Employer · plans filed under one EIN
Ut-Battelle, LLC
Oak Ridge, TN · Professional, scientific and technical services
Form 5500 information is as filed by the plan administrator with the Department of Labor and may be amended. Figures reflect the plan year shown, not current balances.
2 retirement plans with 100 or more participants file Form 5500 under Ut-Battelle, LLC's employer identification number (Oak Ridge, Tennessee). Their latest filings total 22,077 participant records and $4.15B in net assets.
The largest is Pension Plan for Employees at Ornl, a defined benefit pension plan with 12,721 participants. A person can be counted in more than one plan, so the participant total is a count of records rather than of people.
Employer contributions across the plans were $105M and participant contributions $102M in the latest plan years; benefits paid were $283M. Schedule C compensation reported to service provider organisations totalled $7.1M.
Combined net assets moved from $2.22B in 2010 to $4.15B in 2024 (up 87%). Plan mergers and spin-offs show up here as steps in the series.
Plans
| Plan | Kind | Plan year | Participants | Net assets | Per participant | Employer / active | Sch. C compensation |
|---|---|---|---|---|---|---|---|
| Pension Plan for Employees at Ornl | defined benefit pension plan | 2024 | 12,721 | $2.40B | $188,673 | $12,085 | $6.6M |
| Savings Plan for Employees at Ornl | 401(k) plan | 2024 | 9,356 | $1.75B | $187,378 | $3,247 | $476K |
| US median, plan year 2024: DC plans $53,102 per participant, $2,175 employer contribution per active participant; DB plans $86,221 and $10,244. | |||||||
Trend by plan year
| Plan year | Plans | Participant records | Net assets | Employer contributions | Participant contributions |
|---|---|---|---|---|---|
| 2024 | 2 | 22,077 | $4.15B | $105M | $102M |
| 2023 | 2 | 21,170 | $4.03B | $91.2M | $89.3M |
| 2022 | 2 | 19,949 | $3.70B | $135M | $79.4M |
| 2021 | 2 | 19,015 | $4.42B | $167M | $73.4M |
| 2020 | 2 | 18,350 | $3.96B | $184M | $66.1M |
| 2019 | 2 | 17,163 | $3.44B | $128M | $58.1M |
| 2018 | 2 | 16,572 | $2.93B | $79.3M | $53.2M |
| 2017 | 2 | 16,290 | $3.13B | $126M | $54.3M |
| 2016 | 2 | 16,243 | $2.72B | $21.7M | $51.3M |
| 2015 | 2 | 15,844 | $2.70B | $66.9M | $48.6M |
| 2014 | 2 | 15,592 | $2.77B | $66.3M | $45.8M |
| 2013 | 2 | 15,957 | $2.70B | $52.1M | $44.6M |
| 2012 | 2 | 15,980 | $2.43B | $73.8M | $34.2M |
| 2011 | 2 | 16,122 | $2.26B | $70.7M | $38.2M |
| 2010 | 2 | 16,518 | $2.22B | $55.0M | $13.0M |
History of the plans listed above, in the years each filed the full Form 5500 with 100 or more participants. Plans that have since terminated are not included.
Service providers
| Organisation | Services reported | Plans | Compensation reported |
|---|---|---|---|
| Harrison Street Advisors, LLC | Investment management | 1 | $1,606,725 |
| Polaris Capital Management, LLC | Investment management | 1 | $1,181,512 |
| State Street Bank & Trust Co. | Investment management | 1 | $845,738 |
| Northern Trust Company | Trustee (bank, trust company, or similar financial institution) | 1 | $623,519 |
| JP Morgan Investment Management Inc. | Investment management | 1 | $612,958 |
| Schwab Retirement Plan Services Inc. | Recordkeeping and information management; Investment advisory (participants) | 1 | $320,689 |
| Towers Watson | Actuarial | 1 | $298,558 |
| Metropolitan Life Insurance Company | Insurance services | 1 | $265,660 |
| Parametric Portfolio Associates LLC | Investment management | 1 | $227,943 |
| Callan LLC | Consulting (pension) | 1 | $217,800 |
| USI Consulting Group Inc. | Actuarial | 1 | $162,306 |
| USI Insurance Services, LLC | Insurance services | 1 | $148,511 |
| TCW Investment Management Co. | Investment management | 1 | $103,953 |
| Groom Law | Legal | 1 | $87,909 |
| Charles Schwab & Co., Inc. | Securities brokerage | 1 | $6,949 |
Organisations paid $5,000 or more by any of these plans, from Schedule C. Individuals are not shown.
Questions and answers
How many retirement plans does Ut-Battelle, LLC have?
2 plans with 100 or more participants filed Form 5500 under its employer identification number for the latest plan years: Pension Plan for Employees at Ornl and Savings Plan for Employees at Ornl. Smaller plans and plans filed under a subsidiary's number are not grouped here.
How much does Ut-Battelle, LLC contribute to its plans?
$104,990,351 in employer contributions across these plans in their latest plan years, about $7,572 per active participant record. Form 5500 reports totals and not the match or accrual formula.
Who provides services to these plans?
Schedule C filings name Harrison Street Advisors, LLC, Polaris Capital Management, LLC, State Street Bank & Trust Co. and Northern Trust Company and others. Only organisations paid $5,000 or more by a plan are listed on Schedule C.
Where does this come from?
Form 5500 annual reports filed with the Department of Labor's EFAST2 system, from the EBSA research files, with filings received through 24 Aug 2026. Figures are as filed and may be amended.
Provenance
Source: U.S. Department of Labor, Employee Benefits Security Administration, Form 5500 research files, public domain, with filings received through 24 Aug 2026. Plans are grouped by the sponsor's employer identification number exactly as filed; a company that files under several EINs appears as several employers. See the methodology and corrections.