Providers › Investment advisory and management
Service provider · Schedule C, plan year 2024
Wintrust Investments LLC
Most often reported for investment advisory and management
Form 5500 information is as filed by the plan administrator with the Department of Labor and may be amended. Figures reflect the plan year shown, not current balances. Schedule C lists only providers a plan paid $5,000 or more, and is filed only by plans with 100 or more participants.
Wintrust Investments LLC is named as a service provider on the Schedule C of 32 retirement plans with 100 or more participants for plan year 2024, covering 18,668 participant records. Most often it is reported for investment advisory and management.
Reported compensation from those plans, direct and indirect, totalled $1.0M. Per plan, the median was $54.09 per participant, with the middle half of plans between $34.12 and $127. These are amounts plans reported paying this organisation, not a price list: they depend on which services each plan buys and on how much is paid through fund expenses instead.
Its client plans are most numerous in Illinois (27), Indiana (1) and North Carolina (1).
In 2012 it appeared on 8 such filings; in 2024, 32. Yearly counts include every filing that names it, so they can run slightly above the number of plans with pages here, and name or EIN changes after mergers can break the series.
Reported compensation per plan
| Across this provider's plans | 25th percentile | Median | 75th percentile |
|---|---|---|---|
| Compensation per participant | $34.12 | $54.09 | $127 |
| Compensation as a share of plan net assets | 0.09% | 0.13% | 0.17% |
What each plan reported paying this organisation, not the plan's total cost. For reference, the median US defined contribution plan reported $123 per participant to all Schedule C providers combined.
Plans served by year
Matched by employer identification number. A merger or a change of filing entity starts a new series, so a drop to zero is not a loss of clients by itself.
By state
By plan size
Services reported
Largest plans naming this provider
| Plan | Sponsor | State | Participants | Net assets | Reported to this provider |
|---|---|---|---|---|---|
| Inspira Financial, LLC 401(k) Plan | Inspira Financial, LLC | IL | 1,873 | $113M | $41K |
| Mittera Group, Inc. 401(k) Retirement Plan | Mittera Group, Inc. | IA | 1,826 | $85.1M | $44K |
| Saint Francis Ministries, Inc. 401(k) Plan Plan | Saint Francis Ministries, Inc. | KS | 1,553 | $39.1M | $75K |
| Daniels Sharpsmart, Inc. 401(k) Plan | Daniels Sharpsmart, Inc. | IL | 1,095 | $14.8M | $15K |
| Erie Family Health Center 401(k) Plan | Erie Family Health Center | IL | 968 | $41.6M | $54K |
| Hitachi High-Tech America, Inc. Shared Savings Plan | Hitachi High-Tech America, Inc. | IL | 908 | $194M | $55K |
| Gerald Auto Group 401(k) Plan & Trust | Gerald Nissan of North Aurora, Inc. | IL | 816 | $37.0M | $33K |
| Ims Companies, LLC Retirement Savings Plan | Ims Companies, LLC | IL | 660 | $26.3M | $60K |
| West Jeff Auto Sales d/b/a Hawk Auto 401(k) Plan | West Jeff Auto Sales | IL | 614 | $16.5M | $24K |
| Clare Holdings, LLC 401(k) Plan | Clare Holdings, LLC | IL | 586 | $24.2M | $40K |
| Armon, Inc. 401(k) Profit Sharing Plan | Armon, Inc. | IL | 585 | $34.4M | $12K |
| RTM & Associates, Inc. Profit SHARING/401(K) Plan | RTM & Associates, Inc. | IL | 577 | $39.7M | $76K |
| Hitachi High-Tech America, Inc. Retirement Plan | Hitachi High-Tech America, Inc. | IL | 576 | $74.0M | $30K |
| Osg USA, Inc. Profit Sharing and 401(k) Plan | Osg USA, Inc. | IL | 552 | $62.2M | $20K |
| Evergreen Real Estate Services Retirement Savings Plan | Evergreen Real Estate Services, LLC | IL | 509 | $8.6M | $15K |
| Planned Parenthood of Illinois 401(k) Plan | Planned Parenthood of Illinois | IL | 454 | $13.5M | $23K |
| Abelson-Taylor, Inc. Profit Sharing Plan | Abelson-Taylor, Inc. | IL | 441 | $70.1M | $70K |
| Aspire of Illinois 403(b) Plan | Aspire of Illinois | IL | 413 | $6.4M | $7,969 |
| Little Friends, Inc. Profit Sharing Plan | Little Friends, Inc. | IL | 411 | $4.2M | $6,588 |
| First Co. Bancorp, Inc. 401(k) Plan | First Co. Bancorp, Inc. | IL | 409 | $40.2M | $31K |
| The Barack Obama Foundation 403(b) Plan | The Barack Obama Foundation | IL | 401 | $22.8M | $39K |
| C & K Holdings 401(k) Plan | C & K Holdings, LLC | IL | 347 | $13.9M | $18K |
| Safe Future 401(k) Plan | Safe Boats International, LLC | WA | 336 | $14.9M | $45K |
| Kroeschell, Inc. Contributory Profit SHARING/401(K) Plan | Kroeschell, Inc. | IL | 296 | $24.1M | $41K |
| Journey Care, Inc. 403(b) Retirement Savings Plan | Journey Care, Inc. | IL | 280 | $15.7M | $19K |
| Tressler LLP 401(k) Retirement Plan | Tressler LLP | IL | 256 | $38.1M | $45K |
| Ams Retail Solutions 401(k) Plan | American Merchandising Specialists, Inc. | NC | 200 | $5.1M | $7,135 |
| McCann Industries, Inc. Employees' Retirement Plan | McCann Industries, Inc. | IL | 179 | $13.1M | $32K |
| Adolph Kiefer & Associates 401(K)PLAN | Adolph Kiefer & Associates, LLC | IL | 175 | $2.0M | $2,293 |
| Navy Pier, Inc. 401(k) Plan | Navy Pier, Inc. | IL | 138 | $9.4M | $29K |
| Nexum, Inc. 401(k) Plan | Nexum, Inc. | IN | 120 | $11.4M | $15K |
| Bronson & Bratton, Inc. Employees' Retirement Savings Plan | Bronson & Bratton, Inc. | IL | 114 | $19.0M | $16K |
Questions and answers
How many plans does Wintrust Investments LLC serve?
32 plans with 100 or more participants named it on Schedule C for plan year 2024. Plans that paid it under $5,000, small plans that file Form 5500-SF, and plans whose filings spell its name without an EIN under a different form are not counted.
What do plans pay Wintrust Investments LLC?
The median plan reported $54.09 per participant in direct and indirect compensation (32 plans reporting an amount), or 0.13% of plan net assets. Eligible indirect compensation disclosed to the plan by formula is not reported as a dollar amount, so many filings understate what a provider receives.
What services are reported?
The service codes most often attached to it are Investment advisory (plan) (28 plans), Recordkeeping and information management (2 plans), Trustee (bank, trust company, or similar financial institution) (2 plans) and Other services (2 plans).
Where does this come from?
Schedule C of Form 5500, Part I line 2, from the EBSA research files with filings received through 24 Aug 2026. Individuals named on Schedule C are excluded from this site.
Provenance
Source: U.S. Department of Labor, Employee Benefits Security Administration, Form 5500 research files, Schedule C Part I line 2, public domain, with filings received through 24 Aug 2026. Rows are grouped by the provider's EIN as entered by each plan; rows without an EIN join the EIN most often filed under the same name. Providers named on fewer than 25 plans have no page. See the methodology and corrections.