Providers › Investment advisory and management
Service provider · Schedule C, plan year 2024
Mai Capital Management, LLC
Most often reported for investment advisory and management
Form 5500 information is as filed by the plan administrator with the Department of Labor and may be amended. Figures reflect the plan year shown, not current balances. Schedule C lists only providers a plan paid $5,000 or more, and is filed only by plans with 100 or more participants.
For plan year 2024, 47 retirement plans with 100 or more participants reported paying Mai Capital Management, LLC $5,000 or more. Those plans cover 36,957 participant records, and the service most often reported is investment advisory and management.
Reported compensation from those plans, direct and indirect, totalled $1.3M. Per plan, the median was $51.86 per participant, with the middle half of plans between $20.32 and $97.10. These are amounts plans reported paying this organisation, not a price list: they depend on which services each plan buys and on how much is paid through fund expenses instead.
Its client plans are most numerous in Florida (19), New York (7) and New Jersey (4).
In 2021 it appeared on 7 such filings; in 2024, 52. Yearly counts include every filing that names it, so they can run slightly above the number of plans with pages here, and name or EIN changes after mergers can break the series.
Reported compensation per plan
| Across this provider's plans | 25th percentile | Median | 75th percentile |
|---|---|---|---|
| Compensation per participant | $20.32 | $51.86 | $97.10 |
| Compensation as a share of plan net assets | 0.07% | 0.13% | 0.21% |
What each plan reported paying this organisation, not the plan's total cost. For reference, the median US defined contribution plan reported $123 per participant to all Schedule C providers combined.
Plans served by year
Matched by employer identification number. A merger or a change of filing entity starts a new series, so a drop to zero is not a loss of clients by itself.
By state
By plan size
Services reported
Largest plans naming this provider
| Plan | Sponsor | State | Participants | Net assets | Reported to this provider |
|---|---|---|---|---|---|
| Eyecare Partners 401(k) Plan | Clarkson Eyecare, Inc. | MO | 9,294 | $512M | $183K |
| The Csi Companies, Inc. 401(k) Profit Sharing Plan and Trust | The Csi Companies, Inc. | FL | 4,088 | $24.6M | $53K |
| Armanino Advisory LLC 401(k) Profit Sharing Plan | Armanino Advisory LLC | CA | 3,521 | $347M | $43K |
| Taft Stettinius & Hollister LLP Thrift Savings & Retirement Plan | Taft Stettinius & Hollister LLP | OH | 1,854 | $849M | $8,438 |
| Do & Co. New York Catering, Inc. 401(k) Plan | Do & Co. New York Catering, Inc. | NY | 1,562 | $9.6M | $8,698 |
| Goodwill Industries of North Florida Retirement Savings Plan | Goodwill Industries of North Florida, Inc. | FL | 856 | $3.5M | $8,698 |
| Outcomes 401(k) Profit Sharing Plan | Outcomes One, Inc. | FL | 848 | $39.8M | $51K |
| Poy Holdings LLC 401(k) Savings Plan | Poy Holdings LLC | NJ | 843 | $15.8M | $11K |
| Promesa, Inc. 401(k) Profit Sharing Plan | Promesa, Inc. | NY | 834 | $23.6M | $8,044 |
| Mechanical Systems & Services, Inc. Retirement Savings Plan | Mechanical Systems & Services | NC | 797 | $33.9M | $69K |
| Promesa Management Plan | Promesa, Inc. | NY | 784 | $22.6M | $8,269 |
| Guardian Fueling Technologies, LLC 401(k) Plan | Guardian Fueling Technologies LLC | FL | 775 | $26.7M | $56K |
| Cancer Specialists of North Florida 401(k) Plan | Cancer Specialists, LLC | FL | 699 | $57.4M | $70K |
| Mapbox 401(k) Plan | Mapbox | DC | 527 | $41.6M | $33K |
| Engineering Systems Inc. Profit Sharing and Savings Plan | Engineering Systems Inc. | IL | 513 | $90.0M | $11K |
| Dipasqua Teams, LLC Savings Plan | Dipasqua Teams, LLC Savings Plan | FL | 510 | $9.8M | $14K |
| South Georgia Pecan Company, Inc. 401(k) Profit Sharing Plan | South Georgia Pecan Company, Inc. | GA | 472 | $15.7M | $35K |
| Cosmax 401(k) Plan | Cosmax USA | NJ | 465 | $10.2M | $5,623 |
| Sef Energy, LLC 401(k) Profit Sharing Plan | Sef Energy, LLC | OK | 446 | $18.4M | $25K |
| England, Thims & Miller, Inc. 401(k) Plan | England, Thims & Miller, Inc. | FL | 426 | $55.5M | $55K |
| Tribeca Pediatrics PLLC 401(k) Plan | Tribeca Pediatrics PLLC | NY | 413 | $19.5M | $21K |
| Tucker Ellis LLP Retirement Savings Plan | Tucker Ellis LLP | OH | 405 | $129M | $6,750 |
| J. B. Coxwell Contracting, Inc. 401(k) Plan and Trust | J.B. Coxwell Contracting, Inc. | FL | 394 | $17.8M | $49K |
| Associated Students, Inc. of Csu Sacramento Retirement Plan | Associated Students of California State University, Sacramento | CA | 391 | $8.8M | $14K |
| Jacksonville Zoo Retirement Plan | Jacksonville Zoological Society, Inc. | FL | 375 | $11.4M | $28K |
| New Avenues to Independence, Inc. Retirement Plan | New Avenues to Independence, Inc. | OH | 368 | $2.3M | $0 |
| Southeast Unloading, LLC 401(k) Plan | Southeast Unloading, LLC | FL | 357 | $3.7M | $13K |
| Ici Homes Residential Holdings LLC 401(k) Savings Plan | Ici Homes Residential Holdings LLC | FL | 295 | $20.7M | $37K |
| Tom Nehl Truck Company Employees 401(k) | Tom Nehl Truck Company | FL | 283 | $16.9M | $37K |
| Performance Designs, Inc. Savings Plan | Performance Designs, Inc. | FL | 270 | $11.2M | $19K |
| 403(b) Thrift Plan of Jewish Family & Community Services, Inc. | Jewish Family & Community Services, Inc. | FL | 264 | $2.9M | $9,588 |
| Arkana Laboratories Retirement Plan | Nephropathology Associates PLC d/b/a Arkana Laboratories | AR | 262 | $19.4M | $41K |
| Quatrro Fpo Solutions LLC 401(k) Plan | Quatrro Fpo Solutions, LLC | GA | 257 | $12.6M | $10K |
| FPS 401(k) Plan | Florida Physician Specialists, LLC. | FL | 248 | $27.0M | $37K |
| Meredian Holdings Group, Inc. 401(k) Plan | Meredian Holdings Group, Inc. | GA | 245 | $15.4M | $42K |
| Designatronics, Incorporated 401(k) Plan | Designatronics, Incorporated | NY | 236 | $14.5M | $14K |
| Marquee Brands, LLC 401(k) Plan | Marquee Brands, LLC | NY | 208 | $13.4M | $9,762 |
| Clay Eye Physicians & Surgeons 401(k) Profit Sharing Plan | Harris, Wilcox & Donovan, P.A. DBA Clay Eye Physi | FL | 199 | $19.0M | $30K |
| Equality Charter School 401(k) Retirement Plan | Equality Charter School | NY | 195 | $10.5M | $10K |
| Proficient Auto, Inc. DBA Proficient Auto Transport 401(k) Profit Sharing Plan | Proficient Auto, Inc. DBA Proficient Auto Transport | FL | 173 | $3.1M | $6,244 |
Questions and answers
How many plans does Mai Capital Management, LLC serve?
47 plans with 100 or more participants named it on Schedule C for plan year 2024. Plans that paid it under $5,000, small plans that file Form 5500-SF, and plans whose filings spell its name without an EIN under a different form are not counted.
What do plans pay Mai Capital Management, LLC?
The median plan reported $51.86 per participant in direct and indirect compensation (46 plans reporting an amount), or 0.13% of plan net assets. Eligible indirect compensation disclosed to the plan by formula is not reported as a dollar amount, so many filings understate what a provider receives.
What services are reported?
The service codes most often attached to it are Investment advisory (plan) (22 plans), Recordkeeping and information management (6 plans), Trustee (bank, trust company, or similar financial institution) (6 plans) and Other services (6 plans).
Where does this come from?
Schedule C of Form 5500, Part I line 2, from the EBSA research files with filings received through 24 Aug 2026. Individuals named on Schedule C are excluded from this site.
Provenance
Source: U.S. Department of Labor, Employee Benefits Security Administration, Form 5500 research files, Schedule C Part I line 2, public domain, with filings received through 24 Aug 2026. Rows are grouped by the provider's EIN as entered by each plan; rows without an EIN join the EIN most often filed under the same name. Providers named on fewer than 25 plans have no page. See the methodology and corrections.