Providers › Investment advisory and management
Service provider · Schedule C, plan year 2024
BKS Financial Investments LLC
Most often reported for investment advisory and management
Form 5500 information is as filed by the plan administrator with the Department of Labor and may be amended. Figures reflect the plan year shown, not current balances. Schedule C lists only providers a plan paid $5,000 or more, and is filed only by plans with 100 or more participants.
BKS Financial Investments LLC is named as a service provider on the Schedule C of 44 retirement plans with 100 or more participants for plan year 2024, covering 536,320 participant records. Most often it is reported for investment advisory and management.
Reported compensation from those plans, direct and indirect, totalled $1.7M. Per plan, the median was $12.65 per participant, with the middle half of plans between $5.98 and $51.66. These are amounts plans reported paying this organisation, not a price list: they depend on which services each plan buys and on how much is paid through fund expenses instead.
Its client plans are most numerous in Florida (19), Texas (9) and New York (3).
In 2019 it appeared on 15 such filings; in 2024, 44. Yearly counts include every filing that names it, so they can run slightly above the number of plans with pages here, and name or EIN changes after mergers can break the series.
Reported compensation per plan
| Across this provider's plans | 25th percentile | Median | 75th percentile |
|---|---|---|---|
| Compensation per participant | $5.98 | $12.65 | $51.66 |
| Compensation as a share of plan net assets | 0.01% | 0.06% | 0.14% |
What each plan reported paying this organisation, not the plan's total cost. For reference, the median US defined contribution plan reported $123 per participant to all Schedule C providers combined.
Plans served by year
Matched by employer identification number. A merger or a change of filing entity starts a new series, so a drop to zero is not a loss of clients by itself.
By state
By plan size
Services reported
Largest plans naming this provider
| Plan | Sponsor | State | Participants | Net assets | Reported to this provider |
|---|---|---|---|---|---|
| Justworks Retirement Savings Plan | Justworks Employment Group, LLC | NY | 163,323 | $3.93B | $70K |
| Oasis Retirement Savings Plan | Oasis Outsourcing Holdings, Inc. and Its Affiliates | FL | 116,682 | $2.13B | $82K |
| G & a Partners Multiple Employer 401(k) Plan | G & a Outsourcing, Inc. DBA G & a Partners | TX | 47,029 | $1.40B | $44K |
| Engage PEO Retirement Savings Plan | The S2 HR Group, LLC | FL | 40,710 | $1.04B | $40K |
| Learning Care Group Retirement Savings Plan | La Petite Academy, Inc. | MI | 20,538 | $101M | $30K |
| Shands Healthcare Matched Savings Account 403(b) | Shands Teaching Hospital and Clinics, Inc. | FL | 15,926 | $625M | $25K |
| Shands Health Care Matched Savings Account 401(a) | Shands Teaching Hospital and Clinics, Inc. | FL | 15,494 | $487M | $25K |
| Prestige Employee Administrators Retirement Savings Plan | Prestige Employee Administrators, Inc. | FL | 14,215 | $558M | $111K |
| Decisionhr Retirement Savings Plan | Decisionhr, Inc. | FL | 13,946 | $66.9M | $73K |
| Tandem HR, LLC 401(k) Plan | Tandem Management, LLC | AZ | 10,695 | $310M | $72K |
| TD Synnex 401(k) Retirement Plan | TD Synnex Corporation | CA | 10,330 | $896M | $76K |
| Lakeland Regional Medical Center 403(b) Plan | Lakeland Regional Medical Center, Inc. | FL | 9,109 | $425M | $25K |
| Lakeland Regional Medical Center Retirement Plan Trust | Lakeland Regional Medical Center, Inc. | FL | 8,346 | $189M | $25K |
| Landrum Professional Employer Services Retirement Savings Plan | Landrum Professional Employer Services, Inc. | FL | 5,591 | $134M | $59K |
| Fourth Retirement Savings Plan | Choice Employer Solutions, Inc. | FL | 4,663 | $21.9M | $29K |
| Sovereign Healthcare 401(k) Plan | Sovereign Healthcare Holdings, LLC | FL | 4,635 | $31.2M | $30K |
| Legend Senior Living, LLC 401(k) Plan | Legend Senior Living, LLC | KS | 4,058 | $11.2M | $7,000 |
| Synchronyhr Retirement Savings Plan | Cornerstone Employer Solutions, LLC DBA Synchronyhr | MO | 4,010 | $95.5M | $59K |
| The Alcott Group 401(k) Plan | Alcott HR Group, LLC | NY | 3,905 | $228M | $33K |
| Worksite Retirement Savings Plan | Worksite, LLC | FL | 3,204 | $17.3M | $24K |
| Florida Medical Clinic, LLC 401(k) Plan and Trust | Ohi West Medical Group II LLC | FL | 2,650 | $314M | $35K |
| Total Safety U. S. , Inc. 401(k) Retirement Plan | Total Safety U.S., Inc. | TX | 2,340 | $53.0M | $32K |
| Orthopaedic Solutions Management 401(k) Plan | Orthopaedic Solutions Management, LLC | FL | 2,331 | $151M | $23K |
| Syndeo Outsourcing 401(k) Retirement Plan | Syndeo Outsourcing, LLC | KS | 1,418 | $37.4M | $53K |
| Fcci Services, Inc. 401(k) Profit Sharing Plan | Fcci Services, Inc. | FL | 1,165 | $254M | $43K |
| Delta Pooled Employer Plan | Delta Administrative Services, LLC | LA | 1,117 | $9.4M | $9,919 |
| Bluestar BKS Pooled Employer Plan | Americantcs Fiduciary Services, LLC | PA | 958 | $14.5M | $12K |
| Profit Sharing and 401(k) Plan for Employees of Carlton Fields | Carlton Fields, P.A. | FL | 957 | $316M | $16K |
| Sba 401(k) Plan | Schoeller Bleckmann America, Inc. | TX | 766 | $40.4M | $71K |
| Evolvehr Retirement Plan | Evolvehr V, Inc. | IL | 743 | $40.6M | $49K |
| Associates' Savings Plan | Bankers Financial Corporation | GA | 734 | $50.4M | $30K |
| JSW Steel USA Inc. 401(k) Profit Sharing Plan & Trust | JSW Steel USA Inc. | TX | 652 | $21.9M | $34K |
| Vision H.R. Retirement Savings Plan | Vision HR II, Inc. | FL | 639 | $27.1M | $69K |
| P3 Health Partners 401(k) Plan | P3 Health Group Management, LLC | NV | 571 | $13.2M | $15K |
| Previan 401(k) Plan | NDT Global, LLC | TX | 476 | $25.7M | $47K |
| Lone Star PEO, Inc. Multiple Employer Retirement Plan | Lone Star PEO, Inc. | TX | 429 | $2.4M | $5,288 |
| Simedhealth Retirement Plan | Simedhealth, L.L.C. | FL | 409 | $45.7M | $32K |
| JSW Steel USA Ohio, Inc. 401(k) Plan | JSW Steel USA Ohio, Inc. | OH | 392 | $10.3M | $20K |
| Newton PEO Retirement Savings Plan | Newton PEO, LLC | TX | 313 | $2.6M | $6,117 |
| Norwood Management, Inc. 401(k) Plan | Norwood Management, Inc. | TX | 195 | $23.5M | $53K |
Questions and answers
How many plans does BKS Financial Investments LLC serve?
44 plans with 100 or more participants named it on Schedule C for plan year 2024. Plans that paid it under $5,000, small plans that file Form 5500-SF, and plans whose filings spell its name without an EIN under a different form are not counted.
What do plans pay BKS Financial Investments LLC?
The median plan reported $12.65 per participant in direct and indirect compensation (44 plans reporting an amount), or 0.06% of plan net assets. Eligible indirect compensation disclosed to the plan by formula is not reported as a dollar amount, so many filings understate what a provider receives.
What services are reported?
The service codes most often attached to it are Investment advisory (plan) (33 plans), Investment advisory (participants) (19 plans), Investment management (9 plans) and Consulting (pension) (8 plans).
Where does this come from?
Schedule C of Form 5500, Part I line 2, from the EBSA research files with filings received through 24 Aug 2026. Individuals named on Schedule C are excluded from this site.
Provenance
Source: U.S. Department of Labor, Employee Benefits Security Administration, Form 5500 research files, Schedule C Part I line 2, public domain, with filings received through 24 Aug 2026. Rows are grouped by the provider's EIN as entered by each plan; rows without an EIN join the EIN most often filed under the same name. Providers named on fewer than 25 plans have no page. See the methodology and corrections.