New Jersey › Manufacturing › 100 to 249 participants
Form 5500 statement · plan year 1 Jan 2020 to 30 Jun 2020
Advanced Accelerator Applicationss USA, Inc. 401(k) P
Sponsored by Advanced Accelerator Application, Millburn, NJ
Form 5500 information is as filed by the plan administrator with the Department of Labor and may be amended. Figures reflect the plan year shown, not current balances. Form 5500 contains no individual account balances. Look up the original filing at EFAST2.
Advanced Accelerator Applicationss USA, Inc. 401(k) P is a 401(k) plan sponsored by Advanced Accelerator Application of Millburn, New Jersey. For the plan year ending 30 Jun 2020 it reported 157 participants, 135 of them active, and net assets of $0.
The employer contributed $18K during the year, or $133 per active participant against a same-size median of $2,447; participants contributed $41K. Benefits paid out totalled $350K.
The filing reports no service provider compensation on Schedule C. That is common where fees are paid by the employer or taken from investment returns, neither of which appears there. Administrative expenses charged to the plan were $2,554.
The independent accountant's opinion on the financial statements was unmodified (unqualified), from an audit whose scope was limited under ERISA section 103(a)(3)(C) to exclude investment information certified by a bank or insurer. The filing is marked as the final return for the plan.
Compared with similar plans
| Measure | This plan | Same size | Same industry | All US DC plans |
|---|---|---|---|---|
| Net assets per participant | — | $60,185 | $62,303 | $53,102 |
| Employer contributions per active participant | $133 | $2,447 | $2,187 | $2,175 |
| Schedule C compensation per participant | — | $194 | $136 | $123 |
| Schedule C compensation, share of net assets | — | 0.32% | 0.24% | 0.26% |
| Administrative expenses per participant | $16.27 | $176 | $131 | $116 |
Peer columns are medians for plan year 2024 across defined contribution plans with 100 or more participants: 100 to 249 participants (21,996 plans), manufacturing (11,377) and all US plans (63,460). Fee medians cover plans that report an amount.
Statement for the year
- Net assets, beginning of year$5,462,574
- Employer contributions$17,963
- Participant contributions$41,371
- Rollovers and other contributions—
- Total contributions$59,334
- Total income, including investment results−$212,208
- Benefits paid$349,841
- Administrative expenses$2,554
- Total expenses$353,757
- Net income−$565,965
- Net transfers−$4,896,609
- Net assets, end of year$0
Participants
- Active participants135
- Retired or separated, receiving benefits0
- Retired or separated, entitled to future benefits22
- Participants with account balances0
- Total participants, end of year157
Fees and service providers
| Organisation | Services reported | Direct | Indirect |
|---|---|---|---|
| ADP Broker-Dealer | Other services | $0 | $0 |
Schedule C, Part I line 2: providers that received $5,000 or more, with the form's own service codes. Individuals named on Schedule C (plan employees, individual trustees) are never shown and their compensation is excluded. Eligible indirect compensation disclosed by formula carries no dollar amount. See how to read Schedule C fees.
Administrative expenses on Schedule H
- Other administrative expenses$2,169
- Recordkeeping fees$385
- Total administrative expenses$2,554
Audit and compliance answers, as filed
- Accountant's opinionUnmodified (unqualified)
- Audit scope limited under ERISA section 103(a)(3)(C)Yes
- Participant contributions reported as transmitted lateNo
- Covered by a fidelity bondYes, $500,000
- Blackout period during the yearNo
These are the plan administrator's own answers on Schedule H, Part IV. A reported late transmittal is the filer's disclosure of a timing lapse, usually corrected through the Department of Labor's voluntary program; the amount is the total involved, not a loss.
Plan characteristics
2EProfit-sharing plan2FERISA section 404(c) plan2GTotal participant-directed account plan2JCode section 401(k) feature2KCode section 401(m) arrangement2S401(k) plan or 403(b) plan that provides for automatic enrollment2TTotal or partial participant-directed account plan with a default investment account3DPre-approved pension plan
Codes entered on Form 5500 line 8a, with the labels from the official instructions. Business code 325410: Pharmaceutical & Medicine Mfg.
Similar plans in New Jersey
| Plan | Sponsor | Participants | Net assets | Per participant |
|---|---|---|---|---|
| Fidia Pharma USA Inc. 401(k) Profit Sharing Plan and Trust | Fidia Pharma USA Inc. | 159 | — | — |
| James Alexander Corporation Employee Stock Ownership Plan and Trust | James Alexander Corporation | 156 | $6.3M | $40,288 |
| Kuehne Chemical Company, Inc. Savings and Investment Plan | Kuehne Chemical Company, Inc. | 160 | $33.7M | $210,530 |
| Acme Plastics 401(k) Plan | Acme Plastics, Inc. | 156 | — | — |
| Crestek Deferred Savings Plan Fka Crest Uthe Deferred Savings Plan | Crestek, Inc. and Subsidiaries Fka Crest Ultrasonics | 160 | $8.1M | $50,698 |
| SW Electronics and Manufacturing Corporation 401(k) Profit Sharing Plan | S.W. Electronics and Manufacturing Corporation | 154 | $2.1M | $13,594 |
Defined contribution plans in manufacturing closest in size.
Questions and answers
How big is Advanced Accelerator Applicationss USA, Inc. 401(k) P?
157 participants at the end of the plan year ending 30 Jun 2020, of whom 135 were active employees, with net assets of $0. Among defined contribution plans that places it in the 100 to 249 participants band, which held 21,996 plans in plan year 2024.
What does Advanced Accelerator Application contribute per participant?
The filing reports $17,963 in employer contributions for the year, which is $133 per active participant; the median for plans of the same type and size was $2,447 in plan year 2024. Form 5500 reports the total only. It does not state the match formula, and the per-participant figure is an average, not any one person's contribution.
What fees does the plan pay and how do they compare?
Schedule C reports no provider compensation for the year. Administrative expenses on Schedule H were $2,554. Investment costs deducted inside mutual funds and other pooled vehicles are not itemised on Form 5500, so these figures are a floor rather than a full cost.
Who runs the plan?
The sponsor is Advanced Accelerator Application. Form 5500 also names the plan administrator's signer and other individuals; this site publishes organisations only.
Was the audit opinion unqualified?
The filing reports an unmodified (unqualified) opinion from a limited-scope audit, in which the accountant did not audit investment information certified by a bank or insurance company. Unmodified (formerly "unqualified") is the standard clean opinion.
How current is this, and does it show my balance?
This is the Form 5500 for the plan year 1 Jan 2020 to 30 Jun 2020, received by the Department of Labor on 9 Apr 2026. Filings are due seven months after the plan year ends, or nine and a half with an extension, so the public record always runs a year or more behind. It contains plan-level totals only: no individual balances, contributions or names of participants exist in the data.
Provenance
Source: U.S. Department of Labor, Employee Benefits Security Administration, Form 5500 research files (Form 5500, Schedule H, Schedule C) for plan years 2009 to 2025, public domain, with filings received through 24 Aug 2026. This page shows the latest filing on record for EIN 43-1934346, plan 001, received 9 Apr 2026; an amended filing replaces it at the next build. Medians and percentiles are computed by this site; see the methodology. Report an error through corrections.