Sammons Enterprises, Inc. 401(k) Savings Plan401(k) plan: employer contributions, fees and assets
2025Form 5500 for plan year 2025
The filing shows $37 of employer contributions for each active participant in the plan year that ended 31 Dec 2025. Form 5500 does not state the match formula.
- Sponsor
- Sammons Enterprises, Inc., Dallas, TX
- EIN and plan number
- 75-6027423, plan 007
- Plan type
- 401(k), profit sharing. Single-employer plan
- Plan year
- to
- Filing received
What this filing shows
At the end of the plan year that ended 31 Dec 2025, the plan had 4,680 participants.
Net assets were $452,937,397 at the end of that plan year.
Employer contributions were $37 for each active participant in that plan year.
Participant contributions were $7,935 for each active participant.
By participants, it was number 318 of 4,943 defined contribution plans with 100 or more participants and a filing address in Texas.
By net assets, it was number 262 of 4,671.
Its net assets rose by 32.7% from plan year 2024 to 2025.
Net assets of the 9,237 defined contribution plans with 1,000 to 4,999 participants in plan year 2024 that filed for both years rose by 15.1%.
Its employer contributions for each active participant were $37 in plan year 2025.
The median of defined contribution plans with 1,000 to 4,999 participants was $2,042 in plan year 2024.
Form 5500 does not state the match formula.
What Form 5500 does not show
- The match formula. The form gives the total of the employer contributions for a plan year.
- Fund expense ratios. The fees on the form are the administrative expenses of the plan and the Schedule C compensation.
- The account of a person. The form gives totals for the plan.
While applicable plans are required to file a Form 5500 or Form 5500-SF annually, multiple filings may exist for a plan’s single form year if a plan amends their original filing or if a duplicate filing was erroneously submitted.
The dataset listed as “Latest” includes only the latest filing received for a plan with a filing status of “FILING_RECEIVED”.
EBSA wrote these sentences. Copied from Employee Benefits Security Administration, Form 5500 Datasets Guide on .
In plain words: this page shows the latest filing on record for each plan. A plan can amend a filing, and an amended filing replaces the earlier one at the next update. Source of the figures: the Form 5500 datasets, filings received through . The Department of Labor received this filing on .
Contributions
Position among plans of the same type and size. The group: 10,256 defined contribution plans with 1,000 to 4,999 participants, plan year 2024. The percentiles set the latest figures of this plan against the group of plan year 2024.
- Employer contributionsPlan year that ended 31 Dec 2025. Cash from employers, Schedule H line 2a(1)(A)
- $142,726
- Active participants31 Dec 2025
- 3,901
- Employer contributions for each active participant
- $37
The plan is at the 4th percentile of the group. The quartiles of the group are $825, $2,042 and $4,178. Among plans of the same sector, the plan is at the 3rd percentile.
- Participant contributionsPlan year that ended 31 Dec 2025
- $30,956,351
- Rollovers and other contributions
- $36,687,866
- Participant contributions for each active participant
- $7,935
The plan is at the 78th percentile of the group of 9,556 plans. The quartiles of the group are $2,096, $4,321 and $7,451. Among plans of the same sector, the plan is at the 64th percentile.
- Total contributionsPlan year that ended 31 Dec 2025. Schedule H line 2a(3)
- $67,786,943
A percentile gives a position in the group. It does not grade the plan. Groups: plans with 1,000 to 4,999 participants, Finance and insurance sector.
Fees that the filing shows
The fees on this page are the administrative expenses of the plan and the Schedule C compensation. Fund expense ratios are not in Form 5500.
- Recordkeeping fees
- $77,626
- Investment advisory and management fees
- $53,000
- Administrative expenses, Schedule HPlan year that ended 31 Dec 2025
- $130,626
The plan is at the 17th percentile of the group. The quartiles of the group are $42.42, $81.95 and $127. Among plans of the same sector, the plan is at the 16th percentile.
- Direct compensation
- $130,860
- Indirect compensation
- $0
- Schedule C compensation to organisationsPlan year that ended 31 Dec 2025
- $130,860
The plan is at the 16th percentile of the group. The quartiles of the group are $43.73, $81.94 and $126. Among plans of the same sector, the plan is at the 13th percentile.
The group for a fee line has only the plans that report an amount. Guide: how to read Schedule C fees
Assets and participants
- Net assets at the start of the plan year
- $341,316,831
- Total income, with the result of the investments
- $128,520,325
- Benefits paid
- $46,322,635
- Total expenses
- $46,512,484
- Net income
- $82,007,841
- Net transfers
- $29,612,725
- Net assets, 31 Dec 2025
- $452,937,397
- Active participants
- 3,901
- Retired or separated, with benefits now
- 0
- Retired or separated, with benefits later
- 763
- Participants with an account balance
- 4,383
- Participants, 31 Dec 2025
- 4,680
The plan is at the 73rd percentile of the group. The quartiles of the group are $20,624, $50,214 and $103,669. Among plans of the same sector, the plan is at the 53rd percentile.
Net assets for each participant is an average of the plan. Form 5500 has no account balance of a person.
Plan years on file
| Plan year | Participants | Net assets | Employer contributions | Participant contributions | Schedule C compensation |
|---|---|---|---|---|---|
| 2025 | 4,680 | $453M | $143K | $31.0M | $131K |
| 2024 | 4,313 | $341M | $6,000 | $24.4M | $98K |
| 2023 | 3,885 | $285M | no figure | $20.9M | $81K |
| 2022 | 3,526 | $226M | $4,000 | $17.6M | $79K |
| 2021 | 3,223 | $250M | no figure | $14.6M | $70K |
| 2020 | 2,979 | $211M | no figure | $11.5M | $40K |
| 2019 | 3,065 | $174M | no figure | $9.7M | $47K |
| 2018 | 3,013 | $134M | no figure | $8.7M | $33K |
| 2017 | 2,992 | $130M | no figure | $7.4M | $31K |
| 2016 | 2,739 | $108M | no figure | $6.2M | $31K |
| 2015 | 2,514 | $91.8M | $1,000 | $5.4M | $25K |
| 2014 | 2,277 | $83.8M | $0 | $3.8M | $31K |
| 2013 | 2,251 | $70.1M | $0 | $3.6M | $26K |
| 2012 | 2,230 | $50.2M | $0 | $3.2M | $18K |
| 2011 | 2,505 | $39.3M | $0 | $3.0M | $17K |
| 2010 | 2,404 | $34.2M | $0 | $2.9M | $15K |
| 2009 | 2,555 | $25.7M | $0 | $2.9M | $12K |
Assets by Schedule H category, 31 Dec 2025
- Common/collective trusts
- $252M 55.7%
- Registered investment companies (mutual funds)
- $196M 43.3%
- Participant loans
- $4.4M 1.0%
- Other investments
- $34K 0.0%
The form shows the type of the investment vehicle. It does not list the funds of the plan.
Service providers on Schedule C
| Organisation | Services in the filing | Direct compensation | Indirect compensation |
|---|---|---|---|
| Schwab Retirement Plan Services,inc | Recordkeeping and information management; Investment advisory (participants) | $130,625 | $0 |
| Charles Schwab & Co., Inc. | Securities brokerage | $235 | $0 |
Schedule C lists a provider only when the plan paid it $5,000 or more. The site does not show persons that Schedule C names.
Other answers in the filing
- Opinion of the accountantSchedule H line 3a
- Unmodified
- Accountant performed an ERISA section 103(a)(3)(C) auditSchedule H line 3b
- Yes
- Accounting firmSchedule H line 3c
- Baker Tilly Us,llp
- Failure to transmit participant contributionsSchedule H line 4a
- Yes, $137,143
- Fidelity bondSchedule H line 4d
- Yes, $10,000,000
- Blackout period in the plan yearSchedule H line 4m
- No
- Marks on the form
- automatic enrollment
- 2EProfit-sharing plan
- 2FERISA section 404(c) plan
- 2GTotal participant-directed account plan
- 2JCode section 401(k) feature
- 2S401(k) plan or 403(b) plan that provides for automatic enrollment
- 2TTotal or partial participant-directed account plan with a default investment account
- 3FPlan sponsor(s) received services of leased employees
- 3HPlan sponsor(s) is (are) a member(s) of a controlled group
Plan characteristics codes of line 8a, with the labels of the Form 5500 instructions. Business code 524140: Direct Life, Health, & Medical Insurance Carriers.
The plan administrator gives these answers on Schedule H. The site shows the answers as filed. It draws no conclusion from them.
Line 3a. The attached opinion of an independent qualified public accountant for this plan is (see instructions):
The form has four choices: unmodified, qualified, disclaimer and adverse. Glossary
Line 4a. Was there a failure to transmit to the plan any participant contributions within the time period described in 29 CFR 2510.3-102? Continue to answer “Yes” for any prior year failures until fully corrected. (See instructions and DOL’s Voluntary Fiduciary Correction Program.)
A “Yes” answer carries an amount. The line does not say why a transfer was late. Glossary
Form text copied from Department of Labor, Schedule H (Form 5500), editions 2024 and 2025 on .
Other plans of Sammons Enterprises, Inc.
| Plan | Participants | Net assets |
|---|---|---|
| Sammons Enterprises, Inc. Employee Stock Ownership Plan | 4,160 | $25.7B |
Plans of similar size in the same industry
| Plan | Sponsor | Participants |
|---|---|---|
| Protective Life Corporation 401(k) Plan | Protective Life Corporation | 4,798 |
| Trustage 401(k) Plan for Non-Represented Employees | CMFG Life Insurance Company | 4,628 |
| Cno 401(k) Plan | Cno Services, LLC | 4,910 |
| Premera 401(k) Savings Plan | Premera | 4,575 |
| Elevance Health Puerto Rico Retirement Plan | Ath Holding Company, LLC | 5,112 |
| Blue Cross and Blue Shield of Minnesota Employee Savings Plan | Blue Cross & Blue Shield of Minnesota | 4,572 |
| Jackson National Life Insurance Company Defined Contribution Plan | Jackson National Life Insurance Company | 5,288 |
| Genworth Financial, Inc. Retirement and Savings Plan | Genworth Financial, Inc. | 4,493 |
| The Lifetime Healthcare Companies 401(k) Plan | Lifetime Healthcare, Inc. | 5,297 |
| Medical Mutual of Ohio Employees' Retirement Savings Plan | Medical Mutual of Ohio | 4,314 |
Official channels
- Form 5500 Filing Search, U.S. Department of Labor, EFAST2
The search of the Department of Labor for filed Form 5500 reports.
To find this plan there, look for: EIN 75-6027423Plan number 007
- EBSA publication about retirement plans, for participants, U.S. Department of Labor, Employee Benefits Security Administration
The publication explains how a retirement plan works.
The links open the sites of the Department of Labor in a new tab. The site confirmed the links on .
Cite this page
My Plan Facts. "Sammons Enterprises, Inc. 401(k) Savings Plan." https://myplanfacts.com/plan/756027423-007-sammons-enterprises-inc-401-k-savings-plan/. Source: U.S. Department of Labor, Employee Benefits Security Administration, Form 5500 datasets, filings received through 24 Oct 2026.
Embed the figures
Where this page gets its figures
Source: U.S. Department of Labor, Employee Benefits Security Administration, Form 5500 datasets (Form 5500, Schedule H, Schedule C), plan years 2009 to 2025. The datasets are in the public domain. This page shows the latest filing on record for EIN 75-6027423, plan 007. An amended filing replaces it at the next update. The site calculates the figures for each participant, the quartiles and the percentiles. How the figures are made. Report an error.
Questions
Does the filing show the employer match?
No. Form 5500 does not state the match formula. The filing shows total employer contributions of $142,726 for the plan year that ended 31 Dec 2025. Participants contributed $30,956,351 in total in that plan year.
What fees does the filing show?
The plan reported $130,626 of administrative expenses for the plan year that ended 31 Dec 2025. Schedule C shows $130,860 of compensation to service providers. Fund expense ratios are not in Form 5500.
Which organisations give services to the plan?
Schedule C of the filing names 2 organisations. The table of service providers on this page gives the names, the services and the amounts. Schedule C lists a provider only when the plan paid it $5,000 or more.
How old are these figures?
The figures are for the plan year from 1 Jan 2025 to 31 Dec 2025. The Department of Labor received the filing on 14 Oct 2026. A filing is due by the last day of the 7th month after the plan year ends. An extension allows up to 9.5 months after the plan year ends.