Providers › Insurance and brokerage
Service provider · Schedule C, plan year 2024
Charles Schwab Investment MGMT Inc.
Most often reported for insurance and brokerage
Form 5500 information is as filed by the plan administrator with the Department of Labor and may be amended. Figures reflect the plan year shown, not current balances. Schedule C lists only providers a plan paid $5,000 or more, and is filed only by plans with 100 or more participants.
For plan year 2024, 57 retirement plans with 100 or more participants reported paying Charles Schwab Investment MGMT Inc. $5,000 or more. Those plans cover 40,006 participant records, and the service most often reported is insurance and brokerage.
Reported compensation from those plans, direct and indirect, totalled $123K. Per plan, the median was $0.12 per participant, with the middle half of plans between $0.03 and $0.68. These are amounts plans reported paying this organisation, not a price list: they depend on which services each plan buys and on how much is paid through fund expenses instead.
Its client plans are most numerous in California (8), New York (6) and Texas (6).
In 2009 it appeared on 50 such filings; in 2024, 59 (up 18%). Yearly counts include every filing that names it, so they can run slightly above the number of plans with pages here, and name or EIN changes after mergers can break the series.
Reported compensation per plan
| Across this provider's plans | 25th percentile | Median | 75th percentile |
|---|---|---|---|
| Compensation per participant | $0.03 | $0.12 | $0.68 |
| Compensation as a share of plan net assets | 0.00% | 0.00% | 0.00% |
What each plan reported paying this organisation, not the plan's total cost. For reference, the median US defined contribution plan reported $123 per participant to all Schedule C providers combined.
Plans served by year
Matched by employer identification number. A merger or a change of filing entity starts a new series, so a drop to zero is not a loss of clients by itself.
By state
By plan size
Services reported
Largest plans naming this provider
| Plan | Sponsor | State | Participants | Net assets | Reported to this provider |
|---|---|---|---|---|---|
| Imeg 401(k) Plan | Imeg Consultants Corp. | IL | 3,602 | $380M | $99 |
| Misa Consolidated 401(k) Plan | Marubeni-Itochu Steel America | NY | 3,047 | $278M | $337 |
| Legence 401(k) Plan | Legence Holdings LLC | CA | 2,938 | $217M | $40 |
| Co-Op 401(k) Plan | Coop Shared Services, LLC | ID | 2,772 | $99.2M | $15K |
| Chambersburg Hospital Bargaining 403(b) Plan | Wellspan Health | PA | 2,112 | $83.3M | $50 |
| My Airline 401(k) Retirement Plan | Trans States Holdings, Inc. | MO | 1,968 | $60.7M | $323 |
| Chambersburg Hospital 401(a) Plan and Trust | Wellspan Health | PA | 1,928 | $7.3M | $0 |
| Wilmington Health, PLLC Retirement Plan | Wilmington Health, PLLC | NC | 1,583 | $166M | $21K |
| The Putnam Retirement Plan | Putnam Investments, LLC | CO | 1,528 | $556M | $2,590 |
| Centre for Neuro Skills 401(k) Retirement Plan | Centre for Neuro Skills | CA | 1,490 | $55.4M | $19K |
| Co-Op 401(k) Plan | Central Valley AG Cooperative | NE | 1,466 | $66.2M | $10K |
| McDonald Automotive Group Salary Deferral 401(k) Plan | Continental Volkswagon LLC | CO | 910 | $26.7M | $130 |
| Lewis Resource Management LLC 401(k) Plan | Lewis Resource Management, LLC | TX | 873 | $43.4M | $9 |
| Scoi 401(k) Plan and Trust | Southern Ca Orthopedic Inst | CA | 864 | $39.0M | $15 |
| Tower Research Capital Group 401(k) Plan | Tower Research Capital, LLC | NY | 825 | $167M | $66 |
| Maintech 401(k) Retirement Plan and Trust | Maintech Incorporated | NJ | 723 | $32.9M | $20 |
| Shelor Automotive Group 401(k) Plan & Profit Sharing Trust | Shelor Motor Mile, Inc. | VA | 607 | $22.3M | $83 |
| Cacique Foods LLC Profit Sharing /salary Savings Plan | Cacique Foods LLC | TX | 596 | $36.5M | $58 |
| Anders Minkler Huber & Helm LLP 401(k) Savings Plan | Anders Minkler Huber & Helm LLP | MO | 481 | $54.5M | $829 |
| Co-Op 401(k) Plan | Dairy One Cooperative, Inc. | NY | 459 | $38.9M | $6,534 |
| Urology Clinics of North Texas, PLLC 401(k) Profit Sharing Plan | Urology Clinics of North Texas, PLLC | TX | 449 | $71.5M | $19K |
| Marlabs 401(k) Plan | Marlabs LLC | NJ | 407 | $13.0M | $20 |
| Stradley, Ronon, Stevens & Young, LLP Retirement Plan I | Stradley, Ronon, Stevens & Young, LLP | PA | 389 | $188M | $8,951 |
| White-Wilson Medical Center Profit Sharing & 401(k) Plan &TR | White-Wilson Medical Center, PA | FL | 385 | $39.8M | $37 |
| GCR Acquisition Company, LLC DBA Civix 401(k) and PS Plan | GCR Acquisition Company, LLC. | FL | 385 | $28.3M | $14 |
| Infovision, Inc. 401(k) Plan | Infovision, Inc. | TX | 374 | $12.3M | $62 |
| Markon, LLC 401(k) Plan | Markon, LLC | VA | 370 | $42.3M | $50 |
| Optim Orthopedics, LLC 401(k) Profit Sharing Plan | Optim Orthopedics, LLC | GA | 366 | $46.3M | $101 |
| Jssi Management Enterprises, LLC 401(k) Plan | Jssi Management Enterprises, LLC | IL | 342 | $38.0M | $4 |
| Van Eck Associates Employees Profit Sharing Plan and Trust | Van Eck Associates Corporation | NY | 337 | $89.4M | $32 |
| Kalle USA, LLC 401(k) Plan | Kalle USA, LLC | IL | 335 | $15.4M | $9 |
| Afsi Employee Retirement Plan | Advanced Filtration Systems, Inc. | IL | 287 | $29.5M | $1 |
| Upstate Farms Dairy, LLC Retirement Plan | Upstate Niagara Cooperative, Inc. | NY | 270 | $10.9M | $64 |
| Sabmd LLC 401(k) | Sabmd LLC | VA | 261 | $6.3M | $697 |
| Feist Watson Enterprises, Inc. Profit Sharing Plan | Feist Watson Enterprises | MT | 258 | $18.9M | $126 |
| International Shoppes, Inc. 401(k) Profit Sharing Plan | International Shoppes, Inc. | NY | 256 | $13.0M | $1 |
| Redstone Construction Group Inc. 401(k) Plan | Redstone Construction Group Inc. | AR | 254 | $5.7M | $0 |
| Pacific Bearing Company Associates' Retirement Plan | Pacific Bearing Corp. DBA PBC Li | IL | 235 | $8.1M | $68 |
| Snap Diagnostics LLC 401(k) Plan | Snap Diagnostics LLC | IL | 234 | $2.0M | $3 |
| Melissa Data Corporation 401(k) Profit Sharing Plan and Trust | Melissa Data Corporation | CA | 213 | $26.0M | $4 |
Questions and answers
How many plans does Charles Schwab Investment MGMT Inc. serve?
57 plans with 100 or more participants named it on Schedule C for plan year 2024. Plans that paid it under $5,000, small plans that file Form 5500-SF, and plans whose filings spell its name without an EIN under a different form are not counted.
What do plans pay Charles Schwab Investment MGMT Inc.?
The median plan reported $0.12 per participant in direct and indirect compensation (52 plans reporting an amount), or 0.00% of plan net assets. Eligible indirect compensation disclosed to the plan by formula is not reported as a dollar amount, so many filings understate what a provider receives.
What services are reported?
The service codes most often attached to it are Securities brokerage (46 plans), Trustee (bank, trust company, or similar financial institution) (3 plans), Investment advisory (plan) (3 plans) and Investment management (2 plans).
Where does this come from?
Schedule C of Form 5500, Part I line 2, from the EBSA research files with filings received through 24 Aug 2026. Individuals named on Schedule C are excluded from this site.
Provenance
Source: U.S. Department of Labor, Employee Benefits Security Administration, Form 5500 research files, Schedule C Part I line 2, public domain, with filings received through 24 Aug 2026. Rows are grouped by the provider's EIN as entered by each plan; rows without an EIN join the EIN most often filed under the same name. Providers named on fewer than 25 plans have no page. See the methodology and corrections.