Providers › Other services
Service provider · Schedule C, plan year 2024
New York Life Securities
Most often reported for other services
Form 5500 information is as filed by the plan administrator with the Department of Labor and may be amended. Figures reflect the plan year shown, not current balances. Schedule C lists only providers a plan paid $5,000 or more, and is filed only by plans with 100 or more participants.
For plan year 2024, 26 retirement plans with 100 or more participants reported paying New York Life Securities $5,000 or more. Those plans cover 176,472 participant records, and the service most often reported is other services.
Reported compensation from those plans, direct and indirect, totalled $675K. Per plan, the median was $36.04 per participant, with the middle half of plans between $21.38 and $112. These are amounts plans reported paying this organisation, not a price list: they depend on which services each plan buys and on how much is paid through fund expenses instead.
Its client plans are most numerous in Texas (3), California (3) and Iowa (3).
In 2012 it appeared on 17 such filings; in 2024, 26. Yearly counts include every filing that names it, so they can run slightly above the number of plans with pages here, and name or EIN changes after mergers can break the series.
Reported compensation per plan
| Across this provider's plans | 25th percentile | Median | 75th percentile |
|---|---|---|---|
| Compensation per participant | $21.38 | $36.04 | $112 |
| Compensation as a share of plan net assets | 0.06% | 0.20% | 0.29% |
What each plan reported paying this organisation, not the plan's total cost. For reference, the median US defined contribution plan reported $123 per participant to all Schedule C providers combined.
Plans served by year
Matched by employer identification number. A merger or a change of filing entity starts a new series, so a drop to zero is not a loss of clients by itself.
By state
By plan size
Services reported
Largest plans naming this provider
| Plan | Sponsor | State | Participants | Net assets | Reported to this provider |
|---|---|---|---|---|---|
| Principal Ease 401(k) Plan | Principal Life Insurance Company | IA | 163,954 | $651M | $41K |
| Synergos Companies 401(k) Plan | Synergos Companies LLC | AZ | 2,894 | $36.3M | $117K |
| The Iowa Clinic 401(k) Profit Sharing Plan | The Iowa Clinic, P.C. | IA | 1,817 | $329M | $22K |
| Team Velocity Marketing, LLC 401(k) Plan | Team Velocity Marketing, LLC | VA | 831 | $27.2M | $99K |
| Chapman & Prime 401(k) Profit Sharing Plan | Chapman Health Care Center, Inc. | AL | 754 | $4.9M | $22K |
| Mori Associates, Inc. 401(k) Plan and Trust | Mori Associates, Inc. | MD | 564 | $35.5M | $138K |
| Elway Dealers 401(k) Plan | Ep Blazer, LLC DBA John Elway Chevrolet | CO | 537 | $11.3M | $25K |
| Competition Imports 401(k) Plan and Trust | Competition Imports | NY | 490 | $22.9M | $53K |
| Southcoast Welding 401(k) Plan | Southcoast Welding & Manufacturing LLC | CA | 430 | $3.8M | $215 |
| Arbutus Park Manor Retirement Savings Plan | Arbutus Park Manor | PA | 409 | $4.3M | $10K |
| Core Clinical Management 401(k) Plan | Core Clinical Management, LLC | GA | 407 | $5.2M | $9,706 |
| SBE2 401(k) Plan | SBE2, LLC | LA | 352 | $7.5M | $13K |
| Trinity Care Providers 401(k) Profit Sharing Plan | Trinity Care Providers | IL | 331 | $14K | $0 |
| American First National Bank 401(k) Retirement Savings Plan | American First National Bank | TX | 277 | $58.6M | $0 |
| N.A.S.W. Employees 401(k) Benefit Plan | National Association of Social Workers, Inc. | DC | 276 | $22.3M | $2,735 |
| Lynd Management Group LLC 401(k) Plan | Lynd Management Group LLC | TX | 261 | $2.0M | $6,038 |
| Chem Gro 401(k) Plan | Chem Gro of Houghton, Inc. | IA | 227 | $14.5M | $29K |
| Odyssea Marine 401(k) Plan | Odyssea Marine, LLC | LA | 221 | $9.1M | $4,597 |
| WGS 401(k) Plan | West Gaines Seed, Inc. | TX | 216 | $14.8M | $2,526 |
| Share Our Selves Corporation 403(b) Plan | Share Our Selves Corporation | CA | 214 | $7.0M | $15K |
| Equity Settlement Services Inc. 401(k) Plan | Equity Settlement Services Inc. | NY | 211 | $8.2M | $0 |
| Goldenwest Diamond Corporation 401(k) Plan | Goldenwest Diamond Corporation | CA | 202 | $8.7M | $6,986 |
| The Mosaic Tile Company of Virginia Inc. 401(k) Profit Sharing Plan | The Mosaic Tile Company of Virginia | VA | 190 | $20.1M | $0 |
| Ppic 401(k) Safe Harbor Plan | Patriot Power Investment Corporation | NM | 144 | $9.4M | $18K |
| Church of the Pentecost U.S.A., Inc. Pension 401 (K) Plan | Church of the Pentecost U.S.A., Inc. | NY | 133 | $7.9M | $26K |
| Jyg Innovations 401(k) Plan | Jyg Innovations LLC | OH | 130 | $5.8M | $15K |
Questions and answers
How many plans does New York Life Securities serve?
26 plans with 100 or more participants named it on Schedule C for plan year 2024. Plans that paid it under $5,000, small plans that file Form 5500-SF, and plans whose filings spell its name without an EIN under a different form are not counted.
What do plans pay New York Life Securities?
The median plan reported $36.04 per participant in direct and indirect compensation (22 plans reporting an amount), or 0.20% of plan net assets. Eligible indirect compensation disclosed to the plan by formula is not reported as a dollar amount, so many filings understate what a provider receives.
What services are reported?
The service codes most often attached to it are Other services (14 plans), Investment advisory (plan) (2 plans), Investment advisory (participants) (1 plans) and Insurance agents and brokers (1 plans).
Where does this come from?
Schedule C of Form 5500, Part I line 2, from the EBSA research files with filings received through 24 Aug 2026. Individuals named on Schedule C are excluded from this site.
Provenance
Source: U.S. Department of Labor, Employee Benefits Security Administration, Form 5500 research files, Schedule C Part I line 2, public domain, with filings received through 24 Aug 2026. Rows are grouped by the provider's EIN as entered by each plan; rows without an EIN join the EIN most often filed under the same name. Providers named on fewer than 25 plans have no page. See the methodology and corrections.