Providers › Investment advisory and management
Service provider · Schedule C, plan year 2024
Waverly Advisors LLC
Most often reported for investment advisory and management
Form 5500 information is as filed by the plan administrator with the Department of Labor and may be amended. Figures reflect the plan year shown, not current balances. Schedule C lists only providers a plan paid $5,000 or more, and is filed only by plans with 100 or more participants.
For plan year 2024, 35 retirement plans with 100 or more participants reported paying Waverly Advisors LLC $5,000 or more. Those plans cover 22,900 participant records, and the service most often reported is investment advisory and management.
Reported compensation from those plans, direct and indirect, totalled $1.2M. Per plan, the median was $80.58 per participant, with the middle half of plans between $20.04 and $178. These are amounts plans reported paying this organisation, not a price list: they depend on which services each plan buys and on how much is paid through fund expenses instead.
Its client plans are most numerous in Alabama (21), Ohio (3) and Illinois (2).
In 2009 it appeared on 9 such filings; in 2024, 35. Yearly counts include every filing that names it, so they can run slightly above the number of plans with pages here, and name or EIN changes after mergers can break the series.
Reported compensation per plan
| Across this provider's plans | 25th percentile | Median | 75th percentile |
|---|---|---|---|
| Compensation per participant | $20.04 | $80.58 | $178 |
| Compensation as a share of plan net assets | 0.05% | 0.16% | 0.48% |
What each plan reported paying this organisation, not the plan's total cost. For reference, the median US defined contribution plan reported $123 per participant to all Schedule C providers combined.
Plans served by year
Matched by employer identification number. A merger or a change of filing entity starts a new series, so a drop to zero is not a loss of clients by itself.
By state
By plan size
Services reported
Largest plans naming this provider
| Plan | Sponsor | State | Participants | Net assets | Reported to this provider |
|---|---|---|---|---|---|
| E. a. Renfroe & Company, Inc. 401(k) Plan | E. a. Renfroe & Company, Inc. | AL | 4,927 | $30.3M | $45K |
| Wellborn Cabinet, Inc. 401(k) Profit Sharing Plan | Wellborn Cabinet Inc. | AL | 1,664 | $31.4M | $42K |
| Baker Donelson Bearman Caldwell & Berkowitz Retirement Savings Plan | Baker Donelson Bearman Caldwell & Berkowitz P.C. | TN | 1,622 | $628M | $25K |
| Bradley Arant Boult Cummings LLP Retirement Plan | Bradley Arant Boult Cummings LLP | AL | 1,558 | $694M | $12K |
| Warren Averett Companies, LLC Profit Sharing Plan | Warren Averett Companies, LLC | AL | 1,078 | $196M | $9,233 |
| Mitchell Grocery Corporation Profit SHARING/401(K) Plan | Mitchell Grocery Corporation | AL | 1,026 | $23.8M | $45K |
| Maynard Nexsen, PC 401(k) Plan & Trust | Maynard Nexsen, PC | AL | 1,023 | $410M | $6,456 |
| Phelps Dunbar, LLP Savings and Retirement Plan | Phelps Dunbar, LLP | LA | 971 | $295M | $21K |
| Restore Management 401(k) Plan | Restore Therapy Services Ltd. | AL | 865 | $34.8M | $48K |
| Yorktown Systems Group 401(k) Plan | Yorktown Systems Group | AL | 662 | $18.1M | $79K |
| Tower Loan of Mississippi, LLC 401(k) and Profit Sharing Plan | Tower Loan of Mississippi, LLC | MS | 602 | $59.8M | $5,992 |
| Buck Jack LLC 401(k) Profit Sharing Plan & Trust | Buck Jack LLC | CO | 537 | $5.0M | $10K |
| Command Alkon Incorporated 401(k) Profit Sharing Plan | Command Alkon Incorporated | OH | 531 | $68.8M | $71K |
| Material Sciences Corporation Savings and Investment Plan | Material Sciences Corporation | IL | 518 | $55.1M | $33K |
| Jungle Jim's Savings Plan | Jungle Jim's Market, Inc. | OH | 463 | $7.8M | $3,310 |
| Signal Centers 401(k) Plan | Signal Centers | TN | 463 | $12.4M | $75K |
| Ims 401(k) Plan | Ironmountain Solutions, Inc. | AL | 421 | $46.7M | $47K |
| Gabriella White, LLC 401(k) Plan | Gabriella White, LLC | AL | 403 | $13.4M | $28K |
| Thompson Gray, Inc. Retirement Plan | Thompson Gray, Inc. | AL | 340 | $22.5M | $45K |
| Premier Medical Group, Inc. 401(k) Profit Sharing Plan | Premier Medical Group, Inc. | AL | 338 | $83.3M | $10K |
| Craneworks, Inc. 401(k) Plan | Craneworks, Inc. | AL | 309 | $12.1M | $62K |
| Sims Bark Co., Inc. 401(k) Profit Sharing Plan | Sims Bark Co., Inc. | AL | 274 | $8.1M | $53K |
| C.A. Murren & Sons Company, Inc. Employee Savings Trust | C.A. Murren & Sons Company, Inc. | GA | 264 | $6.0M | $35K |
| Ios Employment, LLC 401(k) Plan | Ios Employment, LLC | FL | 262 | $4.2M | $5,481 |
| Alliance Partners 401(k) Plan | NCP Management Holdings, Inc. | AL | 228 | $7.1M | $53K |
| Evernest, LLC 401(k) Plan | Evernest Holdings, LLC | AL | 226 | $2.2M | $18K |
| U of I Community Credit Union 401(k) Plan | U of I Community Credit Union | IL | 194 | $18.0M | $29K |
| Red Diamond, Inc. Retirement Savings Plan | Red Diamond, Inc. | AL | 177 | $15.9M | $72K |
| Trademark Construction Services, LLC Profit Sharing Plan | Trademark Construction Services, LLC | OH | 167 | $5.2M | $26K |
| Trident Fund Services, INC.401(K) Plan | Trident Trust Company (South Dakota) Inc. | SD | 151 | $6.9M | $706 |
| Starnes Davis Florie LLP 401(k) Profit Sharing Plan | Starnes Davis Florie LLP | AL | 134 | $65.1M | $32K |
| Industrial Chemicals, Inc. Profit Sharing Plan | Industrial Chemicals, Inc. | AL | 132 | $5.5M | $40K |
| Friendship Bancorp 401(k) Plan | Friendship Bancorp, Inc. | IN | 127 | $9.6M | $27K |
| Cullman Cabinet & Supply Co., Inc. Profit Sharing Plan | Cullman Cabinet & Supply Co., Inc. | AL | 122 | $5.3M | $55K |
| Heart South Cardiovascular Group, P.C. 401(k) Profit Sharing Plan | Heart South Cardiovascular Group, P.C. | AL | 121 | $18.2M | $72K |
Questions and answers
How many plans does Waverly Advisors LLC serve?
35 plans with 100 or more participants named it on Schedule C for plan year 2024. Plans that paid it under $5,000, small plans that file Form 5500-SF, and plans whose filings spell its name without an EIN under a different form are not counted.
What do plans pay Waverly Advisors LLC?
The median plan reported $80.58 per participant in direct and indirect compensation (35 plans reporting an amount), or 0.16% of plan net assets. Eligible indirect compensation disclosed to the plan by formula is not reported as a dollar amount, so many filings understate what a provider receives.
What services are reported?
The service codes most often attached to it are Investment advisory (plan) (26 plans), Investment advisory (participants) (22 plans), Consulting (pension) (14 plans) and Investment management (14 plans).
Where does this come from?
Schedule C of Form 5500, Part I line 2, from the EBSA research files with filings received through 24 Aug 2026. Individuals named on Schedule C are excluded from this site.
Provenance
Source: U.S. Department of Labor, Employee Benefits Security Administration, Form 5500 research files, Schedule C Part I line 2, public domain, with filings received through 24 Aug 2026. Rows are grouped by the provider's EIN as entered by each plan; rows without an EIN join the EIN most often filed under the same name. Providers named on fewer than 25 plans have no page. See the methodology and corrections.