State by plan year
Arizona retirement plan filings, 2017
Plan years beginning in 2017, as filed with the Department of Labor.
Form 5500 information is as filed by the plan administrator with the Department of Labor and may be amended. Figures reflect the plan year shown, not current balances.
For plan years beginning in 2017, 2,645 pension plans based in Arizona filed the full Form 5500, 1,040 of them with 100 or more participants (969 defined contribution, 71 defined benefit).
Those filings reported 1,237,867 participant records and $50.9B in net assets, 0.6% of the national total. Employers contributed $1.51B, participants $2.06B, and $4.36B was paid in benefits.
124 filings were marked as a plan's first return and 120 as its final return. A further 8,867 small plans filed the short Form 5500-SF, with 174,559 participants and $8.10B in net assets.
Against 2016: large plans up 1%, participant records up 6%, net assets up 21%.
Arizona and the United States, 2017
| Measure | Arizona | United States | Arizona share |
|---|---|---|---|
| Pension plans on Form 5500 | 2,645 | 152,391 | 1.7% |
| Plans with 100+ participants | 1,040 | 77,818 | 1.3% |
| Participant records | 1,237,867 | 124,456,132 | 1.0% |
| Net assets | $50.9B | $8.56T | 0.6% |
| Employer contributions | $1.51B | $282.5B | 0.5% |
| Participant contributions | $2.06B | $226.7B | 0.9% |
| Benefits paid | $4.36B | $645.7B | 0.7% |
| First returns | 124 | 6,129 | 2.0% |
| Final returns | 120 | 5,956 | 2.0% |
| Small plans on Form 5500-SF | 8,867 | 568,001 | 1.6% |
Median plan, 2017
| Plans with 100+ participants | AZ: DC | US: DC | AZ: DB | US: DB |
|---|---|---|---|---|
| Net assets per participant | $20,277 | $33,479 | $47,929 | $65,056 |
| Employer contributions per active participant | $803 | $1,248 | $7,545 | $9,416 |
| Schedule C compensation per participant | $59.77 | $64.20 | $253 | $250 |
| Administrative expenses per participant | $49.64 | $45.82 | $418 | $440 |
Change from 2016
| Measure | 2016 | 2017 | Change |
|---|---|---|---|
| Plans with 100+ participants | 1,032 | 1,040 | up 1% |
| Participant records | 1,168,541 | 1,237,867 | up 6% |
| Net assets | $42.0B | $50.9B | up 21% |
| Employer contributions | $1.37B | $1.51B | up 10% |
| Median DC assets per participant | $18,388 | $20,277 | up 10% |
All Arizona plans, providers and the largest plans
Questions and answers
How many retirement plans filed in Arizona for 2017?
2,645 pension plans on the full Form 5500 (1,040 with 100 or more participants) and 8,867 small plans on Form 5500-SF.
How many new and terminated plans were there?
124 full-form filings were marked as a first return and 120 as a final return. A final return is filed when a plan terminates or merges into another plan.
What was the median plan like?
The median defined contribution plan with 100 or more participants held $20,277 per participant, and the median employer contribution was $803 per active participant.
Why is the state the sponsor's state?
Form 5500 records the plan sponsor's address, not where participants live. A national employer's plan is counted once, in the state of its headquarters filing address.
Provenance
Source: U.S. Department of Labor, Employee Benefits Security Administration, Form 5500 and Form 5500-SF research files for 2017, public domain, with filings received through 24 Aug 2026. First and final returns are the filer's own check-boxes on the form. See the methodology.