $14.1M | $25K |
| McLanahan Corporation Employee's 401(k) Retirement Plan | McLanahan Corporation | PA | 507 | $57.4M | $101K |
| The Elim Park Baptist Home, Inc. 401(k) Plan | The Elim Park Baptist Home, Inc. | CT | 496 | $17.9M | $36K |
| Vernis & Bowling 401(k) Plan | Vernis & Bowling of Miami, P.A. | FL | 491 | $22.0M | $48K |
Questions and answers
How many plans does Ameriprise Financial Services Inc. serve?
141 plans with 100 or more participants named it on Schedule C for plan year 2024. Plans that paid it under $5,000, small plans that file Form 5500-SF, and plans whose filings spell its name without an EIN under a different form are not counted.
What do plans pay Ameriprise Financial Services Inc.?
The median plan reported $76.18 per participant in direct and indirect compensation (131 plans reporting an amount), or 0.18% of plan net assets. Eligible indirect compensation disclosed to the plan by formula is not reported as a dollar amount, so many filings understate what a provider receives.
What services are reported?
The service codes most often attached to it are Investment advisory (plan) (53 plans), Other services (9 plans), Investment advisory (participants) (8 plans) and Recordkeeping and information management (5 plans).
Where does this come from?
Schedule C of Form 5500, Part I line 2, from the EBSA research files with filings received through 24 Aug 2026. Individuals named on Schedule C are excluded from this site.
Provenance
Source: U.S. Department of Labor, Employee Benefits Security Administration, Form 5500 research files, Schedule C Part I line 2, public domain, with filings received through 24 Aug 2026. Rows are grouped by the provider's EIN as entered by each plan; rows without an EIN join the EIN most often filed under the same name. Providers named on fewer than 25 plans have no page. See the methodology and corrections.