Providers › Investment advisory and management
Service provider · Schedule C, plan year 2024
Cota Street Investment Management
Most often reported for investment advisory and management
Form 5500 information is as filed by the plan administrator with the Department of Labor and may be amended. Figures reflect the plan year shown, not current balances. Schedule C lists only providers a plan paid $5,000 or more, and is filed only by plans with 100 or more participants.
Cota Street Investment Management is named as a service provider on the Schedule C of 35 retirement plans with 100 or more participants for plan year 2024, covering 35,724 participant records. Most often it is reported for investment advisory and management.
Reported compensation from those plans, direct and indirect, totalled $990K. Per plan, the median was $25.60 per participant, with the middle half of plans between $8.72 and $47.44. These are amounts plans reported paying this organisation, not a price list: they depend on which services each plan buys and on how much is paid through fund expenses instead.
Its client plans are most numerous in California (13), Minnesota (7) and Wisconsin (4).
In 2020 it appeared on 13 such filings; in 2024, 36. Yearly counts include every filing that names it, so they can run slightly above the number of plans with pages here, and name or EIN changes after mergers can break the series.
Reported compensation per plan
| Across this provider's plans | 25th percentile | Median | 75th percentile |
|---|---|---|---|
| Compensation per participant | $8.72 | $25.60 | $47.44 |
| Compensation as a share of plan net assets | 0.02% | 0.06% | 0.10% |
What each plan reported paying this organisation, not the plan's total cost. For reference, the median US defined contribution plan reported $123 per participant to all Schedule C providers combined.
Plans served by year
Matched by employer identification number. A merger or a change of filing entity starts a new series, so a drop to zero is not a loss of clients by itself.
By state
By plan size
Services reported
Largest plans naming this provider
| Plan | Sponsor | State | Participants | Net assets | Reported to this provider |
|---|---|---|---|---|---|
| Seneca Foods Corporation Employees' Savings Plan | Seneca Foods Corporation | NY | 9,225 | $258M | $359K |
| Sperber Landscape Companies and Subsidiaries 401(k) Plan | Sperber Landscape Companies, LLC | CA | 3,245 | $43.1M | $27K |
| World Retirement Plan | World Insurance Associates LLC | NJ | 2,985 | $149M | $6,074 |
| Lund Food Holdings, Inc. 401(k) Plan | Lund Food Holdings, Inc. | MN | 2,757 | $66.2M | $18K |
| CSC Generation Holdings, LLC 401(k) Plan | CSC Generation Holdings, LLC | IN | 2,155 | $49.5M | $11K |
| Thomas Cuisine Management 401(k) Plan | Thomas Management, LLC | ID | 1,552 | $26.8M | $25K |
| Norcal Harvesting, LLC 401(k) Plan | Norcal Harvesting, LLC | CA | 1,185 | $679K | $1,433 |
| Retiremint PEP | The Finway Group, LLC | IA | 954 | $12.7M | $6,398 |
| Improving 401(k) Plan | Improving Corporate Services, LLC | TX | 895 | $96.2M | $13K |
| Reedsburg Area Medical Center, Inc. 401(k) Plan | Reedsburg Area Medical Center, Inc. | WI | 824 | $89.1M | $78K |
| United Cooperative 401(k) Plan | United Cooperative | WI | 792 | $70.0M | $41K |
| Webcor Builders 401(k) Profit Sharing Plan | Webcor Construction LP DBA Webcor Builders | CA | 780 | $134M | $21K |
| Lund Food Holdings, Inc. 401(k) Profit Sharing Plan | Lund Food Holdings, Inc. | MN | 779 | $79.5M | $18K |
| Ameritex Pipe & Products 401(k) Plan | Ameritex Pipe & Products LLC | TX | 709 | $8.6M | $2,039 |
| Thrivedx 401(k) Profit Sharing Plan and Trust | Hackerusa, Inc. d/b/a Thrivedx | MD | 621 | $5.5M | $3,252 |
| Wow Logistics Company 401(k) Plan | Wow Logistics Company | WI | 521 | $21.5M | $23K |
| Rahr Corporation Employees' Retirement Savings Plan | Rahr Corporation | MN | 514 | $84.4M | $66K |
| Hunt Electric Corporation and Ecsi 401(k) Profit Sharing Plan | Hunt Electric Corporation | MN | 493 | $85.7M | $82K |
| Sensortower, Inc. 401(k) Plan | Sensor Tower, Inc. | CA | 423 | $22.0M | $7,874 |
| Cirks Construction, Inc. 401(k) Plan | Cirks Construction, Inc. | CA | 414 | $11.9M | $14K |
| Curology 401(k) Plan | Curology, Inc. | CA | 393 | $17.4M | $10K |
| Eightfold Ai Inc. 401(k) Plan | Eightfold Ai Inc. | CA | 392 | $23.5M | $16K |
| Ronnoco Coffee, LLC Retirement Savings Plan | Ronnoco Coffee, LLC | MO | 332 | $17.3M | $20K |
| Vizance, Inc. 401(k) Profit Sharing Plan | Vizance, Inc. | WI | 325 | $20.6M | $8,911 |
| Voyage Healthcare Retirement Plan | North Clinic, P.A. DBA Voyage Healthcare | MN | 325 | $81.9M | $4,939 |
| First Northern Bank Profit Sharing 401(k) Plan | First Northern Bank of Dixon | CA | 309 | $37.4M | $7,401 |
| Dynamic Campus Solutions Inc. 401(k) Plan | Dynamic Campus Solutions Inc. | TX | 305 | $9.2M | $2,098 |
| Northwest Real Estate Capital Corp. 401(k) Plan | Northwest Real Estate Capital Corp. | ID | 271 | $5.4M | $9,899 |
| Burger Physical Therapy Profit Sharing & 401(k) Plan | Burger Rehabilitation Systems, Inc. | CA | 234 | $11.1M | $22K |
| Cedar Valley Services, Inc. 401(k) Profit Sharing Plan | Cedar Valley Services, Inc. | MN | 224 | $11.1M | $19K |
| Traliant Operating, LLC. 401(k) Plan | Traliant Operating, LLC. | CA | 217 | $6.8M | $1,975 |
| Influxdata Inc. Retirement Trust | Influxdata Inc. | CA | 183 | $10.1M | $1,883 |
| Key Code Media Retirement Plan | Key Code Media, Inc. | CA | 172 | $9.4M | $7,124 |
| Potrero Distilling Holdings Retirement Plan | Potrero Distilling Holdings | CA | 113 | $13.9M | $5,980 |
| Limited Energy 401(k) Field Plan | Hunt Electric Corporation | MN | 106 | $12.1M | $30K |
Questions and answers
How many plans does Cota Street Investment Management serve?
35 plans with 100 or more participants named it on Schedule C for plan year 2024. Plans that paid it under $5,000, small plans that file Form 5500-SF, and plans whose filings spell its name without an EIN under a different form are not counted.
What do plans pay Cota Street Investment Management?
The median plan reported $25.60 per participant in direct and indirect compensation (35 plans reporting an amount), or 0.06% of plan net assets. Eligible indirect compensation disclosed to the plan by formula is not reported as a dollar amount, so many filings understate what a provider receives.
What services are reported?
The service codes most often attached to it are Investment management (35 plans).
Where does this come from?
Schedule C of Form 5500, Part I line 2, from the EBSA research files with filings received through 24 Aug 2026. Individuals named on Schedule C are excluded from this site.
Provenance
Source: U.S. Department of Labor, Employee Benefits Security Administration, Form 5500 research files, Schedule C Part I line 2, public domain, with filings received through 24 Aug 2026. Rows are grouped by the provider's EIN as entered by each plan; rows without an EIN join the EIN most often filed under the same name. Providers named on fewer than 25 plans have no page. See the methodology and corrections.