Providers › Investment advisory and management
Service provider · Schedule C, plan year 2024
Stacey Braun Associates, Inc.
Most often reported for investment advisory and management
Form 5500 information is as filed by the plan administrator with the Department of Labor and may be amended. Figures reflect the plan year shown, not current balances. Schedule C lists only providers a plan paid $5,000 or more, and is filed only by plans with 100 or more participants.
Stacey Braun Associates, Inc. is named as a service provider on the Schedule C of 33 retirement plans with 100 or more participants for plan year 2024, covering 82,777 participant records. Most often it is reported for investment advisory and management.
Reported compensation from those plans, direct and indirect, totalled $5.2M. Per plan, the median was $50.04 per participant, with the middle half of plans between $31.92 and $137. These are amounts plans reported paying this organisation, not a price list: they depend on which services each plan buys and on how much is paid through fund expenses instead.
Its client plans are most numerous in New York (19), New Jersey (7) and Pennsylvania (5).
In 2009 it appeared on 46 such filings; in 2024, 34. Yearly counts include every filing that names it, so they can run slightly above the number of plans with pages here, and name or EIN changes after mergers can break the series.
Reported compensation per plan
| Across this provider's plans | 25th percentile | Median | 75th percentile |
|---|---|---|---|
| Compensation per participant | $31.92 | $50.04 | $137 |
| Compensation as a share of plan net assets | 0.05% | 0.10% | 0.25% |
What each plan reported paying this organisation, not the plan's total cost. For reference, the median US defined contribution plan reported $123 per participant to all Schedule C providers combined.
Plans served by year
Matched by employer identification number. A merger or a change of filing entity starts a new series, so a drop to zero is not a loss of clients by itself.
By state
By plan size
Services reported
Largest plans naming this provider
| Plan | Sponsor | State | Participants | Net assets | Reported to this provider |
|---|---|---|---|---|---|
| Pension Plan of Local 464A | Pension Plan of Local 464A | NJ | 21,542 | $1.24B | $1.2M |
| Annuity FD of the IUOE Local Union 94, 94A, 94B AFL-CIO | BD of Trustees Annuity Fund of the IUOE LCL Union 94, 94A, 94B AFL-CIO | NY | 7,900 | $1.82B | $141K |
| Connecticut Laborers' Annuity Plan | Connecticut Laborers Annuity Fund Board of Trustees | CT | 7,097 | $274M | $206K |
| New York-New Jersey Amalgamated Pension Plan for Acme Employees | New York-New Jersey Amalgamated Pension Plan for Acme Employees | NJ | 5,749 | $191M | $281K |
| United Wire, Metal & Machine Pension Fund | Board of Trustees of U.W.M. & M. Pension Fund | NY | 5,682 | $213M | $176K |
| Local 295 I.B.T. Employer Group Pension Trust Fund | Trustees of Local 295 I.B.T. Employer Group Pension Trust Fund | NY | 5,521 | $640M | $220K |
| Westchester Heavy Construction Laborers Local 60 Pension Fund | Board of Trustees Local 60 Pension Fund | NY | 2,311 | $341M | $83K |
| Laborers Local 235 Annuity Fund | Laborers Local 235 Annuity Fund | NY | 2,009 | $57.8M | $189K |
| IBEW Local 43 & Electrical Contractors Pension Fund | IBEW Local 43 & Electrical Contractors Pension Fund | NY | 1,953 | $271M | $107K |
| Teamsters Local 11 Pension Fund | Board of Trustees - Teamsters Local 11 Pension Fund | NJ | 1,901 | $77.2M | $80K |
| Westchester Heavy Construction Laborers Local 60 Annuity Fund | Board of Trustees Local 60 Annuity Fund | NY | 1,751 | $200M | $99K |
| Local 817 Ibt Pension Fund | Theatrical Teamsters Local 817 Pension Fund | NY | 1,736 | $753M | $510K |
| Local 199 Laborers International Union of North America Annuity Plan | Laborers Annuity Fund Local #199 Board of Trustees | PA | 1,651 | $8.3M | $25K |
| I.U.O.E. Annuity Fund Local 137,137A,137B,137C, and 137R | Board of Trustees I.U.O.E. Annuity Local 137 137A 137B 137C 137R | NY | 1,556 | $253M | $197K |
| Laborers Local 235 Pension Fund | Board of Trustees Laborers Local 235 Pension Fund | NY | 1,556 | $103M | $125K |
| Neca Local Union No 313 IBEW Pension Plan | BD of Tees of Neca Lu No 313 IBEW Pension Plan | PA | 1,460 | $234M | $339K |
| Local 810 Affliated Pension Plan | Board of Trustees of Local 810 Affiliated Pension Plan | NY | 1,442 | $33.2M | $32K |
| Pension Plan of the IUOE Local 137 137A 137B 137C 137R, AFL-CIO | BD of Trustees Pension Plan of the IUOE 137 137A 137B 137C 137R Aflcio | NY | 1,422 | $270M | $359K |
| Local Union 1158 I.B.E.W. Pension Fund - PA | Board of Trustees of the Local Union 1158 I.B.E.W. Pension Fund-Pa | NJ | 1,071 | $33.8M | $13K |
| Local 108 Retirement Plan | Board of Trustees Local 108 Retirement Plan | NJ | 1,058 | $28.5M | $30K |
| B.A.C. Local 1 - De/pa Pension Trust | Bricklayers Local Union No 1 of Delaware | PA | 874 | $43.8M | $120K |
| Marble Industry Pension Trust Fund | Board of Trustees of Marble | NY | 864 | $98.7M | $63K |
| B.A.C. Local I - De/pa Annuity Plan | Bricklayers Local Union No 1 of del | PA | 854 | $14.2M | $37K |
| Local 445 Annuity Fund | Local 445 Annuity Fund | NY | 776 | $17.5M | $22K |
| Laborers of Delaware Local Union No. 199 Pension Plan | Laborers of Delaware LCL Union 199 Board of Trustees | PA | 774 | $63.9M | $163K |
| Bricklayers and Stonemasons Local Union 2 Pension Plan | Trustees of Bricklayers and Stonemasons Local Union 2 Pension Plan | VA | 402 | $9.5M | $68K |
| Teamsters Joint Council No. 73 Pension & Trust Fund | Trustees of Teamsters Joint Council No. 73 Pension & Trust Fund | NJ | 339 | $34.6M | $11K |
| Derrickmens Pension Fund, Local 197 | BD of TR Derrickmens Pension Fund, Local 197 | NY | 337 | $53.4M | $13K |
| Production Workers Pension Fund | Production Workers Pension Fund | NY | 281 | $5.6M | $14K |
| Local 804 Pension Fund | Board of Trustees of Local 804 Pension Fund | NY | 248 | $17.6M | $66K |
| Local 177 Union Pension Plan | Dept Store Drivers Warehousemen Helpers Local 177 Union | NJ | 229 | $14.5M | $84K |
| Westchester Modular Homes, Inc. Employee Stock Ownership Plan | Westchester Modular Homes, Inc. | NY | 216 | $105M | $107K |
| Stone Setters Annuity Fund Local 84 | Board of Trustees of Stone Setters | NY | 215 | $25.7M | $10K |
Questions and answers
How many plans does Stacey Braun Associates, Inc. serve?
33 plans with 100 or more participants named it on Schedule C for plan year 2024. Plans that paid it under $5,000, small plans that file Form 5500-SF, and plans whose filings spell its name without an EIN under a different form are not counted.
What do plans pay Stacey Braun Associates, Inc.?
The median plan reported $50.04 per participant in direct and indirect compensation (33 plans reporting an amount), or 0.10% of plan net assets. Eligible indirect compensation disclosed to the plan by formula is not reported as a dollar amount, so many filings understate what a provider receives.
What services are reported?
The service codes most often attached to it are Investment management (25 plans), Investment advisory (plan) (4 plans) and Investment advisory (participants) (1 plans).
Where does this come from?
Schedule C of Form 5500, Part I line 2, from the EBSA research files with filings received through 24 Aug 2026. Individuals named on Schedule C are excluded from this site.
Provenance
Source: U.S. Department of Labor, Employee Benefits Security Administration, Form 5500 research files, Schedule C Part I line 2, public domain, with filings received through 24 Aug 2026. Rows are grouped by the provider's EIN as entered by each plan; rows without an EIN join the EIN most often filed under the same name. Providers named on fewer than 25 plans have no page. See the methodology and corrections.