Providers › Investment advisory and management
Service provider · Schedule C, plan year 2024
Prime Capital Investment Advisors
Most often reported for investment advisory and management
Form 5500 information is as filed by the plan administrator with the Department of Labor and may be amended. Figures reflect the plan year shown, not current balances. Schedule C lists only providers a plan paid $5,000 or more, and is filed only by plans with 100 or more participants.
For plan year 2024, 143 retirement plans with 100 or more participants reported paying Prime Capital Investment Advisors $5,000 or more. Those plans cover 155,445 participant records, and the service most often reported is investment advisory and management.
Reported compensation from those plans, direct and indirect, totalled $6.1M. Per plan, the median was $59.87 per participant, with the middle half of plans between $29.99 and $113. These are amounts plans reported paying this organisation, not a price list: they depend on which services each plan buys and on how much is paid through fund expenses instead.
Its client plans are most numerous in Texas (33), Arkansas (17) and Kansas (16).
In 2017 it appeared on 16 such filings; in 2024, 145. Yearly counts include every filing that names it, so they can run slightly above the number of plans with pages here, and name or EIN changes after mergers can break the series.
Reported compensation per plan
| Across this provider's plans | 25th percentile | Median | 75th percentile |
|---|---|---|---|
| Compensation per participant | $29.99 | $59.87 | $113 |
| Compensation as a share of plan net assets | 0.07% | 0.14% | 0.20% |
What each plan reported paying this organisation, not the plan's total cost. For reference, the median US defined contribution plan reported $123 per participant to all Schedule C providers combined.
Plans served by year
Matched by employer identification number. A merger or a change of filing entity starts a new series, so a drop to zero is not a loss of clients by itself.
By state
By plan size
Services reported
Largest plans naming this provider
| Plan | Sponsor | State | Participants | Net assets | Reported to this provider |
|---|---|---|---|---|---|
| Patterson-Uti Energy, Inc. 401(k) Profit Sharing Plan | Patterson-Uti Energy, Inc. | TX | 11,429 | $613M | $13K |
| JBP Co., Inc. 401(k) Savings Plan | J.b Poindexter & Co., Inc. | TX | 10,245 | $275M | $63K |
| Lockton, Inc. 401(k) Plan | Lockton, Inc. | MO | 8,772 | $1.40B | $8,263 |
| Bunzl USA, LLC Deferred Savings Plan | Bunzl USA, LLC | MO | 8,433 | $942M | $9,343 |
| S & B Engineers and Constructors, Ltd. Retirement Savings Plan | S&B Engineers and Constructors,ltd. | TX | 6,134 | $590M | $69K |
| Select Water Solutions, Inc. 401(k) Plan | Select Water Solutions, Inc. | TX | 5,261 | $126M | $38K |
| The Leavitt Group Profit Sharing and Retirement Savings Employee Stock Ownership Plan | Leavitt Group Enterprises, Inc. | UT | 4,854 | $244M | $392K |
| Pay Deferral and Savings Plan of Hines Interests Limited Partnership | Hines Interests Limited Partnership | TX | 4,550 | $873M | $70K |
| Brightspeed 401(k) Savings Plan | Connect Holding II, LLC | NC | 4,339 | $351M | $31K |
| Envoy Solutions Retirement Savings Plan | Envoy Solutions, LLC | IL | 4,319 | $282M | $264K |
| Co-Op Pension Plan | Tennessee Farmers Cooperative | TN | 4,022 | $406M | $105K |
| Learfield Communications 401(k) Plan | Learfield Communications, LLC | MO | 3,266 | $199M | $122K |
| Saulsbury Industries, Inc. Employee 401(k) Plan | Saulsbury Industries, Inc. | TX | 2,988 | $51.2M | $33K |
| Helzberg Diamonds Savings Plan | Helzberg Diamond Shops LLC | MO | 2,382 | $135M | $33K |
| Abs 401(k) Savings Plan | American Bureau of Shipping | TX | 2,077 | $345M | $106K |
| Inw Manufacturing 401(k) Plan | Inw Manufacturing, LLC | UT | 1,889 | $33.7M | $39K |
| The Fugro 401(k) Plan | Fugro (USA) Holdings Inc. | TX | 1,883 | $307M | $212K |
| Santikos Enterprises, LLC Retirement Savings Plan | Santikos Enterprises, LLC | TX | 1,874 | $11.5M | $23K |
| Forum Energy Technologies, Inc. 401(k) Plan | Forum Energy Technologies, Inc. | TX | 1,747 | $123M | $65K |
| Interstate Batteries 401(k) Plan | Interstate Batteries, Inc. | TX | 1,737 | $141M | $18K |
| Jerrys Enterprises, Inc. Union Employee's 401(k) Plan | Jerrys Enterprises, Inc. | MN | 1,709 | $44.9M | $32K |
| Encore Electric, Inc. 401(k) Plan | Encore Electric, Inc. | CO | 1,660 | $92.1M | $23K |
| Arkansas Heart Hospital 401(k) Plan | Arkansas Heart Hospital, LLC | AR | 1,641 | $60.1M | $74K |
| Landscapes Unlimited, LLC 401(k) Plan | Landscapes Unlimited, LLC | NE | 1,581 | $34.5M | $42K |
| Northstar Memorial Group, LLC 401(k) Plan | NSMG Shared Services, LLC | TX | 1,555 | $80.5M | $81K |
| Texas Health Care, P.L.L.C. 401(k) Retirement Plan | Texas Health Care, P.L.L.C. | TX | 1,372 | $110M | $257K |
| Diamond Offshore 401(k) Plan | Diamond Offshore Management Company | TX | 1,361 | $377M | $75K |
| Technip Energies USA, Inc. Retirement Savings Plan | Technip Energies USA, Inc. | TX | 1,316 | $346M | $16K |
| Excelligence Learning Corporation 401(k) Plan | Excelligence Learning Corporation | CA | 1,312 | $40.4M | $122K |
| Fill Your Cup 401(k) Investment Plan | Westrock Beverage Solutions, LLC. | AR | 1,295 | $61.5M | $96K |
| Qualified Plan Advisors Pooled Employer Plan | Newport Group, Inc. | CA | 1,282 | $17.9M | $28K |
| Mead Lumber 401(k) Plan | Mead Holding Company, Inc. | NE | 1,263 | $53.1M | $75K |
| Ave-Plp, LLC 401(k) Plan | Ave-Plp, LLC | IA | 1,189 | $93.6M | $69K |
| Gulf Island Fabrication Inc. Qualified Retirement Plan | Gulf Island Fabrication, Inc. | TX | 1,162 | $57.6M | $35K |
| Team Industries 401(k) Plan | Team Industries Holding Corporation | MN | 1,138 | $102M | $54K |
| Yokogawa USA, Inc. Wealth Builder | Yokogawa USA, Inc. | GA | 1,130 | $191M | $45K |
| Medical Associates of Northwest Arkansas, P.A. 401(k) Plan | Medical Associates of Northwest Arkansas, P.A. | AR | 1,048 | $178M | $63K |
| Igloo Products Corp. Employees' 401(k) Plan | Igloo Products Corp. | TX | 1,003 | $45.7M | $38K |
| New Palace Casino 401(k) Plan | New Palace Casino, LLC | MS | 995 | $19.4M | $32K |
| Sekisui America Corporation Retirement Savings Plan | Sekisui America Corporation | NJ | 935 | $73.2M | $51K |
Questions and answers
How many plans does Prime Capital Investment Advisors serve?
143 plans with 100 or more participants named it on Schedule C for plan year 2024. Plans that paid it under $5,000, small plans that file Form 5500-SF, and plans whose filings spell its name without an EIN under a different form are not counted.
What do plans pay Prime Capital Investment Advisors?
The median plan reported $59.87 per participant in direct and indirect compensation (143 plans reporting an amount), or 0.14% of plan net assets. Eligible indirect compensation disclosed to the plan by formula is not reported as a dollar amount, so many filings understate what a provider receives.
What services are reported?
The service codes most often attached to it are Investment advisory (plan) (116 plans), Investment management (14 plans), Investment advisory (participants) (13 plans) and Consulting (general) (9 plans).
Where does this come from?
Schedule C of Form 5500, Part I line 2, from the EBSA research files with filings received through 24 Aug 2026. Individuals named on Schedule C are excluded from this site.
Provenance
Source: U.S. Department of Labor, Employee Benefits Security Administration, Form 5500 research files, Schedule C Part I line 2, public domain, with filings received through 24 Aug 2026. Rows are grouped by the provider's EIN as entered by each plan; rows without an EIN join the EIN most often filed under the same name. Providers named on fewer than 25 plans have no page. See the methodology and corrections.