Providers › Investment advisory and management
Service provider · Schedule C, plan year 2024
Regions Bank
Most often reported for investment advisory and management
Form 5500 information is as filed by the plan administrator with the Department of Labor and may be amended. Figures reflect the plan year shown, not current balances. Schedule C lists only providers a plan paid $5,000 or more, and is filed only by plans with 100 or more participants.
For plan year 2024, 133 retirement plans with 100 or more participants reported paying Regions Bank $5,000 or more. Those plans cover 324,689 participant records, and the service most often reported is investment advisory and management.
Reported compensation from those plans, direct and indirect, totalled $5.6M. Per plan, the median was $47.89 per participant, with the middle half of plans between $20.28 and $110. These are amounts plans reported paying this organisation, not a price list: they depend on which services each plan buys and on how much is paid through fund expenses instead.
Its client plans are most numerous in Alabama (27), Texas (17) and Mississippi (17).
In 2009 it appeared on 87 such filings; in 2024, 134 (up 54%). Yearly counts include every filing that names it, so they can run slightly above the number of plans with pages here, and name or EIN changes after mergers can break the series.
Reported compensation per plan
| Across this provider's plans | 25th percentile | Median | 75th percentile |
|---|---|---|---|
| Compensation per participant | $20.28 | $47.89 | $110 |
| Compensation as a share of plan net assets | 0.04% | 0.14% | 0.24% |
What each plan reported paying this organisation, not the plan's total cost. For reference, the median US defined contribution plan reported $123 per participant to all Schedule C providers combined.
Plans served by year
Matched by employer identification number. A merger or a change of filing entity starts a new series, so a drop to zero is not a loss of clients by itself.
By state
By plan size
Services reported
Largest plans naming this provider
| Plan | Sponsor | State | Participants | Net assets | Reported to this provider |
|---|---|---|---|---|---|
| Oasis Retirement Savings Plan | Oasis Outsourcing Holdings, Inc. and Its Affiliates | FL | 116,682 | $2.13B | $101K |
| Indiana State Council of Carpenters Pension Fund | Board of Trustees Indiana State Council of Carpenters Pension Fund | MI | 17,170 | $1.35B | $48K |
| Mercer Wise Pooled Employer Plan | Mercer Investments, LLC | MA | 12,035 | $320M | $21K |
| The Profit Sharing and Savings Plan of Graybar Electric Company, Inc. | Graybar Electric Company, Inc. | MO | 11,961 | $1.95B | $150K |
| Iue-Cwa Pension Plan | Trustees of Iue- Cwa AFL-CIO Pension Fund | NY | 11,832 | $472M | $22K |
| Your Retirement Savings Plan | Your Retirement Savings Plan Company | MS | 10,815 | $205M | $348K |
| Central Illinois Carpenters Retirement Savings Fun | Board of Trustees Central Illinois Carpenters Retirement Savings Fund | IL | 8,248 | $254M | $26K |
| Sonesta International Hotels Corporation and Subsidiaries 401(k) Plan | Sonesta International Hotels Corporation | MA | 7,446 | $157M | $110K |
| NHS Affiliated Companies 401(k) Profit Sharing Plan | NHS Management, LLC | AL | 6,548 | $97.2M | $75K |
| Child Development Schools, Inc. 401(k) Savings Plan | Child Development Schools, Inc. DBA Childcare Netw | GA | 5,845 | $9.4M | $22K |
| Edison Chouest Offshore Retirement Plan | Galliano Marine Service, L.L.C. | LA | 5,522 | $381M | $47K |
| Ctca 401(k) Savings and Retirement Plan | Cancer Treatment Centers of America Global, Inc. | IL | 5,351 | $445M | $75K |
| Gis, LLC Compensation Deferral Plan | Grand Isle Shipyard, LLC | LA | 4,608 | $86.3M | $20K |
| Rouse's Enterprises, L.L.C. Profit Sharing & 401(k) Plan | Rouse's Enterprises, L.L.C. | LA | 4,490 | $35.0M | $30K |
| Guardian Pharmacy Services Management, LLC 401(k) Plan | Guardian Pharmacy Services Management, LLC | GA | 3,638 | $154M | $65K |
| Plumbers and Steamfitters Local 440 Defined Contribution Plan | Trustees of Plumbers/steamfitters Local 440 Defined Cont Pens Fund | IN | 3,604 | $198M | $14K |
| Globe Life Inc. Savings and Investment Plan | Globe Life Inc. | TX | 3,437 | $259M | $29K |
| Cubesmart, L.P. 401(k) Plan | Cubesmart, L.P. | PA | 3,283 | $59.7M | $35K |
| Hargrove 401(k) Plan and Trust | Hargrove and Associates, Inc. | AL | 3,154 | $251M | $70K |
| Crowne Management, LLC 401(k) and Profit Sharing Plan | Crowne Management, LLC | AL | 2,696 | $33.6M | $54K |
| Bollinger Shipyards 401(k) Savings Plan | Bollinger Shipyards, LLC | LA | 2,497 | $109M | $17K |
| Refuel 401(k) Plan | Refuel Operating Company, LLC | SC | 2,443 | $7.6M | $11K |
| A.f.of L.-A.g.c. Building Trades Pension Plan | A.f.of L.-A.g.c. Building Trades Pension | AL | 2,321 | $183M | $8,894 |
| Martin 401(k) Plan | Martin Resource Management Corporation | TX | 2,276 | $133M | $60K |
| Ahead, Inc. 401(k) Plan | Ahead, Inc. | IL | 2,091 | $176M | $129K |
| David Volkert & Associates, Inc. 401(k) Retirement Savings Plan | David Volkert & Associates, Inc. | AL | 2,073 | $106M | $75K |
| U. a. Local Union No. 614 Pension Plan | Trustees - U. a. Local Union No. 614 Pension Plan | TN | 1,978 | $204M | $8,608 |
| West Quality Food Service, Inc. 401(k) Retirement Savings Plan | West Quality Food Service, Inc. | MS | 1,965 | $2.9M | $11K |
| Community Eldercare Services LLC 401(k) Plan | Community Eldercare Services, LLC | MS | 1,782 | $2.6M | $14K |
| BBB Industries, LLC 401(k) Profit Sharing Plan | BBB Industries, LLC | AL | 1,713 | $54.5M | $40K |
| Gulf Distributing Companies 401(k) Plan | Gulf Distributing Co., Inc. | AL | 1,588 | $23.3M | $52K |
| Howard Industries, Inc. Retirement Savings Plan | Howard Industries, Inc. | MS | 1,474 | $88.0M | $143K |
| Eastern Shipbuilding Group, Inc. 401(k) Plan | Eastern Shipbuilding Group, Inc. | FL | 1,435 | $24.4M | $11K |
| Nine Energy Service 401(k) Plan | Nine Energy Service, LLC | TX | 1,409 | $59.7M | $41K |
| Kronospan Inc. 401(k) Plan | Kronospan Inc. | AL | 1,363 | $37.1M | $27K |
| HHS Human Capital, Inc. 401(k) Plan | HHS Human Capital, Inc. | TX | 1,345 | $116M | $50K |
| The RMR Group LLC 401(k) Retirement Plan | The RMR Group LLC | MA | 1,336 | $143M | $104K |
| Isg Enterprises, LLC and Group 401(k) | Isg Enterprises, LLC | AL | 1,334 | $38.4M | $76K |
| Southern Pipe & Supply Co., Inc. 401(k) Retirement Savings Plan | Southern Pipe & Supply Co., Inc. | MS | 1,309 | $101M | $109K |
| Plumbers & Steamfitters Local 150 Pension Fund | Plumbers & Steamfitters Local 150 Pension Fund | TN | 1,274 | $166M | $9,725 |
Questions and answers
How many plans does Regions Bank serve?
133 plans with 100 or more participants named it on Schedule C for plan year 2024. Plans that paid it under $5,000, small plans that file Form 5500-SF, and plans whose filings spell its name without an EIN under a different form are not counted.
What do plans pay Regions Bank?
The median plan reported $47.89 per participant in direct and indirect compensation (131 plans reporting an amount), or 0.14% of plan net assets. Eligible indirect compensation disclosed to the plan by formula is not reported as a dollar amount, so many filings understate what a provider receives.
What services are reported?
The service codes most often attached to it are Investment advisory (plan) (90 plans), Trustee (bank, trust company, or similar financial institution) (12 plans), Consulting (general) (8 plans) and Recordkeeping and information management (7 plans).
Where does this come from?
Schedule C of Form 5500, Part I line 2, from the EBSA research files with filings received through 24 Aug 2026. Individuals named on Schedule C are excluded from this site.
Provenance
Source: U.S. Department of Labor, Employee Benefits Security Administration, Form 5500 research files, Schedule C Part I line 2, public domain, with filings received through 24 Aug 2026. Rows are grouped by the provider's EIN as entered by each plan; rows without an EIN join the EIN most often filed under the same name. Providers named on fewer than 25 plans have no page. See the methodology and corrections.