Providers › Investment advisory and management
Service provider · Schedule C, plan year 2024
Alera Investment Advisors, LLC
Most often reported for investment advisory and management
Form 5500 information is as filed by the plan administrator with the Department of Labor and may be amended. Figures reflect the plan year shown, not current balances. Schedule C lists only providers a plan paid $5,000 or more, and is filed only by plans with 100 or more participants.
Alera Investment Advisors, LLC is named as a service provider on the Schedule C of 52 retirement plans with 100 or more participants for plan year 2024, covering 36,536 participant records. Most often it is reported for investment advisory and management.
Reported compensation from those plans, direct and indirect, totalled $1.6M. Per plan, the median was $56.13 per participant, with the middle half of plans between $29.63 and $118. These are amounts plans reported paying this organisation, not a price list: they depend on which services each plan buys and on how much is paid through fund expenses instead.
Its client plans are most numerous in New York (12), Illinois (9) and Washington (6).
In 2019 it appeared on 8 such filings; in 2024, 53. Yearly counts include every filing that names it, so they can run slightly above the number of plans with pages here, and name or EIN changes after mergers can break the series.
Reported compensation per plan
| Across this provider's plans | 25th percentile | Median | 75th percentile |
|---|---|---|---|
| Compensation per participant | $29.63 | $56.13 | $118 |
| Compensation as a share of plan net assets | 0.07% | 0.12% | 0.19% |
What each plan reported paying this organisation, not the plan's total cost. For reference, the median US defined contribution plan reported $123 per participant to all Schedule C providers combined.
Plans served by year
Matched by employer identification number. A merger or a change of filing entity starts a new series, so a drop to zero is not a loss of clients by itself.
By state
By plan size
Services reported
Largest plans naming this provider
| Plan | Sponsor | State | Participants | Net assets | Reported to this provider |
|---|---|---|---|---|---|
| Fleetpride Inc. Retirement & Savings Plan | Fleetpride, Inc. | TX | 6,048 | $187M | $23K |
| Alera Group, Inc. Savings Plan | Alera Group, Inc. | IL | 5,277 | $500M | $75K |
| Brook & Whittle Limited Section 401(k) Profit Sharing Plan | Brook & Whittle Limited | CT | 2,087 | $91.9M | $15K |
| GEN4 Dental Partners 401(k) Retirement Plan | GEN4 Dental Partners Opco, LLC | AZ | 1,812 | $33.4M | $9,491 |
| Truckpro, LLC 401(k) Plan | Truckpro, LLC | TN | 1,651 | $50.0M | $94K |
| Cenexel Clinical Research, Inc. 401(k) Plan | Cenexel Clinical Research, Inc. | UT | 1,019 | $13.6M | $27K |
| Guidepoint Global, LLC 401(k) Plan | Guidepoint Global, LLC | NY | 971 | $33.8M | $13K |
| Virco Mfg. Corporation 401(k) Plan | Virco Mfg. Corporation | CA | 921 | $63.8M | $42K |
| Banyan Software Retirement Plan | Banyan Software Holdings, LLC | GA | 768 | $35.5M | $50K |
| The One Embrey 401(k) Retirement Plan | Embrey Development Company | TX | 703 | $21.2M | $34K |
| Summitstone Health Partners 403(b) Retirement Plan | Summitstone Health Partners | CO | 699 | $18.0M | $12K |
| Flat Branch Mortgage, Inc. Plan Retirement Savings Plan | Flat Branch Mortgage, Inc. | MO | 666 | $75.3M | $31K |
| Ascot 401(k) Retirement Plan | Ascot US Holding Corporation | NY | 635 | $66.5M | $73K |
| Don Sanderson Ford, Inc. 401(k) Plan | Don Sanderson Ford, Inc. | AZ | 630 | $20.7M | $13K |
| Alma 401(k) Retirement Plan and Trust | ARLOZOROV9, Inc. | NY | 615 | $10.7M | $16K |
| Whatcom Educational Credit Union Retirement Plan | Whatcom Educational Credit Union | WA | 613 | $71.7M | $82K |
| Opportunity Financial, LLC 401(k) Plan | Opportunity Financial, LLC | IL | 608 | $27.9M | $58K |
| The Ritescreen Company, LLC 401(k) Savings Plan | RS7 Holdings, LLC | PA | 601 | $7.1M | $16K |
| Zufall Health Center 403(b) Plan | Zufall Health Center | NJ | 596 | $16.0M | $12K |
| First 401(k) Plan | First Protocol, Inc. | NY | 567 | $27.6M | $28K |
| G2.COM, Inc. 401(k) Plan | G2.COM, Inc. | IL | 550 | $31.5M | $39K |
| Garan 401(k) Plan | Garan, Inc. | NY | 542 | $15.0M | $10K |
| Feeding America 401(k) Plan | Feeding America | IL | 514 | $75.4M | $134K |
| Abilis, Inc. Retirement Plan | Abilis, Inc. | CT | 483 | $18.2M | $17K |
| Downtown Music LLC 401(k) Profit Sharing Plan and Trust | Downtown Music LLC | NY | 464 | $29.0M | $14K |
| Alice and Olivia, LLC 401(k) Plan | Alice and Olivia, LLC | NJ | 415 | $13.6M | $17K |
| Y-Prime LLC 401(k) Profit Sharing Plan | Y-Prime LLC | PA | 415 | $32.2M | $20K |
| Vevo 401(k) Plan | Vevo LLC | NY | 400 | $34.3M | $21K |
| Mizar Holding Company, Inc. 401(k) Profit Sharing Plan | Mizar Holding Company, Inc. | IL | 392 | $32.9M | $30K |
| WJK Corporation 401(k) Plan | WJK Corporation | IL | 374 | $20.3M | $38K |
| Simitree Healthcare Consulting, LLC 401(k) Plan | Simitree Acquisition LLC | CT | 355 | $21.6M | $40K |
| Tiffany & Bosco, P.A. Profit Sharing 401(k) Plan | Tiffany & Bosco, P.A. | AZ | 345 | $32.6M | $7,290 |
| Prove 401(k) Plan | Payfone, Inc. | NY | 324 | $23.6M | $39K |
| Ride Connection 403(b) Plan | Ride Connection, Inc. | OR | 315 | $7.3M | $25K |
| Transition Projects, Inc. 401(k) Employee Savings Plan | Transition Projects, Inc. | OR | 302 | $4.3M | $19K |
| Tscan Therapeutics Inc. 401(k) Plan | Tscan Therapeutics Inc. | MA | 223 | $12.0M | $31K |
| National Association of Boards of Pharmacy Retirement Savings Plan | National Association of Boards of Pharmacy | IL | 223 | $41.7M | $76K |
| Labor First, LLC 401(k) Plan | Labor First, LLC | NJ | 220 | $8.2M | $12K |
| Korum Automotive Group, Inc. Salary Deferral 401(k) Plan | Korum Automotive Group, Inc. | WA | 214 | $16.6M | $38K |
| Mosaic 401(k) Plan | Mediamosaic, Inc. DBA the Mosaic Company | WA | 205 | $22.6M | $25K |
Questions and answers
How many plans does Alera Investment Advisors, LLC serve?
52 plans with 100 or more participants named it on Schedule C for plan year 2024. Plans that paid it under $5,000, small plans that file Form 5500-SF, and plans whose filings spell its name without an EIN under a different form are not counted.
What do plans pay Alera Investment Advisors, LLC?
The median plan reported $56.13 per participant in direct and indirect compensation (52 plans reporting an amount), or 0.12% of plan net assets. Eligible indirect compensation disclosed to the plan by formula is not reported as a dollar amount, so many filings understate what a provider receives.
What services are reported?
The service codes most often attached to it are Investment advisory (plan) (46 plans), Recordkeeping and information management (3 plans), Trustee (bank, trust company, or similar financial institution) (3 plans) and Other services (3 plans).
Where does this come from?
Schedule C of Form 5500, Part I line 2, from the EBSA research files with filings received through 24 Aug 2026. Individuals named on Schedule C are excluded from this site.
Provenance
Source: U.S. Department of Labor, Employee Benefits Security Administration, Form 5500 research files, Schedule C Part I line 2, public domain, with filings received through 24 Aug 2026. Rows are grouped by the provider's EIN as entered by each plan; rows without an EIN join the EIN most often filed under the same name. Providers named on fewer than 25 plans have no page. See the methodology and corrections.