Providers › Investment advisory and management
Service provider · Schedule C, plan year 2024
Park Avenue Securities
Most often reported for investment advisory and management
Form 5500 information is as filed by the plan administrator with the Department of Labor and may be amended. Figures reflect the plan year shown, not current balances. Schedule C lists only providers a plan paid $5,000 or more, and is filed only by plans with 100 or more participants.
For plan year 2024, 57 retirement plans with 100 or more participants reported paying Park Avenue Securities $5,000 or more. Those plans cover 200,800 participant records, and the service most often reported is investment advisory and management.
Reported compensation from those plans, direct and indirect, totalled $1.9M. Per plan, the median was $70.04 per participant, with the middle half of plans between $31.07 and $141. These are amounts plans reported paying this organisation, not a price list: they depend on which services each plan buys and on how much is paid through fund expenses instead.
Its client plans are most numerous in New York (17), Massachusetts (5) and New Jersey (5).
In 2009 it appeared on 10 such filings; in 2024, 57. Yearly counts include every filing that names it, so they can run slightly above the number of plans with pages here, and name or EIN changes after mergers can break the series.
Reported compensation per plan
| Across this provider's plans | 25th percentile | Median | 75th percentile |
|---|---|---|---|
| Compensation per participant | $31.07 | $70.04 | $141 |
| Compensation as a share of plan net assets | 0.16% | 0.21% | 0.32% |
What each plan reported paying this organisation, not the plan's total cost. For reference, the median US defined contribution plan reported $123 per participant to all Schedule C providers combined.
Plans served by year
Matched by employer identification number. A merger or a change of filing entity starts a new series, so a drop to zero is not a loss of clients by itself.
By state
By plan size
Services reported
Largest plans naming this provider
| Plan | Sponsor | State | Participants | Net assets | Reported to this provider |
|---|---|---|---|---|---|
| Principal Ease 401(k) Plan | Principal Life Insurance Company | IA | 163,954 | $651M | $62K |
| Emerald Healthcare, LLC 401(k) Plan | Emerald Healthcare, LLC | NY | 6,699 | $3.2M | $6,691 |
| Townsquare Media, Inc. 401(k) Plan | Townsquare Media, Inc. | NY | 2,463 | $111M | $50K |
| Spring Hills LLC 401(k) Plan | Spring Hills, LLC. | NJ | 1,766 | $5.4M | $20K |
| Pointe Group Care 401(k) Plan | Pointe Group Care, LLC | MA | 1,571 | $23.6M | $315K |
| American Cruise Lines, Inc. 401(k) Profit Sharing Plan | American Cruise Lines, Inc. | CT | 1,489 | $14.8M | $19K |
| Privilege Underwriters, Inc. 401(k) Plan | Privilege Underwriters, Inc. | NY | 1,390 | $169M | $100K |
| Chesapeake Eye Care Management, LLC 401(k) Plan | Chesapeake Eye Care Management, | MD | 1,370 | $56.0M | $103K |
| Senior Living Residences, LLC 401(k) Plan | Senior Living Residences, LLC | MA | 1,330 | $10.1M | $50K |
| Four Winds 401(k) Savings and Investment Plan | Four Winds, Inc. | NY | 1,127 | $42.1M | $57K |
| Retirement Path Pooled Employer Plan | Plan Professionals, LLC | NJ | 1,033 | $56.0M | $6,290 |
| Creative Financial Staffing 401(k) Plan | Creative Financial Staffing Inc. | MA | 983 | $26.9M | $50K |
| Stellar Health Management, LLC 401(k) Plan | Stellar Health Management, LLC | MA | 973 | $12.2M | $18K |
| Eden HC 401(k) Plan | 239 Legris Ave Operations, LLC | RI | 782 | $7.1M | $18K |
| Meriplex 401(k) Plan | Meriplex Communications, Ltd. | TX | 751 | $26.1M | $79K |
| Kids Dental Brands 401(k) Plan | General Dentistry 4 Kids - Payroll, LLC | AZ | 636 | $20.7M | $44K |
| Blue Stream Fiber 401(k) Plan | Blue Stream Communications | FL | 568 | $15.5M | $33K |
| City Winery 401(k) PS Plan | City Winery, LLC | NY | 537 | $3.2M | $14K |
| Roberts Oxygen Company 401(k) Plan | Roberts Oxygen Company, Inc. | MD | 534 | $9.6M | $32K |
| Duit Holdings 401(k) Plan | Duit Holdings | OK | 526 | $10.7M | $0 |
| 603 Healthcare 401(k) Plan | 603 Healthcare LLC | NY | 507 | $490K | $231 |
| Nyc Alliance Group, LLC 401(k) Profit Sharing Plan and Trust | Nyc Alliance Group, LLC | NY | 492 | $8.3M | $0 |
| West Point Optical, LLC Retirement Savings Plan | West Point Optical, LLC | OH | 477 | $3.7M | $0 |
| Chestnut Petroleum Distributors, Inc. 401(k) Plan | Chestnut Petroleum Distributors, | NY | 474 | $6.9M | $13K |
| Hebrew Academy for Special Children Defined Contribution Retirement Plan | Hebrew Academy Special Children | NY | 472 | $21.2M | $33K |
| CFS PEP | Americantcs Fiduciary Services, LLC | FL | 462 | $10.8M | $29K |
| First Financial Resources, Inc. Profit Sharing Plan and Trust | First Financial Resources, Inc. | TX | 455 | $35.4M | $21K |
| Applause App Quality, Inc. 401(k) Plan | Applause App Quality, Inc. | MA | 449 | $30.7M | $0 |
| Community Health Network | Stephen F Austin Community Healt | TX | 434 | $6.3M | $13K |
| S.R. Freeman, Inc. Profit Sharing Plan & Trust | S.R. Freeman, Inc. | CA | 398 | $13.8M | $59K |
| Sportscare 401(k) Plan | Sportscare Institute Inc. | NJ | 371 | $14.2M | $49K |
| Ground Support Services Prevailing Wage Plan | Greater Shield, LLC DBA Ground Support Services | NY | 371 | $2.6M | $6,960 |
| The Norman's Gift Shops, Inc. Employee Stock Ownership Plan | Norman's Gift Shops, Inc. | PA | 321 | $34.8M | $17K |
| Victoria U.S. Holdings 401(k) Plan | Cali Bamboo, LLC | CA | 313 | $18.3M | $63K |
| Ezra Medical Center 403(b) Retirement Plan | Lerfuah Medical and Rehabilitation Center Inc. DBA Ezra Medical Center | NY | 274 | $5.2M | $20K |
| Innovid LLC | Innovid LLC | NY | 264 | $23.9M | $55K |
| Child Care Resource and Referral, Inc. Matched Savings Retirement Plan | Child Care Resource & Referral, Inc. | MN | 234 | $7.8M | $0 |
| Marki Microwave Retirement Plan | Marki Microwave, Inc. | CA | 234 | $18.3M | $36K |
| Brookbeam Dental Holdings, LLC 401(k) Plan | Brookbeam Dental Holdings, LLC | NY | 232 | $8.4M | $36K |
| Semper Fi & America's Fund Erisa 403(b) Plan | Semper Fi and America's Fund | VA | 220 | $6.3M | $12K |
Questions and answers
How many plans does Park Avenue Securities serve?
57 plans with 100 or more participants named it on Schedule C for plan year 2024. Plans that paid it under $5,000, small plans that file Form 5500-SF, and plans whose filings spell its name without an EIN under a different form are not counted.
What do plans pay Park Avenue Securities?
The median plan reported $70.04 per participant in direct and indirect compensation (50 plans reporting an amount), or 0.21% of plan net assets. Eligible indirect compensation disclosed to the plan by formula is not reported as a dollar amount, so many filings understate what a provider receives.
What services are reported?
The service codes most often attached to it are Investment advisory (plan) (20 plans), Other services (16 plans), Recordkeeping and information management (6 plans) and Trustee (bank, trust company, or similar financial institution) (6 plans).
Where does this come from?
Schedule C of Form 5500, Part I line 2, from the EBSA research files with filings received through 24 Aug 2026. Individuals named on Schedule C are excluded from this site.
Provenance
Source: U.S. Department of Labor, Employee Benefits Security Administration, Form 5500 research files, Schedule C Part I line 2, public domain, with filings received through 24 Aug 2026. Rows are grouped by the provider's EIN as entered by each plan; rows without an EIN join the EIN most often filed under the same name. Providers named on fewer than 25 plans have no page. See the methodology and corrections.