Providers › Investment advisory and management
Service provider · Schedule C, plan year 2024
M Holdings Securities Inc.
Most often reported for investment advisory and management
Form 5500 information is as filed by the plan administrator with the Department of Labor and may be amended. Figures reflect the plan year shown, not current balances. Schedule C lists only providers a plan paid $5,000 or more, and is filed only by plans with 100 or more participants.
For plan year 2024, 97 retirement plans with 100 or more participants reported paying M Holdings Securities Inc. $5,000 or more. Those plans cover 82,116 participant records, and the service most often reported is investment advisory and management.
Reported compensation from those plans, direct and indirect, totalled $2.8M. Per plan, the median was $76.76 per participant, with the middle half of plans between $38.82 and $119. These are amounts plans reported paying this organisation, not a price list: they depend on which services each plan buys and on how much is paid through fund expenses instead.
Its client plans are most numerous in Michigan (25), Pennsylvania (11) and New Jersey (10).
In 2009 it appeared on 37 such filings; in 2024, 95. Yearly counts include every filing that names it, so they can run slightly above the number of plans with pages here, and name or EIN changes after mergers can break the series.
Reported compensation per plan
| Across this provider's plans | 25th percentile | Median | 75th percentile |
|---|---|---|---|
| Compensation per participant | $38.82 | $76.76 | $119 |
| Compensation as a share of plan net assets | 0.13% | 0.22% | 0.28% |
What each plan reported paying this organisation, not the plan's total cost. For reference, the median US defined contribution plan reported $123 per participant to all Schedule C providers combined.
Plans served by year
Matched by employer identification number. A merger or a change of filing entity starts a new series, so a drop to zero is not a loss of clients by itself.
By state
By plan size
Services reported
Largest plans naming this provider
| Plan | Sponsor | State | Participants | Net assets | Reported to this provider |
|---|---|---|---|---|---|
| Life Care Centers of America, Inc. 401(k) Savings Plan | Life Care Centers of America, Inc. | TN | 31,367 | $298M | $10K |
| Inperium & Family of Services 401(k) Plan | Inperium, Inc. | PA | 4,611 | $37.4M | $62K |
| Marelli North America, Inc. 401(k) Retirement Plan | Marelli North America, Inc. | TN | 3,250 | $219M | $75K |
| Aegis Senior Communities, LLC 401(k) Plan | Aegis Senior Communities, LLC | WA | 3,059 | $21.4M | $27K |
| Solaris Foundation 401(k) Retirement Plan | Solaris Foundation, Inc. | FL | 1,919 | $23.3M | $56K |
| Emagine Entertainment 401(k) Plan | Cinema Hollywood, LLC DBA Emagine Birch Run | MI | 1,870 | $4.4M | $30K |
| Molecular Epidemiology, Inc. 401(k) Profit Sharing Plan | Molecular Epidemiology, Inc. | WA | 1,630 | $34.0M | $25K |
| Easter Seals - Michigan, Inc. 401(k) Plan | Easterseals Morc | MI | 1,342 | $87.7M | $146K |
| Best Services Group, Inc. Employee Savings and Profit Sharing Plan | Best Services Group, Inc. | NC | 1,139 | $16.2M | $28K |
| American Seafoods Group 401(k) Plan | American Seafoods Group, LLC. | WA | 1,077 | $54.5M | $24K |
| North Pacific Seafoods 401(k) Savings Plan | North Pacific Seafoods, Inc. | WA | 903 | $30.3M | $13K |
| Casa 401(k) Plan | Casa Nissan, Inc. | TX | 871 | $18.9M | $53K |
| Feg 401(k) Plan | Family Entertainment Group, LLC | IL | 830 | $6.9M | $25K |
| The Ave Maria 401(k) Plan | The Ave Maria Foundation | MI | 792 | $27.0M | $13K |
| Commonwealth Savings Plan | E J Stewart Inc. | PA | 787 | $3.8M | $8,174 |
| Amerijet International 401(k) Plan | Amerijet International, Inc. | FL | 785 | $22.6M | $31K |
| Mrco, LLC 401(k) Plan | Mrco, LLC | TN | 762 | $4.1M | $30K |
| Mobile Medical Response, Incorporated 401(k) Plan | Mobile Medical Response, Incorporated | MI | 761 | $18.3M | $41K |
| Orbis Holdings Group, LLC 401(k) Savings & Investment Plan | Orbis Holdings Group, LLC | MI | 752 | $7.8M | $20K |
| Multiquip Inc. Profit Sharing and Retirement Savings Plan | Multiquip Inc. | CA | 724 | $66.6M | $51K |
| Mature Care of Standifer Place 401(k) Plan | Mature Care of Standifer Place, LLC | TN | 688 | $4.3M | $11K |
| Ydsp Entertainment DBA Speaking Rock Entertainment Center 401(k) Plan | Ydsp Entertainment DBA Speaking Rock Entertainment Center | TX | 639 | $14.4M | $37K |
| Nci Retirement Plan | National Coney Island, Inc. | MI | 633 | $4.9M | $11K |
| Rairdon Auto Group 401(k) Plan | Cjok, Inc. DBA Rairdon's Dodge Chrysler Jeep of Kirkland | WA | 631 | $13.9M | $49K |
| Achieva Credit Union 401(k) Savings Plan | Achieva Credit Union | FL | 628 | $46.3M | $65K |
| Dunwoody Village 403(b) Plan | Dunwoody Village Inc. | PA | 607 | $19.1M | $6,260 |
| Everas Community Services, Inc. Tax Deferred Annuity Retirement Plan | Everas Community Services, Inc. | NJ | 588 | $7.5M | $8,673 |
| Advanced Technology Systems Group 401(k) Plan | Advanced Technology Systems Group, LLC | MI | 568 | $34.5M | $70K |
| Jobe Materials, LP 401(k) Plan | Jobe Materials, LP | TX | 553 | $19.6M | $71K |
| Freedompay, Inc. 401(k) Profit Sharing Plan | Freedompay, Inc. | PA | 552 | $27.6M | $44K |
| Foote Family of Companies Employee Savings Plan | Foote Cattle Company, LLC | NE | 547 | $14.8M | $36K |
| Merrill Technologies Group Inc. 401(k) Profit Sharing Plan & Trust | Merrill Technologies Group Inc. | MI | 529 | $46.2M | $62K |
| Suvoda LLC 401(k) Plan | Suvoda LLC | PA | 499 | $25.4M | $41K |
| Kiel Center 401(k) Plan | Kiel Center Partners, L.P. | MO | 498 | $24.0M | $6,406 |
| William Raveis Employees Savings & Retirement | William Raveis Real Estate, Inc. | CT | 495 | $34.8M | $32K |
| VTC 401(k) Plan | Verita Telecommunications Corporation | MI | 453 | $8.4M | $37K |
| Thule Inc. 401(k) Plan | Thule Inc. | CT | 430 | $46.5M | $42K |
| Judson Center Employees 401(k) Retirement Plan | Judson Center | MI | 422 | $8.3M | $20K |
| Weststar Bank 401(k) Plan | Weststar Bank | TX | 404 | $26.5M | $84K |
| Noah Medical 401(k) Plan | Noah Medical Corporation | CA | 390 | $11.0M | $17K |
Questions and answers
How many plans does M Holdings Securities Inc. serve?
97 plans with 100 or more participants named it on Schedule C for plan year 2024. Plans that paid it under $5,000, small plans that file Form 5500-SF, and plans whose filings spell its name without an EIN under a different form are not counted.
What do plans pay M Holdings Securities Inc.?
The median plan reported $76.76 per participant in direct and indirect compensation (94 plans reporting an amount), or 0.22% of plan net assets. Eligible indirect compensation disclosed to the plan by formula is not reported as a dollar amount, so many filings understate what a provider receives.
What services are reported?
The service codes most often attached to it are Investment advisory (plan) (57 plans), Investment advisory (participants) (12 plans), Other services (8 plans) and Recordkeeping and information management (6 plans).
Where does this come from?
Schedule C of Form 5500, Part I line 2, from the EBSA research files with filings received through 24 Aug 2026. Individuals named on Schedule C are excluded from this site.
Provenance
Source: U.S. Department of Labor, Employee Benefits Security Administration, Form 5500 research files, Schedule C Part I line 2, public domain, with filings received through 24 Aug 2026. Rows are grouped by the provider's EIN as entered by each plan; rows without an EIN join the EIN most often filed under the same name. Providers named on fewer than 25 plans have no page. See the methodology and corrections.