Providers › Investment advisory and management
Service provider · Schedule C, plan year 2024
Financial Engines
Most often reported for investment advisory and management
Form 5500 information is as filed by the plan administrator with the Department of Labor and may be amended. Figures reflect the plan year shown, not current balances. Schedule C lists only providers a plan paid $5,000 or more, and is filed only by plans with 100 or more participants.
Financial Engines is named as a service provider on the Schedule C of 81 retirement plans with 100 or more participants for plan year 2024, covering 1,789,371 participant records. Most often it is reported for investment advisory and management.
Reported compensation from those plans, direct and indirect, totalled $74.0M. Per plan, the median was $34.38 per participant, with the middle half of plans between $13.27 and $69.58. These are amounts plans reported paying this organisation, not a price list: they depend on which services each plan buys and on how much is paid through fund expenses instead.
Its client plans are most numerous in California (10), Texas (10) and North Carolina (7).
In 2009 it appeared on 40 such filings; in 2024, 84. Yearly counts include every filing that names it, so they can run slightly above the number of plans with pages here, and name or EIN changes after mergers can break the series.
Reported compensation per plan
| Across this provider's plans | 25th percentile | Median | 75th percentile |
|---|---|---|---|
| Compensation per participant | $13.27 | $34.38 | $69.58 |
| Compensation as a share of plan net assets | 0.01% | 0.02% | 0.04% |
What each plan reported paying this organisation, not the plan's total cost. For reference, the median US defined contribution plan reported $123 per participant to all Schedule C providers combined.
Plans served by year
Matched by employer identification number. A merger or a change of filing entity starts a new series, so a drop to zero is not a loss of clients by itself.
By state
By plan size
Services reported
Largest plans naming this provider
| Plan | Sponsor | State | Participants | Net assets | Reported to this provider |
|---|---|---|---|---|---|
| AT&T Retirement Savings Plan | AT&T Inc. | TX | 192,505 | $43.1B | $10.4M |
| Apple 401(k) Plan | Apple Inc. | CA | 145,428 | $24.7B | $1.9M |
| Comcast Corporation Retirement - Investment Plan | Comcast Corporation | PA | 124,285 | $19.7B | $5.2M |
| Mayo 403(b) Plan | Mayo Clinic | MN | 114,636 | $12.8B | $10.0M |
| Delta 401(k) Retirement Plan | Delta Air Lines, Inc. | GA | 112,027 | $19.0B | $8.7M |
| O'Reilly Automotive, Inc. Profit Sharing and Savings Plan | O'Reilly Automotive, Inc. | MO | 91,899 | $1.87B | $179K |
| Humana Retirement Savings Plan | Humana Inc. | KY | 61,001 | $7.71B | $17K |
| Dell Inc. 401(k) Plan | Dell Inc. | TX | 58,607 | $14.6B | $2.9M |
| Tax Deferred Savings Plan of Novant Health, Inc. | Novant Health, Inc. | NC | 55,552 | $2.54B | $275K |
| Savings and Supplemental Retirement Plan of Novant Health, Inc. | Novant Health, Inc. | NC | 48,270 | $1.68B | $179K |
| Beaumont Health 403(b) Retirement Savings Plan | William Beaumont Hospital | MI | 48,125 | $2.97B | $1.3M |
| Nationwide Savings Plan | Nationwide Mutual Insurance Company | OH | 40,207 | $8.31B | $921K |
| Warner Bros. Discovery 401(k) Savings Plan | Warner Bros. Discovery, Inc. | NY | 39,844 | $8.12B | $1.0M |
| Duke Energy Retirement Savings Plan | Duke Energy Corporation | NC | 35,031 | $11.3B | $4.7M |
| Paramount Global 401(k) Plan (Fka Viacomcbs 401(k) Plan) | Paramount Global | NY | 33,764 | $6.35B | $2.3M |
| The Caci Smart Plan | Caci International, Inc. | VA | 33,177 | $3.88B | $12K |
| The Hartford Investment and Savings Plan | Hartford Fire Insurance Company | CT | 31,062 | $7.18B | $2.4M |
| The Permanente Medical Group, Inc. Salary Deferral Plan | The Permanente Medical Group, Inc. | CA | 30,066 | $9.88B | $1.9M |
| AT&T Savings and Security Plan | AT&T Inc. | TX | 27,558 | $2.26B | $836K |
| The Permanente Contribution Plan of the Permanente Medical Group, Inc. | The Permanente Medical Group, Inc. | CA | 25,845 | $7.90B | $1.6M |
| Teamhealth 401(k) Plan | Ameriteam Services, LLC | TN | 24,708 | $1.80B | $9,907 |
| Universal Orlando 401(k) Retirement Plan | Universal City Development Partners, Ltd. Universal Orlando | FL | 24,228 | $834M | $59K |
| The 401(k) Plan for Permanente Medical Groups | Southern California Permanente Medical Group | CA | 23,286 | $6.54B | $29K |
| Chubb US 401(k) Plan | Chubb Ina Holdings Inc. (Formerly Ace Ina Holdings Inc.) | PA | 22,078 | $4.95B | $1.1M |
| Multicare Health System 403(b) Employee Savings Plan | Multicare Health System | WA | 20,136 | $1.16B | $9,877 |
| VF 401(k) Savings Plan | VF Corporation | NC | 20,126 | $1.06B | $305K |
| Delta 401(k) Retirement Plan for Pilots | Delta Air Lines, Inc. | GA | 17,776 | $15.9B | $2.5M |
| Multicare Health System Retirement Account Plan | Multicare Health System | WA | 15,127 | $562M | $1,007 |
| Bellsouth Savings and Security Plan | Bellsouth, LLC | TX | 15,110 | $2.53B | $417K |
| Flex 401(k) Plan | Flextronics International USA, Inc. | TX | 14,235 | $1.18B | $247K |
| The Northern Trust Company Thrift-Incentive Plan | The Northern Trust Company | IL | 13,997 | $3.33B | $780K |
| The Auto Club Group 401(k) Plan | Auto Club Insurance Association | MI | 12,814 | $1.18B | $172K |
| Scpmg Keogh Plan | Southern California Permanente Medical Group | CA | 12,335 | $7.87B | $237K |
| RPM International Inc. 401(k) Trust and Plan | RPM International Inc. | OH | 11,661 | $1.39B | $380K |
| Nbcuniversal Capital Accumulation Plan (Cap) | Nbcuniversal, LLC | NY | 11,502 | $398M | $12K |
| Hubbell Incorporated Employee Savings & Investment Plan | Hubbell Incorporated | CT | 10,546 | $1.24B | $118K |
| Open Text, Inc. 401(k) Plan | Open Text, Inc. | CA | 10,136 | $1.91B | $52K |
| Zimmer Biomet Holdings, Inc. Savings and Investment 401(k) Program | Zimmer Biomet Holdings, Inc. | IN | 10,093 | $1.48B | $634K |
| Lenovo Savings Plan | Lenovo (United States) Inc. | NC | 9,274 | $2.61B | $572K |
| Masterbrand, Inc. Retirement Savings Plan | Masterbrand, Inc. | OH | 9,051 | $544M | $109K |
Questions and answers
How many plans does Financial Engines serve?
81 plans with 100 or more participants named it on Schedule C for plan year 2024. Plans that paid it under $5,000, small plans that file Form 5500-SF, and plans whose filings spell its name without an EIN under a different form are not counted.
What do plans pay Financial Engines?
The median plan reported $34.38 per participant in direct and indirect compensation (81 plans reporting an amount), or 0.02% of plan net assets. Eligible indirect compensation disclosed to the plan by formula is not reported as a dollar amount, so many filings understate what a provider receives.
What services are reported?
The service codes most often attached to it are Investment advisory (plan) (61 plans), Investment advisory (participants) (21 plans), Investment management (2 plans) and Plan Administrator (1 plans).
Where does this come from?
Schedule C of Form 5500, Part I line 2, from the EBSA research files with filings received through 24 Aug 2026. Individuals named on Schedule C are excluded from this site.
Provenance
Source: U.S. Department of Labor, Employee Benefits Security Administration, Form 5500 research files, Schedule C Part I line 2, public domain, with filings received through 24 Aug 2026. Rows are grouped by the provider's EIN as entered by each plan; rows without an EIN join the EIN most often filed under the same name. Providers named on fewer than 25 plans have no page. See the methodology and corrections.