Providers › Investment advisory and management
Service provider · Schedule C, plan year 2024
Horan Securities Inc.
Most often reported for investment advisory and management
Form 5500 information is as filed by the plan administrator with the Department of Labor and may be amended. Figures reflect the plan year shown, not current balances. Schedule C lists only providers a plan paid $5,000 or more, and is filed only by plans with 100 or more participants.
For plan year 2024, 25 retirement plans with 100 or more participants reported paying Horan Securities Inc. $5,000 or more. Those plans cover 18,605 participant records, and the service most often reported is investment advisory and management.
Reported compensation from those plans, direct and indirect, totalled $807K. Per plan, the median was $56.58 per participant, with the middle half of plans between $24.74 and $89.97. These are amounts plans reported paying this organisation, not a price list: they depend on which services each plan buys and on how much is paid through fund expenses instead.
Its client plans are most numerous in Ohio (21), Kentucky (3) and West Virginia (1).
In 2011 it appeared on 6 such filings; in 2024, 25. Yearly counts include every filing that names it, so they can run slightly above the number of plans with pages here, and name or EIN changes after mergers can break the series.
Reported compensation per plan
| Across this provider's plans | 25th percentile | Median | 75th percentile |
|---|---|---|---|
| Compensation per participant | $24.74 | $56.58 | $89.97 |
| Compensation as a share of plan net assets | 0.05% | 0.17% | 0.22% |
What each plan reported paying this organisation, not the plan's total cost. For reference, the median US defined contribution plan reported $123 per participant to all Schedule C providers combined.
Plans served by year
Matched by employer identification number. A merger or a change of filing entity starts a new series, so a drop to zero is not a loss of clients by itself.
By state
By plan size
Services reported
Largest plans naming this provider
| Plan | Sponsor | State | Participants | Net assets | Reported to this provider |
|---|---|---|---|---|---|
| Reladyne LLC 401(k) Plan | Reladyne LLC | OH | 3,765 | $173M | $93K |
| The Dinsmore & Shohl LLP Savings and Investment Plan | Dinsmore & Shohl LLP | OH | 2,304 | $472M | $26K |
| Moriroku Technology North America Inc. Savings and Retirement Plan | Moriroku Technology North America Inc. | OH | 1,547 | $52.8M | $22K |
| Perfetti Van Melle, Inc. 401(k) Plan and Trust | Perfetti Van Melle USA Inc. | KY | 1,268 | $91.6M | $30K |
| Children's Home of Cincinnati 403(b) Plan | The Children's Home of Cincinnati | OH | 1,087 | $30.9M | $50K |
| Sims-Lohman, Inc. 401(k) Plan | Sims-Lohman, Inc. | OH | 829 | $25.8M | $47K |
| Zoological Society of Cincinnati 401(k) Retirement Plan | Zoological Society of Cincinnati | OH | 806 | $22.4M | $23K |
| The Connor Group 401(k) Profit Sharing Plan | The Connor Group, a Real Estate Investment Firm, LLC | OH | 726 | $18.6M | $10K |
| Clubessential Holdings, LLC 401(k) Plan | Clubessential Holdings, LLC | OH | 640 | $24.4M | $30K |
| Carestar 401(k) Retirement Plan | Carestar, Inc. | OH | 571 | $18.5M | $38K |
| Mike's Carwash 401(k) Plan | Mike's Carwash, Inc. | OH | 554 | $11.8M | $26K |
| Sheet Metal Workers Local 24 Cincinnati Area Retirement Plan and Trust | Sheet Metal Workers Unions Local 24 | OH | 499 | $60.7M | $28K |
| Eagle Financial 401(k) Plan | Eagle Financial Services Inc. | KY | 497 | $24.1M | $42K |
| CTL Aerospace, Inc. Retirement Savings Plan | CTL Aerospace, Inc. | OH | 434 | $9.2M | $39K |
| South Community Inc. 401(k) Retirement Plan | South Community Inc. | OH | 407 | $20.2M | $47K |
| Brighton Center, Inc. Employee Pension Plan | Brighton Center, Inc. | KY | 359 | $7.5M | $2,698 |
| Cincinnati Museum Association 401(k) Profit Sharing Plan | Cincinnati Museum Association | OH | 337 | $12.1M | $25K |
| Fecon 401(k) Profit Sharing Plan | Fecon, LLC | OH | 332 | $13.0M | $30K |
| Modern Office Methods Inc. Savings and Investment Plan | Modern Office Methods, Inc. | OH | 268 | $21.9M | $40K |
| Sentrilock, LLC 401(k) Plan | Sentrilock, LLC | OH | 260 | $13.1M | $31K |
| Enable Injections 401(k) Plan | Enable Injections, Inc. | OH | 260 | $11.9M | $3,523 |
| Benchmark Digital Partners, LLC 401(k) and Profit Sharing Plan | Benchmark Digital Partners, LLC | OH | 241 | $17.7M | $35K |
| BRG Realty Group, LLC Employees' Savings Plan | BRG Realty Group, LLC | OH | 222 | $6.7M | $21K |
| Weastec, Inc. Retirement Savings Plan | Weastec, Inc. | OH | 203 | $19.0M | $53K |
| Clear Mountain Bank, Inc. 401(k) Plan | Clear Mountain Bank, Inc. | WV | 189 | $16.2M | $15K |
Questions and answers
How many plans does Horan Securities Inc. serve?
25 plans with 100 or more participants named it on Schedule C for plan year 2024. Plans that paid it under $5,000, small plans that file Form 5500-SF, and plans whose filings spell its name without an EIN under a different form are not counted.
What do plans pay Horan Securities Inc.?
The median plan reported $56.58 per participant in direct and indirect compensation (25 plans reporting an amount), or 0.17% of plan net assets. Eligible indirect compensation disclosed to the plan by formula is not reported as a dollar amount, so many filings understate what a provider receives.
What services are reported?
The service codes most often attached to it are Investment advisory (plan) (16 plans), Other services (2 plans), Investment advisory (participants) (2 plans) and Consulting (pension) (2 plans).
Where does this come from?
Schedule C of Form 5500, Part I line 2, from the EBSA research files with filings received through 24 Aug 2026. Individuals named on Schedule C are excluded from this site.
Provenance
Source: U.S. Department of Labor, Employee Benefits Security Administration, Form 5500 research files, Schedule C Part I line 2, public domain, with filings received through 24 Aug 2026. Rows are grouped by the provider's EIN as entered by each plan; rows without an EIN join the EIN most often filed under the same name. Providers named on fewer than 25 plans have no page. See the methodology and corrections.