Providers › Investment advisory and management
Service provider · Schedule C, plan year 2024
Legg Mason
Most often reported for investment advisory and management
Form 5500 information is as filed by the plan administrator with the Department of Labor and may be amended. Figures reflect the plan year shown, not current balances. Schedule C lists only providers a plan paid $5,000 or more, and is filed only by plans with 100 or more participants.
For plan year 2024, 49 retirement plans with 100 or more participants reported paying Legg Mason $5,000 or more. Those plans cover 764,458 participant records, and the service most often reported is investment advisory and management.
Reported compensation from those plans, direct and indirect, totalled $6.6M. Per plan, the median was $13.43 per participant, with the middle half of plans between $8.76 and $31.89. These are amounts plans reported paying this organisation, not a price list: they depend on which services each plan buys and on how much is paid through fund expenses instead.
Its client plans are most numerous in California (9), New York (5) and Texas (5).
In 2009 it appeared on 6 such filings; in 2024, 53. Yearly counts include every filing that names it, so they can run slightly above the number of plans with pages here, and name or EIN changes after mergers can break the series.
Reported compensation per plan
| Across this provider's plans | 25th percentile | Median | 75th percentile |
|---|---|---|---|
| Compensation per participant | $8.76 | $13.43 | $31.89 |
| Compensation as a share of plan net assets | 0.01% | 0.02% | 0.06% |
What each plan reported paying this organisation, not the plan's total cost. For reference, the median US defined contribution plan reported $123 per participant to all Schedule C providers combined.
Plans served by year
Matched by employer identification number. A merger or a change of filing entity starts a new series, so a drop to zero is not a loss of clients by itself.
By state
By plan size
Services reported
Largest plans naming this provider
| Plan | Sponsor | State | Participants | Net assets | Reported to this provider |
|---|---|---|---|---|---|
| JPMorgan Chase Retirement Plan | JPMorgan Chase Bank, National Association | NJ | 202,919 | $14.6B | $1.1M |
| Western Unite Here and Employers Pension Fund | Board of Trustees, Western Unite Here and Employers | CA | 154,012 | $3.67B | $429K |
| IBM 401(k) Plan | International Business Machines Corporation | NY | 149,818 | $59.4B | $1.1M |
| Sutter Health Retirement Plan | Sutter Health | CA | 66,154 | $5.87B | $646K |
| Sysco Corporation Retirement Plan | Sysco Corporation | TX | 30,257 | $2.47B | $415K |
| Directors Guild of America - Producer Pension Plan Supplemental Benefit Plan | Board of Trustees, Directors Guild of America - | CA | 25,726 | $2.30B | $338K |
| Club Pension Plan | Automobile Club of So California | CA | 23,954 | $2.61B | $133K |
| Mason Tenders' District Council Pension Fund | Board of Trustees Mason Tenders District Council Pension Fund | NY | 19,759 | $1.93B | $136K |
| Directors Guild of America-Producer Pension Plan Basic Benefit Plan | Board of Trustees, Directors Guild of America- | CA | 14,707 | $2.46B | $257K |
| Ryder System, Inc. Retirement Plan | Ryder System, Inc. | GA | 12,667 | $1.21B | $824K |
| Local 804 I.B.T. and Local 447 I.A.M. - UPS Multi-Employer Retirement Plan | BD of Trustees Loc. 804 & Loc. 447 Multi-Employer Ret. Plan | GA | 12,427 | $2.34B | $651K |
| Checkers Drive-In Restaurants, Inc. 401(k) Plan | Checkers Drive-In Restaurants, Inc. | FL | 10,719 | $6.8M | $0 |
| UBS Financial Services Inc. Pension Plan | UBS Financial Services Inc. | NJ | 8,083 | $577M | $89K |
| Local 804 Annuity Fund | Board of Trustees Local 804 Annuity Fund | NY | 7,685 | $90.6M | $71K |
| UA Local 290 Plumber, Steamfitter & Shipfitter Pension Plan | Board of Trustees, United Association Union Local No. | OR | 6,486 | $1.26B | $199K |
| Roofers Pension Fund | Board of Trustees of Roofers Pension Fund | IL | 4,154 | $529M | $128K |
| Newspaper and Mail Deliverers' Publishers' Pension Fund | Board of Trustees of Newspaper and Mail Deliverers' Publishers' Pensio | NY | 2,314 | $118M | $60K |
| United Parcel Service, Inc. - Machinists Lodge 447 (Iamaw) Annuity Fund | Bd. of Trustees,ups Inc.-Machinists Lodge 447 (Iamaw) Annuity Fund | NJ | 1,531 | $64.1M | $60K |
| Community Dental Partners 401(k) Plan | Strategic Dental Executives LLC DBA Community Dental Partners | TX | 1,237 | $11.0M | $0 |
| Fluence Savings Plan | Fluence Energy, LLC | VA | 952 | $80.9M | $0 |
| Spokane Methodist Homes, Inc. Employee Retirement Savings Plan | Spokane United Methodist Homes, Inc. | WA | 900 | $15.1M | $0 |
| Channell Commercial Corporation 401(k) Plan | Channell Commercial Corporation | TX | 816 | $17.3M | $0 |
| Apr Supply Co. 401(k) Plan | Apr Supply Company | PA | 517 | $30.2M | $0 |
| Tangent Technologies, LLC 401(k) Plan | Tangent Technologies, LLC | IL | 493 | $10.3M | $0 |
| Lightcast 401(k) Plan | Economic Modeling, LLC | ID | 492 | $21.8M | $0 |
| Ilwu-Pma Watchmen Pension Plan | Trustees of Ilwu-Pma Watchmen Pension Plan | CA | 445 | $106M | $5,794 |
| Cahill Gordon & Reindel LLP Pension Plan | Cahill Gordon & Reindel LLP | NY | 423 | $27.7M | $29K |
| Inspire Communities, LLC 401(k) Plan | Inspire Communities, LLC | AZ | 387 | $4.0M | $0 |
| Terry's Electric 401(k) Savings Plan | Terry's Electric, Inc. | FL | 348 | $11.9M | $0 |
| NM State Conference of the Operative Plasterers' & Cement Masons' Pension Trust Fund | NM State Conference of the Masons' Pension Trust Fund | NM | 327 | $13.4M | $11K |
| Blower-Dempsay Corporation Retirement Savings Plan | Blower-Dempsay Corporation | CA | 306 | $23.9M | $0 |
| Rose Companies Employer 401(k) Plan | Rose Companies Employer, LLC | OH | 305 | $36.1M | $0 |
| Summit On-Site Solutions 401(k) Plan | Summit On-Site Solutions, LLC | TX | 279 | $5.4M | $0 |
| Alogent 401(k) Plan | Alogent Holdings, Inc. | GA | 269 | $26.1M | $0 |
| Ethos Therapy Solutions 401(k) Plan | Star Medical, Inc. | PA | 266 | $2.2M | $0 |
| The Academy 401(k) Retirement Plan | Academy Parent, LLC | VA | 241 | $13.4M | $0 |
| Carrier Group Benefits, LLC 401(k) Plan | Carrier Group Benefits, LLC | ME | 237 | $5.0M | $0 |
| Service Lighting and Electrical Supplies, Inc. Retirement Plan | Service Lighting and Electrical Supplies, Inc. DBA 1000 Bulbs.com | TX | 213 | $7.8M | $0 |
| Sender, Inc. Retirement Plan | Sender, Inc. | AZ | 205 | $4.6M | $0 |
| Cee Kay Supply, Inc. Profit Sharing Plan | Cee Kay Supply, Inc. | MO | 185 | $19.8M | $0 |
Questions and answers
How many plans does Legg Mason serve?
49 plans with 100 or more participants named it on Schedule C for plan year 2024. Plans that paid it under $5,000, small plans that file Form 5500-SF, and plans whose filings spell its name without an EIN under a different form are not counted.
What do plans pay Legg Mason?
The median plan reported $13.43 per participant in direct and indirect compensation (20 plans reporting an amount), or 0.02% of plan net assets. Eligible indirect compensation disclosed to the plan by formula is not reported as a dollar amount, so many filings understate what a provider receives.
What services are reported?
The service codes most often attached to it are Investment management (39 plans), Investment advisory (plan) (3 plans), Custodial (securities) (1 plans) and Recordkeeping and information management (1 plans).
Where does this come from?
Schedule C of Form 5500, Part I line 2, from the EBSA research files with filings received through 24 Aug 2026. Individuals named on Schedule C are excluded from this site.
Provenance
Source: U.S. Department of Labor, Employee Benefits Security Administration, Form 5500 research files, Schedule C Part I line 2, public domain, with filings received through 24 Aug 2026. Rows are grouped by the provider's EIN as entered by each plan; rows without an EIN join the EIN most often filed under the same name. Providers named on fewer than 25 plans have no page. See the methodology and corrections.