Providers › Investment advisory and management
Service provider · Schedule C, plan year 2024
Private Advisor Group LLC
Most often reported for investment advisory and management
Form 5500 information is as filed by the plan administrator with the Department of Labor and may be amended. Figures reflect the plan year shown, not current balances. Schedule C lists only providers a plan paid $5,000 or more, and is filed only by plans with 100 or more participants.
For plan year 2024, 56 retirement plans with 100 or more participants reported paying Private Advisor Group LLC $5,000 or more. Those plans cover 38,533 participant records, and the service most often reported is investment advisory and management.
Reported compensation from those plans, direct and indirect, totalled $2.5M. Per plan, the median was $97.69 per participant, with the middle half of plans between $58.10 and $147. These are amounts plans reported paying this organisation, not a price list: they depend on which services each plan buys and on how much is paid through fund expenses instead.
Its client plans are most numerous in Wisconsin (15), New York (11) and New Jersey (6).
In 2014 it appeared on 5 such filings; in 2024, 58. Yearly counts include every filing that names it, so they can run slightly above the number of plans with pages here, and name or EIN changes after mergers can break the series.
Reported compensation per plan
| Across this provider's plans | 25th percentile | Median | 75th percentile |
|---|---|---|---|
| Compensation per participant | $58.10 | $97.69 | $147 |
| Compensation as a share of plan net assets | 0.14% | 0.19% | 0.25% |
What each plan reported paying this organisation, not the plan's total cost. For reference, the median US defined contribution plan reported $123 per participant to all Schedule C providers combined.
Plans served by year
Matched by employer identification number. A merger or a change of filing entity starts a new series, so a drop to zero is not a loss of clients by itself.
By state
By plan size
Services reported
Largest plans naming this provider
| Plan | Sponsor | State | Participants | Net assets | Reported to this provider |
|---|---|---|---|---|---|
| Eversana 401(k) Plan | Eversana | KS | 5,447 | $348M | $231K |
| Kamps Retirement Savings Plan | Kamps, Inc. | MI | 3,342 | $54.4M | $90K |
| Urus Group LP 401(k) Retirement Plan | Urus Group LP | WI | 2,502 | $157M | $89K |
| Thompson Hospitality 401(k) Profit Sharing Plan | Thompson Hospitality Corporation | VA | 2,450 | $14.6M | $34K |
| WPMG 401(k) Retirement Savings Plan | Washington Permanente Medical Group, P.C. | WA | 2,378 | $1.47B | $34K |
| Barnes & Thornburg LLP Profit Sharing Plan | Barnes & Thornburg LLP | IN | 1,916 | $754M | $21K |
| Steptoe LLP 401(k) and Profit Sharing Plan | Steptoe LLP | DC | 1,140 | $456M | $14K |
| Ent and Allergy Associates, LLP Retirement Savings Plan I | Ent and Allergy Associates, LLP | NY | 1,034 | $240M | $140K |
| Ent and Allergy Associates, LLP 401(k) Profit Sharing Plan II | Ent and Allergy Associates, LLP | NY | 1,019 | $88.0M | $40K |
| The Lia Group 401(k) Plan | Lia Group, Inc. | NY | 958 | $26.6M | $15K |
| Novares US Engine Components, Inc. 401(k) Savings Plan | Novares US Engine Components, Inc. | WI | 923 | $57.5M | $112K |
| Elite Clubs Investment LLC 401(k) Plan | Elite Clubs Investment LLC | IL | 833 | $5.1M | $18K |
| VC3, Inc. 401(k) Plan | VC3, Inc. | SC | 690 | $33.4M | $55K |
| Ixonia Bank 401(k) Savings Plan | Ixonia Bank | WI | 679 | $14.8M | $51K |
| Nuts.com 401(k) Plan | Nuts.com, Inc. | NJ | 675 | $11.2M | $40K |
| Greater Bergen Comm Action Inc. Tsa Plan | Greater Bergen Community Action, Inc. | NJ | 618 | $11.0M | $49K |
| Silver Tree Residential, LLC 401(k) Plan | Silver Tree Residential, LLC | TN | 551 | $11.1M | $17K |
| Ferolie Corporation Ee's SVGS Investment Plan | Ferolie Corporation | NJ | 527 | $53.5M | $72K |
| American Transit Insurance Company 401(k) Profit Sharing Plan | American Transit Insurance Company | NY | 525 | $34.7M | $49K |
| Wilo USA LLC Retirement Plan | Wilo USA LLC | WI | 518 | $30.9M | $76K |
| Milwaukee Bucks Retirement Savings Plan | Milwaukee Bucks, LLC | WI | 512 | $29.1M | $47K |
| Clack Corporation Profit Sharing 401(k) Plan | Clack Corporation | WI | 512 | $85.3M | $54K |
| In-Place Machining Company 401(k) Plan | In-Place Machining Company, LLC | WI | 494 | $44.3M | $75K |
| Houck Services, Inc. Salary Savings Plan | Houck Services, Inc. | PA | 458 | $16.2M | $35K |
| Longbridge Financial LLC 401(k) Profit Sharing Plan | Longbridge Financial LLC | NJ | 457 | $21.8M | $32K |
| Atlantic Tomorrowsoffice 401(K)PLAN | Facsimile Communications Industries, Inc. DBA Atlantic Tomorrowsoffice | NY | 445 | $29.2M | $68K |
| Bernie & Phyl's Furniture Retirement Plan | Convertible Castle, Inc. DBA Bernie & Phyl's Furni | MA | 408 | $17.9M | $40K |
| Ca Carlin 401(k) Plan | Carlin Group Holdco | IL | 399 | $17.4M | $27K |
| Integrated Specialty Coverages, LLC 401(k) Plan | Integrated Specialty Coverages, LLC | CA | 366 | $20.6M | $40K |
| Brennan Companies 401(k) and Profit Sharing Plan | J.F. Brennan Company, Inc. | WI | 358 | $46.6M | $65K |
| RMS Energy Co. LLC 401(k) Retirement Plan | RMS Energy Co., LLC | MN | 352 | $8.3M | $25K |
| Superior Lubricants Co., Inc. 401(k) Plan | Superior Lubricants Co., Inc. | NY | 343 | $16.2M | $34K |
| LJB Inc. Employee Retirement Plan | LJB Inc. | OH | 315 | $47.9M | $7,874 |
| Ask Chemicals, LLC 401(k) Plan | Ask Chemicals, LLC | OH | 286 | $59.1M | $14K |
| Adi American Distributors, LLC 401(k) Retirement Plan | Adi American Distributors, LLC | NJ | 264 | $11.8M | $26K |
| Saelens Corporation 401(k) Savings Plan | Saelens Corporation | WI | 262 | $8.9M | $26K |
| Norris McLaughlin, P.A. Thrift Savings Plan | Norris McLaughlin, P.A. | NJ | 254 | $75.6M | $54K |
| Action Ambulance 401(k) Retirement Plan | Action Ambulance Services, Inc. | MA | 254 | $7.6M | $18K |
| Palmer Johnson Incentive Savings Plan | Palmer Johnson Enterprises, Inc. | WI | 249 | $23.8M | $46K |
| Walzcraft Industries, Inc. 401(k) Retirement Plan | Walzcraft Industries, Inc. | WI | 240 | $16.7M | $45K |
Questions and answers
How many plans does Private Advisor Group LLC serve?
56 plans with 100 or more participants named it on Schedule C for plan year 2024. Plans that paid it under $5,000, small plans that file Form 5500-SF, and plans whose filings spell its name without an EIN under a different form are not counted.
What do plans pay Private Advisor Group LLC?
The median plan reported $97.69 per participant in direct and indirect compensation (56 plans reporting an amount), or 0.19% of plan net assets. Eligible indirect compensation disclosed to the plan by formula is not reported as a dollar amount, so many filings understate what a provider receives.
What services are reported?
The service codes most often attached to it are Investment advisory (plan) (42 plans), Investment advisory (participants) (7 plans), Investment management (6 plans) and Recordkeeping and information management (4 plans).
Where does this come from?
Schedule C of Form 5500, Part I line 2, from the EBSA research files with filings received through 24 Aug 2026. Individuals named on Schedule C are excluded from this site.
Provenance
Source: U.S. Department of Labor, Employee Benefits Security Administration, Form 5500 research files, Schedule C Part I line 2, public domain, with filings received through 24 Aug 2026. Rows are grouped by the provider's EIN as entered by each plan; rows without an EIN join the EIN most often filed under the same name. Providers named on fewer than 25 plans have no page. See the methodology and corrections.